401k Plan data: GUARDIAN ANESTHESIA SERVICES 401(K) PLAN plan

GUARDIAN ANESTHESIA SERVICES 401(K) PLAN 401k Plan overview

Plan Name	GUARDIAN ANESTHESIA SERVICES 401(K) PLAN
Plan identification number	001

GUARDIAN ANESTHESIA SERVICES 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GUARDIAN ANESTHESIA SERVICES, PLLC has sponsored the creation of one or more 401k plans.

Company Name: GUARDIAN ANESTHESIA SERVICES, PLLC

Employer identification number (EIN): 453655756

NAIC Classification: 621510
NAIC Description: Medical and Diagnostic Laboratories

Additional information about GUARDIAN ANESTHESIA SERVICES, PLLC

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2011-10-20

Company Identification Number: 0801497027

Legal Registered Office Address: PO BOX 890331

HOUSTON
United States of America (USA)
77289

More information about GUARDIAN ANESTHESIA SERVICES, PLLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GUARDIAN ANESTHESIA SERVICES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 JOHAN TRAUTMANN MD
001 2016-01-01 JOHAN TRAUTMANN 2017-10-17
001 2015-01-01 JOHAN TRAUTMANN 2016-07-07
001 2014-01-01 JOHAN TRAUTMANN, M.D. 2015-09-30
001 2013-01-01 JOHAN TRAUTMAN 2014-08-14
001 2012-04-01 JOHAN TRAUTMAN 2013-10-10

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	JOHAN TRAUTMANN MD
001	2016-01-01	JOHAN TRAUTMANN	2017-10-17
001	2015-01-01	JOHAN TRAUTMANN	2016-07-07
001	2014-01-01	JOHAN TRAUTMANN, M.D.	2015-09-30
001	2013-01-01	JOHAN TRAUTMAN	2014-08-14
001	2012-04-01	JOHAN TRAUTMAN	2013-10-10

Plan Statistics for GUARDIAN ANESTHESIA SERVICES 401(K) PLAN

401k plan membership statisitcs for GUARDIAN ANESTHESIA SERVICES 401(K) PLAN

Measure Date Value
2020: GUARDIAN ANESTHESIA SERVICES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 46
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: GUARDIAN ANESTHESIA SERVICES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 66
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 23
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 23
Total of all active and inactive participants 2019-01-01 46
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 46
Number of participants with account balances 2019-01-01 38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: GUARDIAN ANESTHESIA SERVICES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 79
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 56
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 10
Total of all active and inactive participants 2018-01-01 66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 66
Number of participants with account balances 2018-01-01 63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: GUARDIAN ANESTHESIA SERVICES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 88
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 52
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 27
Total of all active and inactive participants 2017-01-01 79
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 79
Number of participants with account balances 2017-01-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0

Measure	Date	Value
2020: GUARDIAN ANESTHESIA SERVICES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	46
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: GUARDIAN ANESTHESIA SERVICES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	66
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	23
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	23
Total of all active and inactive participants	2019-01-01	46
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	46
Number of participants with account balances	2019-01-01	38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: GUARDIAN ANESTHESIA SERVICES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	79
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	56
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	10
Total of all active and inactive participants	2018-01-01	66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	66
Number of participants with account balances	2018-01-01	63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: GUARDIAN ANESTHESIA SERVICES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	88
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	52
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	27
Total of all active and inactive participants	2017-01-01	79
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	79
Number of participants with account balances	2017-01-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0

