401k Plan data: BIG STONE THERAPIES, INC. plan

BIG STONE THERAPIES, INC. 401k Plan overview

Plan Name	BIG STONE THERAPIES, INC.
Plan identification number	001

BIG STONE THERAPIES, INC. Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BIG STONE THERAPIES, INC. has sponsored the creation of one or more 401k plans.

Company Name: BIG STONE THERAPIES, INC.

Employer identification number (EIN): 454199100

NAIC Classification: 621340
NAIC Description: Offices of Physical, Occupational and Speech Therapists, and Audiologists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BIG STONE THERAPIES, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 SUSAN STENSRUD SUSAN STENSRUD 2018-10-09
001 2016-01-01 SUSAN STENSRUD SUSAN STENSRUD 2017-10-11
001 2015-01-01 HEATHER ZINTER HEATHER ZINTER 2016-09-30

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	SUSAN STENSRUD	SUSAN STENSRUD	2018-10-09
001	2016-01-01	SUSAN STENSRUD	SUSAN STENSRUD	2017-10-11
001	2015-01-01	HEATHER ZINTER	HEATHER ZINTER	2016-09-30

Plan Statistics for BIG STONE THERAPIES, INC.

401k plan membership statisitcs for BIG STONE THERAPIES, INC.

Measure Date Value
2022: BIG STONE THERAPIES, INC. 2022 401k membership
Total participants, beginning-of-year 2022-01-01 525
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 455
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 126
Total of all active and inactive participants 2022-01-01 581
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 581
Number of participants with account balances 2022-01-01 499
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: BIG STONE THERAPIES, INC. 2021 401k membership
Total participants, beginning-of-year 2021-01-01 473
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 422
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 101
Total of all active and inactive participants 2021-01-01 523
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 523
Number of participants with account balances 2021-01-01 443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: BIG STONE THERAPIES, INC. 2020 401k membership
Total participants, beginning-of-year 2020-01-01 464
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 391
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 81
Total of all active and inactive participants 2020-01-01 473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 473
Number of participants with account balances 2020-01-01 407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: BIG STONE THERAPIES, INC. 2019 401k membership
Total participants, beginning-of-year 2019-01-01 420
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 394
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 86
Total of all active and inactive participants 2019-01-01 480
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 480
Number of participants with account balances 2019-01-01 378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: BIG STONE THERAPIES, INC. 2018 401k membership
Total participants, beginning-of-year 2018-01-01 386
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 356
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 71
Total of all active and inactive participants 2018-01-01 427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 427
Number of participants with account balances 2018-01-01 344
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: BIG STONE THERAPIES, INC. 2017 401k membership
Total participants, beginning-of-year 2017-01-01 358
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 322
Number of other retired or separated participants entitled to future benefits 2017-01-01 65
Total of all active and inactive participants 2017-01-01 387
Total participants 2017-01-01 387
Number of participants with account balances 2017-01-01 313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: BIG STONE THERAPIES, INC. 2016 401k membership
Total participants, beginning-of-year 2016-01-01 314
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 307
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 59
Total of all active and inactive participants 2016-01-01 366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 366
Number of participants with account balances 2016-01-01 268
2015: BIG STONE THERAPIES, INC. 2015 401k membership
Total participants, beginning-of-year 2015-01-01 252
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 271
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 40
Total of all active and inactive participants 2015-01-01 311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 311
Number of participants with account balances 2015-01-01 247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0

Measure	Date	Value
2022: BIG STONE THERAPIES, INC. 2022 401k membership
Total participants, beginning-of-year	2022-01-01	525
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	455
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	126
Total of all active and inactive participants	2022-01-01	581
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	581
Number of participants with account balances	2022-01-01	499
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: BIG STONE THERAPIES, INC. 2021 401k membership
Total participants, beginning-of-year	2021-01-01	473
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	422
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	101
Total of all active and inactive participants	2021-01-01	523
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	523
Number of participants with account balances	2021-01-01	443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: BIG STONE THERAPIES, INC. 2020 401k membership
Total participants, beginning-of-year	2020-01-01	464
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	391
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	81
Total of all active and inactive participants	2020-01-01	473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	473
Number of participants with account balances	2020-01-01	407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: BIG STONE THERAPIES, INC. 2019 401k membership
Total participants, beginning-of-year	2019-01-01	420
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	394
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	86
Total of all active and inactive participants	2019-01-01	480
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	480
Number of participants with account balances	2019-01-01	378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: BIG STONE THERAPIES, INC. 2018 401k membership
Total participants, beginning-of-year	2018-01-01	386
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	356
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	71
Total of all active and inactive participants	2018-01-01	427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	427
Number of participants with account balances	2018-01-01	344
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: BIG STONE THERAPIES, INC. 2017 401k membership
Total participants, beginning-of-year	2017-01-01	358
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	322
Number of other retired or separated participants entitled to future benefits	2017-01-01	65
Total of all active and inactive participants	2017-01-01	387
Total participants	2017-01-01	387
Number of participants with account balances	2017-01-01	313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: BIG STONE THERAPIES, INC. 2016 401k membership
Total participants, beginning-of-year	2016-01-01	314
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	307
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	59
Total of all active and inactive participants	2016-01-01	366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	366
Number of participants with account balances	2016-01-01	268
2015: BIG STONE THERAPIES, INC. 2015 401k membership
Total participants, beginning-of-year	2015-01-01	252
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	271
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	40
Total of all active and inactive participants	2015-01-01	311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	311
Number of participants with account balances	2015-01-01	247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0

Financial Data on BIG STONE THERAPIES, INC.

