CALDWELL AND PARTNERS INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CALDWELL AND PARTNERS INC. EMPLOYEE STOCK OWNERSHIP PLAN
| Measure | Date | Value |
|---|
| 2018 : CALDWELL AND PARTNERS INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-20 | $1,832 |
| Expenses. Total of all expenses incurred | 2018-12-20 | $589,019 |
| Benefits paid (including direct rollovers) | 2018-12-20 | $589,019 |
| Total plan assets at end of year | 2018-12-20 | $0 |
| Total plan assets at beginning of year | 2018-12-20 | $587,187 |
| Value of fidelity bond covering the plan | 2018-12-20 | $500,000 |
| Other income received | 2018-12-20 | $1,832 |
| Net income (gross income less expenses) | 2018-12-20 | $-587,187 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-20 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-20 | $587,187 |
| Assets. Value of employer securities | 2018-12-20 | $0 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-20 | $0 |
| 2017 : CALDWELL AND PARTNERS INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $87,187 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $0 |
| Total plan assets at end of year | 2017-12-31 | $587,187 |
| Total plan assets at beginning of year | 2017-12-31 | $500,000 |
| Value of fidelity bond covering the plan | 2017-12-31 | $500,000 |
| Other income received | 2017-12-31 | $87,187 |
| Net income (gross income less expenses) | 2017-12-31 | $87,187 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $587,187 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $500,000 |
| Assets. Value of employer securities | 2017-12-31 | $543,437 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| 2016 : CALDWELL AND PARTNERS INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $500,000 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $0 |
| Total plan assets at end of year | 2016-12-31 | $500,000 |
| Total plan assets at beginning of year | 2016-12-31 | $0 |
| Value of fidelity bond covering the plan | 2016-12-31 | $500,000 |
| Contributions received from other sources (not participants or employers) | 2016-12-31 | $500,000 |
| Net income (gross income less expenses) | 2016-12-31 | $500,000 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $500,000 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $0 |
| Assets. Value of employer securities | 2016-12-31 | $500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| 2018: CALDWELL AND PARTNERS INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | Yes |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: CALDWELL AND PARTNERS INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: CALDWELL AND PARTNERS INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses |
|---|
| 2016-04-01 | Type of plan entity | Single employer plan |
| 2016-04-01 | First time form 5500 has been submitted | Yes |
| 2016-04-01 | Submission has been amended | No |
| 2016-04-01 | This submission is the final filing | No |
| 2016-04-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2016-04-01 | Plan is a collectively bargained plan | No |
| 2016-04-01 | Plan funding arrangement – Trust | Yes |
| 2016-04-01 | