401k Plan data: TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN plan

TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 401k Plan overview

Plan Name	TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN
Plan identification number	001

TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TUTELA HOLDINGS LLC has sponsored the creation of one or more 401k plans.

Company Name: TUTELA HOLDINGS LLC

Employer identification number (EIN): 460569633

NAIC Classification: 561600

Additional information about TUTELA HOLDINGS LLC

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division

Incorporation Date: 2013-03-15

Company Identification Number: 603285485

Legal Registered Office Address: 1324 289TH AVE NE

CARNATION
United States of America (USA)
980140000

More information about TUTELA HOLDINGS LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01 JAMES TAFF 2019-10-14 JAMES TAFF 2019-10-14
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01 JAMES TAFF

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01	JAMES TAFF	2019-10-14	JAMES TAFF	2019-10-14
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01	JAMES TAFF

Plan Statistics for TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN

401k plan membership statisitcs for TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN

Measure Date Value
2018: TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 157
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 131
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 22
Total of all active and inactive participants 2018-01-01 153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 153
Number of participants with account balances 2018-01-01 75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 161
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 128
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 24
Total of all active and inactive participants 2017-01-01 152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 152
Number of participants with account balances 2017-01-01 75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 154
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 125
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 23
Total of all active and inactive participants 2016-01-01 148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 148
Number of participants with account balances 2016-01-01 74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 2
2015: TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 148
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 117
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 19
Total of all active and inactive participants 2015-01-01 136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 136
Number of participants with account balances 2015-01-01 76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 3
2014: TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 157
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 118
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 23
Total of all active and inactive participants 2014-01-01 141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 4

Measure	Date	Value
2018: TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	157
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	131
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	22
Total of all active and inactive participants	2018-01-01	153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	153
Number of participants with account balances	2018-01-01	75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	161
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	128
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	24
Total of all active and inactive participants	2017-01-01	152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	152
Number of participants with account balances	2017-01-01	75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	154
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	125
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	23
Total of all active and inactive participants	2016-01-01	148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	148
Number of participants with account balances	2016-01-01	74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	148
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	117
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	19
Total of all active and inactive participants	2015-01-01	136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	136
Number of participants with account balances	2015-01-01	76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	3
2014: TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	157
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	118
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	23
Total of all active and inactive participants	2014-01-01	141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	4

