STATE STREET BANK AND TRUST COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan STATE STREET U.S. MANAGED VOLATILITY NON-LENDING COMMON TRUST FUND
401k plan membership statisitcs for STATE STREET U.S. MANAGED VOLATILITY NON-LENDING COMMON TRUST FUND
| Measure | Date | Value |
|---|
| 2018 : STATE STREET U.S. MANAGED VOLATILITY NON-LENDING COMMON TRUST FUND 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total transfer of assets to this plan | 2018-12-31 | $0 |
| Total transfer of assets from this plan | 2018-12-31 | $8,496,428 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $550,318 |
| Total income from all sources (including contributions) | 2018-12-31 | $-41,839 |
| Total loss/gain on sale of assets | 2018-12-31 | $-96,501 |
| Total of all expenses incurred | 2018-12-31 | $1,097 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $0 |
| Value of total assets at end of year | 2018-12-31 | $0 |
| Value of total assets at beginning of year | 2018-12-31 | $9,089,682 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $1,097 |
| Total interest from all sources | 2018-12-31 | $130 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $54,532 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $592,795 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $550,318 |
| Administrative expenses (other) incurred | 2018-12-31 | $1,097 |
| Value of net income/loss | 2018-12-31 | $-42,936 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $8,539,364 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $20,124 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $20,124 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $130 |
| Income. Dividends from common stock | 2018-12-31 | $54,532 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $8,476,763 |
| Aggregate proceeds on sale of assets | 2018-12-31 | $8,970,078 |
| Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $9,066,579 |
| 2017 : STATE STREET U.S. MANAGED VOLATILITY NON-LENDING COMMON TRUST FUND 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2017-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $742,662 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $742,662 |
| Total transfer of assets to this plan | 2017-12-31 | $0 |
| Total transfer of assets from this plan | 2017-12-31 | $610,515 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $550,318 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $1,226,288 |
| Expenses. Interest paid | 2017-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $1,017,903 |
| Total loss/gain on sale of assets | 2017-12-31 | $49,280 |
| Total of all expenses incurred | 2017-12-31 | $4,264 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $0 |
| Value of total assets at end of year | 2017-12-31 | $9,089,682 |
| Value of total assets at beginning of year | 2017-12-31 | $9,362,528 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $4,264 |
| Total interest from all sources | 2017-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $225,961 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $0 |
| Administrative expenses professional fees incurred | 2017-12-31 | $18,900 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $592,795 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $1,267,817 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $550,318 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $1,226,288 |
| Other income not declared elsewhere | 2017-12-31 | $0 |
| Administrative expenses (other) incurred | 2017-12-31 | $-14,636 |
| Value of net income/loss | 2017-12-31 | $1,013,639 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $8,539,364 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $8,136,240 |
| Investment advisory and management fees | 2017-12-31 | $0 |
| Income. Interest from loans (other than to participants) | 2017-12-31 | $0 |
| Interest earned on other investments | 2017-12-31 | $0 |
| Income. Interest from US Government securities | 2017-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2017-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $20,124 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $39,028 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $39,028 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $0 |
| Income. Dividends from preferred stock | 2017-12-31 | $0 |
| Income. Dividends from common stock | 2017-12-31 | $225,961 |
| Contract administrator fees | 2017-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $8,476,763 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $8,055,683 |
| Aggregate proceeds on sale of assets | 2017-12-31 | $2,820,011 |
| Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $2,770,731 |
| 2016 : STATE STREET U.S. MANAGED VOLATILITY NON-LENDING COMMON TRUST FUND 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $712,167 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $712,167 |
| Total transfer of assets to this plan | 2016-12-31 | $909,017 |
| Total transfer of assets from this plan | 2016-12-31 | $5,238,648 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $1,226,288 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $295 |
| Total income from all sources (including contributions) | 2016-12-31 | $1,774,088 |
| Total loss/gain on sale of assets | 2016-12-31 | $724,379 |
| Total of all expenses incurred | 2016-12-31 | $10,843 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $0 |
| Value of total assets at end of year | 2016-12-31 | $9,362,528 |
| Value of total assets at beginning of year | 2016-12-31 | $10,702,921 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $10,843 |
| Total interest from all sources | 2016-12-31 | $454 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $337,088 |
| Administrative expenses professional fees incurred | 2016-12-31 | $16,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $1,267,817 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $33,061 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $1,226,288 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $295 |