Measure	Date	Value
2022 : BIG STONE THERAPIES, INC. 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-641,744
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$340,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$269,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,967,227
Value of total assets at end of year	2022-12-31	$15,249,969
Value of total assets at beginning of year	2022-12-31	$16,231,775
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$70,550
Total interest from all sources	2022-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$322,062
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$322,062
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$700,000
If this is an individual account plan, was there a blackout period	2022-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,358,173
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$84,798
Administrative expenses (other) incurred	2022-12-31	$70,550
Total non interest bearing cash at end of year	2022-12-31	$0
Total non interest bearing cash at beginning of year	2022-12-31	$5,086
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-981,806
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$15,249,969
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$16,231,775
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$14,724,527
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$16,083,032
Value of interest in common/collective trusts at end of year	2022-12-31	$525,442
Value of interest in common/collective trusts at beginning of year	2022-12-31	$143,657
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-2,942,544
Net investment gain or loss from common/collective trusts	2022-12-31	$11,511
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$524,256
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$269,512
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	Yes
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	EIDE BAILLY, LLP
Accountancy firm EIN	2022-12-31	450250958
2021 : BIG STONE THERAPIES, INC. 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$3,192,241
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$594,140
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$528,574
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,652,750
Value of total assets at end of year	2021-12-31	$16,231,775
Value of total assets at beginning of year	2021-12-31	$13,633,674
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$65,566
Total interest from all sources	2021-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,903,784
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,903,784
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$700,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,142,343
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$16,878
Administrative expenses (other) incurred	2021-12-31	$65,566
Total non interest bearing cash at end of year	2021-12-31	$5,086
Total non interest bearing cash at beginning of year	2021-12-31	$341
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$2,598,101
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$16,231,775
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$13,633,674
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$16,083,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$13,507,700
Value of interest in common/collective trusts at end of year	2021-12-31	$143,657
Value of interest in common/collective trusts at beginning of year	2021-12-31	$125,633
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$-366,987
Net investment gain or loss from common/collective trusts	2021-12-31	$2,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$493,529
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$528,574
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	EIDE BAILLY, LLP
Accountancy firm EIN	2021-12-31	450250958
2020 : BIG STONE THERAPIES, INC. 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$3,619,705
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$352,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$297,525
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,498,485
Value of total assets at end of year	2020-12-31	$13,633,674
Value of total assets at beginning of year	2020-12-31	$10,366,104
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$54,610
Total interest from all sources	2020-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$491,132
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$491,132
Administrative expenses professional fees incurred	2020-12-31	$54,610
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$955,633
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$90,492
Total non interest bearing cash at end of year	2020-12-31	$341
Total non interest bearing cash at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$3,267,570
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$13,633,674
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$10,366,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$13,507,700
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$9,870,772
Value of interest in common/collective trusts at end of year	2020-12-31	$125,633
Value of interest in common/collective trusts at beginning of year	2020-12-31	$495,332
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,627,319
Net investment gain or loss from common/collective trusts	2020-12-31	$2,769
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$452,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$297,525
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	EIDE BAILLY, LLP
Accountancy firm EIN	2020-12-31	450250958
2019 : BIG STONE THERAPIES, INC. 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$3,096,390
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$295,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$248,099
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,375,977
Value of total assets at end of year	2019-12-31	$10,366,104
Value of total assets at beginning of year	2019-12-31	$7,565,494
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$47,681
Total interest from all sources	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$177,842
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$177,842
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$700,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$944,135
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$21,423
Administrative expenses (other) incurred	2019-12-31	$47,681
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,800,610
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$10,366,104
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$7,565,494
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$9,870,772
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$7,095,630
Value of interest in common/collective trusts at end of year	2019-12-31	$495,332
Value of interest in common/collective trusts at beginning of year	2019-12-31	$469,678
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$186
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$186
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,528,883
Net investment gain or loss from common/collective trusts	2019-12-31	$13,688
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$410,419
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$248,099
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	EIDE BAILLY, LLP
Accountancy firm EIN	2019-12-31	450250958
2018 : BIG STONE THERAPIES, INC. 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$760,049
Total of all expenses incurred	2018-12-31	$895,886
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$852,777
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,311,110
Value of total assets at end of year	2018-12-31	$7,565,494
Value of total assets at beginning of year	2018-12-31	$7,701,331
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$43,109
Total interest from all sources	2018-12-31	$35
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$700,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$839,831
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$96,696
Administrative expenses (other) incurred	2018-12-31	$43,109
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-135,837
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$7,565,494
