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JOHN J. PEMBROKE & ASSOCIATES, LLC 401K P/S PLAN 401k Plan overview

Plan NameJOHN J. PEMBROKE & ASSOCIATES, LLC 401K P/S PLAN
Plan identification number 001

JOHN J. PEMBROKE & ASSOCIATES, LLC 401K P/S PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

JOHN J. PEMBROKE & ASSOCIATES, LLC has sponsored the creation of one or more 401k plans.

Company Name:JOHN J. PEMBROKE & ASSOCIATES, LLC
Employer identification number (EIN):460510371
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHN J. PEMBROKE & ASSOCIATES, LLC 401K P/S PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01JOHN J. PEMBROKE2023-09-13
0012021-01-01JOHN J. PEMBROKE2022-09-22
0012020-01-01JOHN J. PEMBROKE2021-07-24
0012019-01-01JOHN J. PEMBROKE2020-07-10
0012018-01-01JOHN J. PEMBROKE2019-09-05
0012017-01-01JOHN J. PEMBROKE2018-07-21
0012016-01-01JOHN J. PEMBROKE2017-06-18
0012015-01-01JOHN J. PEMBROKE2016-09-10
0012014-01-01JOHN J. PEMBROKE2015-06-14
0012013-01-01JOHN J. PEMBROKE2014-08-01
0012012-01-01JOHN J. PEMBROKE2013-07-15
0012011-01-01JOHN PEMBROKE2012-07-04 JOHN PEMBROKE2012-07-04
0012010-01-01JOHN J. PEMBROKE2011-06-05

Plan Statistics for JOHN J. PEMBROKE & ASSOCIATES, LLC 401K P/S PLAN

401k plan membership statisitcs for JOHN J. PEMBROKE & ASSOCIATES, LLC 401K P/S PLAN

Measure Date Value
2025: JOHN J. PEMBROKE & ASSOCIATES, LLC 401K P/S PLAN 2025 401k membership
Total number of particpants at beginning of year2025-02-127
Total number of particpants at end of year2025-02-120
Number of Participants With Account Balances2025-02-120
2024: JOHN J. PEMBROKE & ASSOCIATES, LLC 401K P/S PLAN 2024 401k membership
Total number of particpants at beginning of year2024-08-098
Total number of particpants at end of year2024-08-099
Number of Participants With Account Balances2024-08-096
2022: JOHN J. PEMBROKE & ASSOCIATES, LLC 401K P/S PLAN 2022 401k membership
Total number of particpants at beginning of year2022-09-228
Total number of particpants at end of year2022-09-228
Number of Participants With Account Balances2022-09-226

Financial Data on JOHN J. PEMBROKE & ASSOCIATES, LLC 401K P/S PLAN

Measure Date Value
2025 : JOHN J. PEMBROKE & ASSOCIATES, LLC 401K P/S PLAN 2025 401k financial data
Total expenses incurred by plan in this plan year2025-02-1266206
Net assets as of the end of the plan year2025-02-120
Total assets as of the beginning of the plan year2025-02-1264291
Value of plan covered by a fidelity bond2025-02-12103602
Participant contributions to plan in this plan year2025-02-1215757
Other income to plan in this plan year2025-02-121915
Plan net income in this plan year2025-02-12-64291
Net assets as of the end of the plan year2025-02-120
Net assets as of the beginning of the plan year2025-02-1264291
Employer contributions to plan in this plan year2025-02-1212366
Expensese paid to adminstrative service provicers from plan in this plan year2025-02-12100
2024 : JOHN J. PEMBROKE & ASSOCIATES, LLC 401K P/S PLAN 2024 401k financial data
Total transfers to/from plan in this plan year2024-08-090
Total expenses incurred by plan in this plan year2024-08-0916856
Net assets as of the end of the plan year2024-08-091036016
Total assets as of the beginning of the plan year2024-08-09891582
Value of plan covered by a fidelity bond2024-08-0950000
Participant contributions to plan in this plan year2024-08-0927360
Other expenses paid from plan in this plan year2024-08-090
Other contributions to plan in this plan year2024-08-090
Other income to plan in this plan year2024-08-09127846
Plan net income in this plan year2024-08-09144434
Net assets as of the end of the plan year2024-08-091036016
Net assets as of the beginning of the plan year2024-08-09891582
Employer contributions to plan in this plan year2024-08-096084
Expensese paid to adminstrative service provicers from plan in this plan year2024-08-09150
2022 : JOHN J. PEMBROKE & ASSOCIATES, LLC 401K P/S PLAN 2022 401k financial data
Total expenses incurred by plan in this plan year2022-09-2250
Net assets as of the end of the plan year2022-09-221146827
Total assets as of the beginning of the plan year2022-09-22998621
Value of plan covered by a fidelity bond2022-09-22100000
Participant contributions to plan in this plan year2022-09-2249644
Value of participant loans at end of plan year2022-09-2227552
Other income to plan in this plan year2022-09-2290581
Plan net income in this plan year2022-09-22148206
Net assets as of the end of the plan year2022-09-221146827
Net assets as of the beginning of the plan year2022-09-22998621
Employer contributions to plan in this plan year2022-09-228031
Expensese paid to adminstrative service provicers from plan in this plan year2022-09-2250

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