| Administrative expenses (other) incurred | 2016-12-31 | $-5,157 |
| Total non interest bearing cash at end of year | 2016-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $620 |
| Value of net income/loss | 2016-12-31 | $1,763,245 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $8,136,240 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $10,702,626 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $39,028 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $34,040 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $34,040 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $454 |
| Income. Dividends from common stock | 2016-12-31 | $337,088 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $8,055,683 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $10,635,200 |
| Aggregate proceeds on sale of assets | 2016-12-31 | $7,926,681 |
| Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $7,202,302 |
| 2015 : STATE STREET U.S. MANAGED VOLATILITY NON-LENDING COMMON TRUST FUND 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2015-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $158,142 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $158,142 |
| Total transfer of assets to this plan | 2015-12-31 | $5,000 |
| Total transfer of assets from this plan | 2015-12-31 | $70,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $295 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $10,129,436 |
| Total income from all sources (including contributions) | 2015-12-31 | $630,927 |
| Total loss/gain on sale of assets | 2015-12-31 | $128,731 |
| Total of all expenses incurred | 2015-12-31 | $16,727 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
| Value of total assets at end of year | 2015-12-31 | $10,702,921 |
| Value of total assets at beginning of year | 2015-12-31 | $20,282,862 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $16,727 |
| Total interest from all sources | 2015-12-31 | $93 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $343,961 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $0 |
| Administrative expenses professional fees incurred | 2015-12-31 | $12,500 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $33,061 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $10,091,055 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $295 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $10,129,436 |
| Administrative expenses (other) incurred | 2015-12-31 | $4,227 |
| Total non interest bearing cash at end of year | 2015-12-31 | $620 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $0 |
| Value of net income/loss | 2015-12-31 | $614,200 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $10,702,626 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $10,153,426 |
| Investment advisory and management fees | 2015-12-31 | $0 |
| Income. Interest from loans (other than to participants) | 2015-12-31 | $0 |
| Interest earned on other investments | 2015-12-31 | $0 |
| Income. Interest from US Government securities | 2015-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2015-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $34,040 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $118,773 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $118,773 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $93 |
| Income. Dividends from preferred stock | 2015-12-31 | $0 |
| Income. Dividends from common stock | 2015-12-31 | $343,961 |
| Contract administrator fees | 2015-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $10,635,200 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $10,073,034 |
| Aggregate proceeds on sale of assets | 2015-12-31 | $2,052,281 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $1,923,550 |
| 2014 : STATE STREET U.S. MANAGED VOLATILITY NON-LENDING COMMON TRUST FUND 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $801,728 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $801,728 |
| Total transfer of assets to this plan | 2014-12-31 | $12,624,545 |
| Total transfer of assets from this plan | 2014-12-31 | $10,180,016 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $10,129,436 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $280 |
| Total income from all sources (including contributions) | 2014-12-31 | $2,319,879 |
| Total loss/gain on sale of assets | 2014-12-31 | $1,020,503 |
| Total of all expenses incurred | 2014-12-31 | $8,438 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $0 |
| Value of total assets at end of year | 2014-12-31 | $20,282,862 |
| Value of total assets at beginning of year | 2014-12-31 | $5,397,736 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $8,438 |
| Total interest from all sources | 2014-12-31 | $5 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $497,643 |
| Administrative expenses professional fees incurred | 2014-12-31 | $13,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $10,091,055 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $7,727 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $10,129,436 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $280 |
| Administrative expenses (other) incurred | 2014-12-31 | $-4,562 |
| Value of net income/loss | 2014-12-31 | $2,311,441 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $10,153,426 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $5,397,456 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $118,773 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $20,455 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $20,455 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $5 |
| Income. Dividends from common stock | 2014-12-31 | $497,643 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $10,073,034 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $5,369,554 |
| Aggregate proceeds on sale of assets | 2014-12-31 | $12,745,142 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $11,724,639 |
