401k Plan data: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN plan

STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 401k Plan overview

Plan Name	STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN
Plan identification number	001

STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

STRATEGIC GROWTH BANCORP INC- ORPORATED has sponsored the creation of one or more 401k plans.

Company Name: STRATEGIC GROWTH BANCORP INC- ORPORATED

Employer identification number (EIN): 454195283

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 LAURA FRAZIER 2020-03-03
001 2019-01-01 LAURA FRAZIER 2019-11-14
001 2018-01-01 LAURA FRAZIER 2019-12-19
001 2018-01-01 LAURA FRAZIER 2019-10-15
001 2017-01-01
001 2017-01-01
001 2016-01-01 WILLIAM P. SANDERS WILLIAM P. SANDERS 2017-10-16
001 2015-01-01 WILLIAM P. SANDERS WILLIAM P. SANDERS 2016-10-07
001 2014-01-01 WILLIAM P. SANDERS WILLIAM P. SANDERS 2015-10-15
001 2013-10-01 WILLIAM P. SANDERS WILLIAM P. SANDERS 2014-07-29

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01	LAURA FRAZIER	2020-03-03
001	2019-01-01	LAURA FRAZIER	2019-11-14
001	2018-01-01	LAURA FRAZIER	2019-12-19
001	2018-01-01	LAURA FRAZIER	2019-10-15
001	2017-01-01
001	2017-01-01
001	2016-01-01	WILLIAM P. SANDERS		WILLIAM P. SANDERS	2017-10-16
001	2015-01-01	WILLIAM P. SANDERS		WILLIAM P. SANDERS	2016-10-07
001	2014-01-01	WILLIAM P. SANDERS		WILLIAM P. SANDERS	2015-10-15
001	2013-10-01	WILLIAM P. SANDERS		WILLIAM P. SANDERS	2014-07-29

Plan Statistics for STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN

401k plan membership statisitcs for STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN

Measure Date Value
2019: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 270
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 406
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 173
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 97
Total of all active and inactive participants 2018-01-01 270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 270
Number of participants with account balances 2018-01-01 262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 2
2017: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 646
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 346
Number of retired or separated participants receiving benefits 2017-01-01 134
Number of other retired or separated participants entitled to future benefits 2017-01-01 181
Total of all active and inactive participants 2017-01-01 661
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 661
Number of participants with account balances 2017-01-01 575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 13
2016: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 634
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 481
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 129
Total of all active and inactive participants 2016-01-01 610
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 610
Number of participants with account balances 2016-01-01 523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 33
2015: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 542
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 404
Number of retired or separated participants receiving benefits 2015-01-01 3
Number of other retired or separated participants entitled to future benefits 2015-01-01 56
Total of all active and inactive participants 2015-01-01 463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 463
Number of participants with account balances 2015-01-01 389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 475
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 448
Number of retired or separated participants receiving benefits 2014-01-01 9
Number of other retired or separated participants entitled to future benefits 2014-01-01 78
Total of all active and inactive participants 2014-01-01 535
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 535
Number of participants with account balances 2014-01-01 482
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 3
2013: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 60
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 115
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 5
Total of all active and inactive participants 2013-10-01 120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 0
Total participants 2013-10-01 120
Number of participants with account balances 2013-10-01 100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 0

Measure	Date	Value
2019: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	270
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	406
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	173
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	97
Total of all active and inactive participants	2018-01-01	270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	270
Number of participants with account balances	2018-01-01	262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	2
2017: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	646
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	346
Number of retired or separated participants receiving benefits	2017-01-01	134
Number of other retired or separated participants entitled to future benefits	2017-01-01	181
Total of all active and inactive participants	2017-01-01	661
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	661
Number of participants with account balances	2017-01-01	575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	13
2016: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	634
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	481
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	129
Total of all active and inactive participants	2016-01-01	610
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	610
Number of participants with account balances	2016-01-01	523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	33
2015: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	542
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	404
Number of retired or separated participants receiving benefits	2015-01-01	3
Number of other retired or separated participants entitled to future benefits	2015-01-01	56
Total of all active and inactive participants	2015-01-01	463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	463
Number of participants with account balances	2015-01-01	389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	475
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	448
Number of retired or separated participants receiving benefits	2014-01-01	9
Number of other retired or separated participants entitled to future benefits	2014-01-01	78
Total of all active and inactive participants	2014-01-01	535
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	535
Number of participants with account balances	2014-01-01	482
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	3
2013: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	60
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	115
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	5
Total of all active and inactive participants	2013-10-01	120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	0
Total participants	2013-10-01	120
Number of participants with account balances	2013-10-01	100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	0