Financial Data on TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN

Measure	Date	Value
2018 : TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-130,141
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$95,226
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$93,908
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$101,925
Value of total assets at end of year	2018-12-31	$3,887,802
Value of total assets at beginning of year	2018-12-31	$4,113,169
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$1,318
Total interest from all sources	2018-12-31	$3,025
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$101,204
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$27,113
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$0
Other income not declared elsewhere	2018-12-31	$892
Administrative expenses (other) incurred	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-225,367
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$3,887,802
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,113,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$1,318
Value of interest in pooled separate accounts at end of year	2018-12-31	$3,665,752
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$3,792,776
Interest on participant loans	2018-12-31	$882
Interest earned on other investments	2018-12-31	$2,143
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$221,796
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$210,237
Net investment gain/loss from pooled separate accounts	2018-12-31	$-235,983
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$721
Employer contributions (assets) at end of year	2018-12-31	$254
Employer contributions (assets) at beginning of year	2018-12-31	$83,043
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$93,908
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2018-12-31	390859910
2017 : TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$22
Total income from all sources (including contributions)	2017-12-31	$822,151
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$144,371
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$132,823
Value of total corrective distributions	2017-12-31	$9,989
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$279,251
Value of total assets at end of year	2017-12-31	$4,113,169
Value of total assets at beginning of year	2017-12-31	$3,435,411
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$1,559
Total interest from all sources	2017-12-31	$4,320
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$197,375
Participant contributions at end of year	2017-12-31	$27,113
Participant contributions at beginning of year	2017-12-31	$60,896
Participant contributions at beginning of year	2017-12-31	$7,276
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$22
Administrative expenses (other) incurred	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$677,780
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,113,169
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,435,389
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$1,559
Value of interest in pooled separate accounts at end of year	2017-12-31	$3,792,776
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$3,088,803
Interest on participant loans	2017-12-31	$2,253
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$2,067
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$210,237
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$206,492
Net investment gain/loss from pooled separate accounts	2017-12-31	$538,580
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$81,876
Employer contributions (assets) at end of year	2017-12-31	$83,043
Employer contributions (assets) at beginning of year	2017-12-31	$71,944
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$132,823
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2017-12-31	390859910
2016 : TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$22
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$544,279
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$146,543
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$144,919
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$291,441
Value of total assets at end of year	2016-12-31	$3,435,411
Value of total assets at beginning of year	2016-12-31	$3,037,653
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$1,624
Total interest from all sources	2016-12-31	$3,345
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$189,094
Participant contributions at end of year	2016-12-31	$60,896
Participant contributions at beginning of year	2016-12-31	$108,973
Participant contributions at end of year	2016-12-31	$7,276
Participant contributions at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$30,403
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$22
Other income not declared elsewhere	2016-12-31	$2,231
Administrative expenses (other) incurred	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$397,736
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,435,389
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,037,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$1,624
Value of interest in pooled separate accounts at end of year	2016-12-31	$3,088,803
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$2,665,651
Interest on participant loans	2016-12-31	$3,345
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$206,492
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$200,987
Net investment gain/loss from pooled separate accounts	2016-12-31	$247,262
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$71,944
Employer contributions (assets) at end of year	2016-12-31	$71,944
Employer contributions (assets) at beginning of year	2016-12-31	$62,042
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$144,919
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2016-12-31	390859910
2015 : TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$1,391
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$11,503
Total income from all sources (including contributions)	2015-12-31	$186,782
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$180,675
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$176,164
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$217,631
Value of total assets at end of year	2015-12-31	$3,037,653
Value of total assets at beginning of year	2015-12-31	$3,044,440
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$4,511
Total interest from all sources	2015-12-31	$4,558
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$155,589
Participant contributions at end of year	2015-12-31	$108,973
Participant contributions at beginning of year	2015-12-31	$72,287
Participant contributions at end of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$11,503
Other income not declared elsewhere	2015-12-31	$2,452
Administrative expenses (other) incurred	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$6,107
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,037,653
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,032,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$2,665,651
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$2,659,086
Interest on participant loans	2015-12-31	$4,558
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$200,987
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$261,546
Net investment gain/loss from pooled separate accounts	2015-12-31	$-37,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$62,042
Employer contributions (assets) at end of year	2015-12-31	$62,042
Employer contributions (assets) at beginning of year	2015-12-31	$51,521
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$176,164
Contract administrator fees	2015-12-31	$4,511
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2015-12-31	390859910
2014 : TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$11,503
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$19,104
Total income from all sources (including contributions)	2014-12-31	$391,276
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$283,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$267,740
Value of total corrective distributions	2014-12-31	$11,503
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$186,916
Value of total assets at end of year	2014-12-31	$3,044,440
Value of total assets at beginning of year	2014-12-31	$2,944,678
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$4,670
Total interest from all sources	2014-12-31	$2,798
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$135,387
Participant contributions at end of year	2014-12-31	$72,287
Participant contributions at beginning of year	2014-12-31	$67,707
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$8
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$11,503
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$19,104
Administrative expenses (other) incurred	2014-12-31	$1,435
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$107,363
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,032,937
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,925,574
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$2,659,086
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$2,508,319
Interest on participant loans	2014-12-31	$2,798
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$261,546
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$321,095
Net investment gain/loss from pooled separate accounts	2014-12-31	$201,562
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$51,521
Employer contributions (assets) at end of year	2014-12-31	$51,521
Employer contributions (assets) at beginning of year	2014-12-31	$47,557
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$267,740
Contract administrator fees	2014-12-31	$3,235
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2014-12-31	390859910

Form 5500 Responses for TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN

2018: TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2017: TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2016: TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2015: TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2014: TUTELA HOLDINGS LLC INCENTIVE SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

812323

Policy instance

Insurance contract or identification number	812323
Number of Individuals Covered	76
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $834
Total amount of fees paid to insurance company	USD $3,400
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	3400
Additional information about fees paid to insurance broker	TPA FEES.
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $834

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

812323

Policy instance

Insurance contract or identification number	812323
Number of Individuals Covered	75
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $24,737
Total amount of fees paid to insurance company	USD $1,763
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	1763
Additional information about fees paid to insurance broker	TPA FEES.
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $24,737
Insurance broker name	KESTRA INVESTMENT SERVICES, LLC

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

812323

Policy instance

Insurance contract or identification number	812323
Number of Individuals Covered	79
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $3,687
Total amount of fees paid to insurance company	USD $965
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $3,687
Insurance broker organization code?	3
Amount paid for insurance broker fees	486
Additional information about fees paid to insurance broker	TPA PARTNERSHIP PROGRAM
Insurance broker name	THE PENSION SPECIALISTS

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

GH3927

Policy instance

Insurance contract or identification number	GH3927
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $7,209
Total amount of fees paid to insurance company	USD $1,421
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,958
Insurance broker organization code?	3
Amount paid for insurance broker fees	1421
Additional information about fees paid to insurance broker	TPA PARTNERSHIP PROGRAM
Insurance broker name	NFP ADVISOR SERVICES, LLC

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

812323

Policy instance

Insurance contract or identification number	812323
Number of Individuals Covered	81
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	TUTELA HOLDINGS LLC
Employer identification number (EIN):	460569633
NAIC Classification:	561600

Jurisdiction of Incorporation:	Washington Secretary of State Corporations Division
Incorporation Date:	2013-03-15
Company Identification Number:	603285485
Legal Registered Office Address:	1324 289TH AVE NE CARNATION United States of America (USA) 980140000