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$7,701,331
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$7,095,630
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$7,240,589
Value of interest in common/collective trusts at end of year	2018-12-31	$469,678
Value of interest in common/collective trusts at beginning of year	2018-12-31	$420,362
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$186
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$40,380
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$40,380
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$35
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-563,776
Net investment gain or loss from common/collective trusts	2018-12-31	$12,680
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$374,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$852,777
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	EIDE BAILLY, LLP
Accountancy firm EIN	2018-12-31	450250958
2017 : BIG STONE THERAPIES, INC. 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$2,159,721
Total of all expenses incurred	2017-12-31	$187,132
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$156,007
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,138,587
Value of total assets at end of year	2017-12-31	$7,701,331
Value of total assets at beginning of year	2017-12-31	$5,728,742
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$31,125
Total interest from all sources	2017-12-31	$82
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$125,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$125,639
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$700,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$712,696
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$114,373
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,972,589
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$7,701,331
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$5,728,742
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$31,125
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$7,240,589
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$5,340,744
Value of interest in common/collective trusts at end of year	2017-12-31	$420,362
Value of interest in common/collective trusts at beginning of year	2017-12-31	$355,445
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$40,380
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$32,553
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$32,553
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$82
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$885,898
Net investment gain or loss from common/collective trusts	2017-12-31	$9,515
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$311,518
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$156,007
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	EIDE BAILLY, LLP
Accountancy firm EIN	2017-12-31	450250958
2016 : BIG STONE THERAPIES, INC. 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,258,026
Total of all expenses incurred	2016-12-31	$385,879
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$376,005
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$915,371
Value of total assets at end of year	2016-12-31	$5,728,742
Value of total assets at beginning of year	2016-12-31	$4,856,595
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$9,874
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$33,406
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$33,406
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$450,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$638,455
Participant contributions at beginning of year	2016-12-31	$22,939
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$4,047
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$872,147
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$5,728,742
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$4,856,595
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$9,874
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$5,340,744
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$1,066,452
Value of interest in common/collective trusts at end of year	2016-12-31	$355,445
Value of interest in common/collective trusts at beginning of year	2016-12-31	$3,757,516
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$32,553
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$240,314
Net investment gain or loss from common/collective trusts	2016-12-31	$68,935
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$272,869
Employer contributions (assets) at beginning of year	2016-12-31	$9,688
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$376,005
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	EIDE BAILLY, LLP
Accountancy firm EIN	2016-12-31	450250958
2015 : BIG STONE THERAPIES, INC. 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$821,529
Total of all expenses incurred	2015-12-31	$447,449
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$443,376
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$832,065
Value of total assets at end of year	2015-12-31	$4,856,595
Value of total assets at beginning of year	2015-12-31	$4,482,515
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$4,073
Total interest from all sources	2015-12-31	$14
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$7,804
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$7,804
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$450,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$554,065
Participant contributions at end of year	2015-12-31	$22,939
Participant contributions at beginning of year	2015-12-31	$18,351
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$10,767
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$5,179
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$374,080
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$4,856,595
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,482,515
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$1,066,452
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$4,402,659
Interest earned on other investments	2015-12-31	$14
Value of interest in common/collective trusts at end of year	2015-12-31	$3,757,516
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$52,832
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-16,444
Net investment gain/loss from pooled separate accounts	2015-12-31	$125,666
Net investment gain or loss from common/collective trusts	2015-12-31	$-132,755
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$267,233
Employer contributions (assets) at end of year	2015-12-31	$9,688
Employer contributions (assets) at beginning of year	2015-12-31	$8,673
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$443,376
Contract administrator fees	2015-12-31	$4,073
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	EIDE BAILLY, LLP
Accountancy firm EIN	2015-12-31	450250958

Form 5500 Responses for BIG STONE THERAPIES, INC.

2022: BIG STONE THERAPIES, INC. 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: BIG STONE THERAPIES, INC. 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: BIG STONE THERAPIES, INC. 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: BIG STONE THERAPIES, INC. 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: BIG STONE THERAPIES, INC. 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: BIG STONE THERAPIES, INC. 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: BIG STONE THERAPIES, INC. 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: BIG STONE THERAPIES, INC. 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

94185

Policy instance

Insurance contract or identification number	94185
Number of Individuals Covered	0
Insurance policy start date	2015-01-01
Insurance policy end date	2015-07-13
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $12,303
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Amount paid for insurance broker fees	10890
Insurance broker organization code?	3
Insurance broker name	NOTHERN PENSION COMPANY

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Company Name:	BIG STONE THERAPIES, INC.
Employer identification number (EIN):	454199100
NAIC Classification:	621340
NAIC Description:	Offices of Physical, Occupational and Speech Therapists, and Audiologists