THE UNITED ILLUMINATING COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan UIL HOLDINGS DEFINED BENEFIT MASTER TRUST
| Measure | Date | Value |
|---|
| 2018 : UIL HOLDINGS DEFINED BENEFIT MASTER TRUST 2018 401k financial data |
|---|
| Total transfer of assets to this plan | 2018-12-31 | $14,503,000 |
| Total transfer of assets from this plan | 2018-12-31 | $63,024,383 |
| Total income from all sources (including contributions) | 2018-12-31 | $-50,558,122 |
| Total of all expenses incurred | 2018-12-31 | $4,922,347 |
| Value of total assets at end of year | 2018-12-31 | $650,753,280 |
| Value of total assets at beginning of year | 2018-12-31 | $754,755,132 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $4,922,347 |
| Total interest from all sources | 2018-12-31 | $87,970 |
| Administrative expenses professional fees incurred | 2018-12-31 | $774,998 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $1,192 |
| Administrative expenses (other) incurred | 2018-12-31 | $3,032,603 |
| Value of net income/loss | 2018-12-31 | $-55,480,469 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $650,753,280 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $754,755,132 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $1,114,746 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $633,674,151 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $752,380,263 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $17,077,937 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $2,374,869 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $2,374,869 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $87,970 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $-50,646,092 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| 2016 : UIL HOLDINGS DEFINED BENEFIT MASTER TRUST 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total transfer of assets to this plan | 2016-12-31 | $22,450,000 |
| Total transfer of assets from this plan | 2016-12-31 | $60,234,847 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $54,987,000 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $3,470,796 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $0 |
| Value of total assets at end of year | 2016-12-31 | $686,493,109 |
| Value of total assets at beginning of year | 2016-12-31 | $672,761,752 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $3,470,796 |
| Total interest from all sources | 2016-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $1,740,974 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $0 |
| Value of net income/loss | 2016-12-31 | $51,516,204 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $686,493,109 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $672,761,752 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $684,439,896 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $672,490,588 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $312,239 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $271,164 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $271,164 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $54,987,000 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
| Contract administrator fees | 2016-12-31 | $3,470,796 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| 2015 : UIL HOLDINGS DEFINED BENEFIT MASTER TRUST 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total transfer of assets to this plan | 2015-12-31 | $15,012,000 |
| Total transfer of assets from this plan | 2015-12-31 | $49,318,166 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $-13,250,359 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $1,874,425 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
| Value of total assets at end of year | 2015-12-31 | $672,761,752 |
| Value of total assets at beginning of year | 2015-12-31 | $722,192,702 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,874,425 |
| Total interest from all sources | 2015-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $36,333,871 |
| Other income not declared elsewhere | 2015-12-31 | $10,907 |
| Value of net income/loss | 2015-12-31 | $-15,124,784 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $672,761,752 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $722,192,702 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $672,490,588 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $685,636,153 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $271,164 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $222,678 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $222,678 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $-13,261,266 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Contract administrator fees | 2015-12-31 | $1,874,425 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| 2014 : UIL HOLDINGS DEFINED BENEFIT MASTER TRUST 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets to this plan | 2014-12-31 | $23,000,000 |
| Total transfer of assets from this plan | 2014-12-31 | $49,386,537 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $61,527,518 |
| Total loss/gain on sale of assets | 2014-12-31 | $170,785 |
| Total of all expenses incurred | 2014-12-31 | $1,466,400 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $0 |
| Value of total assets at end of year | 2014-12-31 | $722,192,702 |
| Value of total assets at beginning of year | 2014-12-31 | $688,518,121 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,466,400 |
| Total interest from all sources | 2014-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $36,333,871 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $0 |
| Value of net income/loss | 2014-12-31 | $60,061,118 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $722,192,702 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $688,518,121 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2014-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2014-12-31 | $34,535,466 |
| Investment advisory and management fees | 2014-12-31 | $1,466,400 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $685,636,153 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $653,702,957 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $222,678 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $279,698 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $279,698 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $61,356,733 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2014-12-31 | $32,908,502 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $32,737,717 |
| 2013 : UIL HOLDINGS DEFINED BENEFIT MASTER TRUST 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $1,739,824 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $1,739,824 |
| Total transfer of assets to this plan | 2013-12-31 | $55,005,593 |
| Total transfer of assets from this plan | 2013-12-31 | $48,077,740 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $57,502,405 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $1,038,402 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
| Value of total assets at end of year | 2013-12-31 | $688,518,121 |
| Value of total assets at beginning of year | 2013-12-31 | $625,126,265 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,038,402 |
| Total interest from all sources | 2013-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $0 |
| Other income not declared elsewhere | 2013-12-31 | $1,586 |
| Value of net income/loss | 2013-12-31 | $56,464,003 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $688,518,121 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $625,126,265 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2013-12-31 | $34,535,466 |
| Assets. partnership/joint venture interests at beginning of year | 2013-12-31 | $27,682,641 |
| Investment advisory and management fees | 2013-12-31 | $1,038,402 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $653,702,957 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $595,837,686 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $279,698 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $1,605,938 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $1,605,938 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $-10,113,424 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $65,874,419 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2013-12-31 | $0 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| 2012 : UIL HOLDINGS DEFINED BENEFIT MASTER TRUST 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $478,641 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $478,641 |
| Total transfer of assets to this plan | 2012-12-31 | $48,633,137 |
| Total transfer of assets from this plan | 2012-12-31 | $44,832,114 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $74,115,684 |
| Total loss/gain on sale of assets | 2012-12-31 | $2,085 |
| Total of all expenses incurred | 2012-12-31 | $1,000,689 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $625,126,265 |
| Value of total assets at beginning of year | 2012-12-31 | $548,210,247 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,000,689 |
| Total interest from all sources | 2012-12-31 | $5,366 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $45,250 |
| Other income not declared elsewhere | 2012-12-31 | $72 |
| Value of net income/loss | 2012-12-31 | $73,114,995 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $625,126,265 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $548,210,247 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2012-12-31 | $27,682,641 |
| Assets. partnership/joint venture interests at beginning of year | 2012-12-31 | $27,204,000 |
| Investment advisory and management fees | 2012-12-31 | $1,000,689 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $250,954,608 |
| Interest earned on other investments | 2012-12-31 | $5,365 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $595,837,686 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $269,802,147 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $1,605,938 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $180,477 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $180,477 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $1 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $73,629,520 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Asset. Corporate debt instrument debt (other) at end of year | 2012-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-12-31 | $23,765 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2012-12-31 | $25,830 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $23,745 |
| 2011 : UIL HOLDINGS DEFINED BENEFIT MASTER TRUST 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $560 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $560 |
| Total transfer of assets to this plan | 2011-12-31 | $557,851,703 |
| Total transfer of assets from this plan | 2011-12-31 | $19,814,436 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $10,172,980 |
| Total loss/gain on sale of assets | 2011-12-31 | $1,987,792 |
| Total of all expenses incurred | 2011-12-31 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $548,210,247 |
| Value of total assets at beginning of year | 2011-12-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
| Total interest from all sources | 2011-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $45,250 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $45,250 |
| Other income not declared elsewhere | 2011-12-31 | $50 |
| Value of net income/loss | 2011-12-31 | $10,172,980 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $548,210,247 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $0 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2011-12-31 | $27,204,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $250,954,608 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $269,802,147 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $180,477 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $1,853,717 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $6,285,611 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Income. Dividends from common stock | 2011-12-31 | $45,250 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $23,765 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2011-12-31 | $91,844,265 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $89,856,473 |