Financial Data on STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN

Measure	Date	Value
2019 : STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2019 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-01-31	$0
2018 : STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$0
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$531,425
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Expenses. Interest paid	2018-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-764,959
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$4,310,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$4,286,510
Expenses. Certain deemed distributions of participant loans	2018-12-31	$0
Value of total corrective distributions	2018-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$369,604
Value of total assets at end of year	2018-12-31	$13,931,437
Value of total assets at beginning of year	2018-12-31	$19,537,988
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$23,657
Total income from rents	2018-12-31	$0
Total interest from all sources	2018-12-31	$2,616
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$21,729
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$21,729
Administrative expenses professional fees incurred	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$246,417
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$367,041
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Other income not declared elsewhere	2018-12-31	$-14,287
Administrative expenses (other) incurred	2018-12-31	$0
Total non interest bearing cash at end of year	2018-12-31	$0
Total non interest bearing cash at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Income. Non cash contributions	2018-12-31	$0
Value of net income/loss	2018-12-31	$-5,075,126
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$13,931,437
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$19,537,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$2,085,744
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$17,119,560
Interest on participant loans	2018-12-31	$2,616
Income. Interest from loans (other than to participants)	2018-12-31	$0
Interest earned on other investments	2018-12-31	$0
Income. Interest from US Government securities	2018-12-31	$0
Income. Interest from corporate debt instruments	2018-12-31	$0
Value of interest in common/collective trusts at end of year	2018-12-31	$11,845,693
Value of interest in common/collective trusts at beginning of year	2018-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$2,051,387
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$2,051,387
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$55,263
Net investment gain/loss from pooled separate accounts	2018-12-31	$0
Net investment gain or loss from common/collective trusts	2018-12-31	$-1,199,884
Net gain/loss from 103.12 investment entities	2018-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$123,187
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$0
Income. Dividends from preferred stock	2018-12-31	$0
Income. Dividends from common stock	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$4,286,510
Contract administrator fees	2018-12-31	$23,657
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2018-12-31	271728945
2017 : STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$5,506,064
Total loss/gain on sale of assets	2017-12-31	$601,306
Total of all expenses incurred	2017-12-31	$7,416,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$7,263,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,551,914
Value of total assets at end of year	2017-12-31	$19,537,988
Value of total assets at beginning of year	2017-12-31	$21,448,528
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$152,730
Total interest from all sources	2017-12-31	$15,270
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$51,770
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,721,925
Participant contributions at end of year	2017-12-31	$367,041
Participant contributions at beginning of year	2017-12-31	$431,091
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$14,992
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-1,910,540
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$19,537,988
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$21,448,528
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$100,960
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$17,119,560
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$19,750,168
Interest on participant loans	2017-12-31	$15,270
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$2,051,387
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$1,267,269
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$1,267,269
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,337,574
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$814,997
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$7,263,874
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$13,961,842
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$13,360,536
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN	2017-12-31	271728945
2016 : STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$4,563,795
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$5,404,424
Total loss/gain on sale of assets	2016-12-31	$185,710
Total of all expenses incurred	2016-12-31	$4,373,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$4,228,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$3,691,317
Value of total assets at end of year	2016-12-31	$21,448,528
Value of total assets at beginning of year	2016-12-31	$15,853,366
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$145,002
Total interest from all sources	2016-12-31	$18,613
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$443,988
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$443,988
Administrative expenses professional fees incurred	2016-12-31	$44,578
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,237,677
Participant contributions at end of year	2016-12-31	$431,091
Participant contributions at beginning of year	2016-12-31	$360,477
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$288,197
Total non interest bearing cash at beginning of year	2016-12-31	$29,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,031,367
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$21,448,528
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$15,853,366
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$100,424
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$19,750,168
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$13,785,578