Financial Data on GUARDIAN ANESTHESIA SERVICES 401(K) PLAN

Measure	Date	Value
2020 : GUARDIAN ANESTHESIA SERVICES 401(K) PLAN 2020 401k financial data
Transfers to/from the plan	2020-10-02	$0
Total plan liabilities at end of year	2020-10-02	$0
Total plan liabilities at beginning of year	2020-10-02	$0
Total income from all sources	2020-10-02	$285,631
Expenses. Total of all expenses incurred	2020-10-02	$7,526,053
Benefits paid (including direct rollovers)	2020-10-02	$7,503,737
Total plan assets at end of year	2020-10-02	$0
Total plan assets at beginning of year	2020-10-02	$7,240,422
Value of fidelity bond covering the plan	2020-10-02	$425,000
Total contributions received or receivable from participants	2020-10-02	$32,818
Expenses. Other expenses not covered elsewhere	2020-10-02	$0
Contributions received from other sources (not participants or employers)	2020-10-02	$0
Other income received	2020-10-02	$-37,627
Noncash contributions received	2020-10-02	$0
Net income (gross income less expenses)	2020-10-02	$-7,240,422
Net plan assets at end of year (total assets less liabilities)	2020-10-02	$0
Net plan assets at beginning of year (total assets less liabilities)	2020-10-02	$7,240,422
Total contributions received or receivable from employer(s)	2020-10-02	$290,440
Value of certain deemed distributions of participant loans	2020-10-02	$0
Value of corrective distributions	2020-10-02	$12,022
Expenses. Administrative service providers (salaries,fees and commissions)	2020-10-02	$10,294
2019 : GUARDIAN ANESTHESIA SERVICES 401(K) PLAN 2019 401k financial data
Transfers to/from the plan	2019-12-31	$0
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$2,385,276
Expenses. Total of all expenses incurred	2019-12-31	$701,620
Benefits paid (including direct rollovers)	2019-12-31	$689,473
Total plan assets at end of year	2019-12-31	$7,240,422
Total plan assets at beginning of year	2019-12-31	$5,556,766
Value of fidelity bond covering the plan	2019-12-31	$425,000
Total contributions received or receivable from participants	2019-12-31	$683,153
Expenses. Other expenses not covered elsewhere	2019-12-31	$0
Contributions received from other sources (not participants or employers)	2019-12-31	$21,217
Other income received	2019-12-31	$1,416,085
Noncash contributions received	2019-12-31	$0
Net income (gross income less expenses)	2019-12-31	$1,683,656
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$7,240,422
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$5,556,766
Total contributions received or receivable from employer(s)	2019-12-31	$264,821
Value of certain deemed distributions of participant loans	2019-12-31	$0
Value of corrective distributions	2019-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$12,147
2018 : GUARDIAN ANESTHESIA SERVICES 401(K) PLAN 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$479,695
Expenses. Total of all expenses incurred	2018-12-31	$92,372
Benefits paid (including direct rollovers)	2018-12-31	$80,839
Total plan assets at end of year	2018-12-31	$5,556,766
Total plan assets at beginning of year	2018-12-31	$5,169,443
Value of fidelity bond covering the plan	2018-12-31	$425,000
Total contributions received or receivable from participants	2018-12-31	$660,946
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-380,061
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$387,323
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$5,556,766
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$5,169,443
Total contributions received or receivable from employer(s)	2018-12-31	$198,810
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$11,533
2017 : GUARDIAN ANESTHESIA SERVICES 401(K) PLAN 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$1,647,818
Expenses. Total of all expenses incurred	2017-12-31	$918,169
Benefits paid (including direct rollovers)	2017-12-31	$916,969
Total plan assets at end of year	2017-12-31	$5,169,443
Total plan assets at beginning of year	2017-12-31	$4,439,794
Value of fidelity bond covering the plan	2017-12-31	$425,000
Total contributions received or receivable from participants	2017-12-31	$588,798
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$831,367
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$729,649
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$5,169,443
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$4,439,794
Total contributions received or receivable from employer(s)	2017-12-31	$227,653
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$1,200

Form 5500 Responses for GUARDIAN ANESTHESIA SERVICES 401(K) PLAN

2020: GUARDIAN ANESTHESIA SERVICES 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: GUARDIAN ANESTHESIA SERVICES 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: GUARDIAN ANESTHESIA SERVICES 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: GUARDIAN ANESTHESIA SERVICES 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	GUARDIAN ANESTHESIA SERVICES, PLLC
Employer identification number (EIN):	453655756
NAIC Classification:	621510
NAIC Description:	Medical and Diagnostic Laboratories

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2011-10-20
Company Identification Number:	0801497027
Legal Registered Office Address:	PO BOX 890331 HOUSTON United States of America (USA) 77289