401k Plan data: CAPSTONE FINANCIAL GROUP INC 401 K PROFIT SHARING PLAN TRUST plan

CAPSTONE FINANCIAL GROUP INC 401 K PROFIT SHARING PLAN TRUST 401k Plan overview

Plan Name	CAPSTONE FINANCIAL GROUP INC 401 K PROFIT SHARING PLAN TRUST
Plan identification number	001

CAPSTONE FINANCIAL GROUP INC 401 K PROFIT SHARING PLAN TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAPSTONE FINANCIAL GROUP INC has sponsored the creation of one or more 401k plans.

Company Name: CAPSTONE FINANCIAL GROUP INC

Employer identification number (EIN): 460684479

NAIC Classification: 523110
NAIC Description: Investment Banking and Securities Dealing

Additional information about CAPSTONE FINANCIAL GROUP INC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 2239688

More information about CAPSTONE FINANCIAL GROUP INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPSTONE FINANCIAL GROUP INC 401 K PROFIT SHARING PLAN TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01 DARIN PASTOR 2021-07-20
001 2019-01-01 DARIN PASTOR 2020-07-07
001 2018-01-01 DARIN PASTOR 2019-07-11
001 2017-01-01 DARIN PASTOR 2018-06-28

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2020-01-01	DARIN PASTOR	2021-07-20
001	2019-01-01	DARIN PASTOR	2020-07-07
001	2018-01-01	DARIN PASTOR	2019-07-11
001	2017-01-01	DARIN PASTOR	2018-06-28

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Company Name:	CAPSTONE FINANCIAL GROUP INC
Employer identification number (EIN):	460684479
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	2239688