Interest on participant loans	2016-12-31	$18,418
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$1,267,269
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$1,677,388
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$1,677,388
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$195
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,064,796
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,165,443
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$4,228,055
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$10,537,011
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$10,351,301
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	SCHMID BROADDUS NUGENT GANO PC
Accountancy firm EIN	2016-12-31	261483953
2015 : STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,362,041
Total loss/gain on sale of assets	2015-12-31	$42,295
Total of all expenses incurred	2015-12-31	$3,040,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,914,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,421,013
Value of total assets at end of year	2015-12-31	$15,853,366
Value of total assets at beginning of year	2015-12-31	$16,531,601
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$126,152
Total interest from all sources	2015-12-31	$13,688
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$482,207
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$482,207
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,573,627
Participant contributions at end of year	2015-12-31	$360,477
Participant contributions at beginning of year	2015-12-31	$264,539
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$54,232
Administrative expenses (other) incurred	2015-12-31	$9,965
Total non interest bearing cash at end of year	2015-12-31	$29,923
Total non interest bearing cash at beginning of year	2015-12-31	$1,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-678,235
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$15,853,366
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$16,531,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$79,361
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$13,785,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$14,625,217
Interest on participant loans	2015-12-31	$13,676
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$1,677,388
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$1,640,245
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$1,640,245
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$12
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-597,162
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$793,154
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,914,124
Contract administrator fees	2015-12-31	$36,826
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$7,188,148
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$7,145,853
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	SCHMID BROADDUS NUGENT GANO PC
Accountancy firm EIN	2015-12-31	261483953
2014 : STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$13,577,294
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,068,730
Total loss/gain on sale of assets	2014-12-31	$85,093
Total of all expenses incurred	2014-12-31	$1,814,304
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,747,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,084,886
Value of total assets at end of year	2014-12-31	$16,531,601
Value of total assets at beginning of year	2014-12-31	$1,699,881
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$67,046
Total interest from all sources	2014-12-31	$8,006
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$279,766
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$279,766
Administrative expenses professional fees incurred	2014-12-31	$67,046
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,351,044
Participant contributions at end of year	2014-12-31	$264,539
Total non interest bearing cash at end of year	2014-12-31	$1,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,254,426
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$16,531,601
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,699,881
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$14,625,217
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,699,881
Interest on participant loans	2014-12-31	$8,006
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$1,640,245
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$610,979
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$733,842
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,747,258
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$2,786,204
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$2,701,111
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	SCHMID BROADDUS NUGENT GANO PC
Accountancy firm EIN	2014-12-31	261483953
2013 : STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$1,700,084
Expenses. Total of all expenses incurred	2013-12-31	$203
Total plan assets at end of year	2013-12-31	$1,699,881
Total plan assets at beginning of year	2013-12-31	$0
Value of fidelity bond covering the plan	2013-12-31	$1,000,000
Total contributions received or receivable from participants	2013-12-31	$62,593
Contributions received from other sources (not participants or employers)	2013-12-31	$1,561,752
Other income received	2013-12-31	$39,179
Net income (gross income less expenses)	2013-12-31	$1,699,881
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,699,881
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$0
Assets. Value of participant loans	2013-12-31	$49,012
Total contributions received or receivable from employer(s)	2013-12-31	$36,560
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$203

Form 5500 Responses for STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN

2019: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	Yes
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	Yes
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: STRATEGIC GROWTH BANCORP INCORPORATED RETIREMENT PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	First time form 5500 has been submitted	Yes
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

626690

Policy instance

Insurance contract or identification number	626690
Number of Individuals Covered	0
Insurance policy start date	2019-01-01
Insurance policy end date	2019-01-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	STRATEGIC GROWTH BANCORP INC- ORPORATED
Employer identification number (EIN):	454195283
NAIC Classification:	522110
NAIC Description:	Commercial Banking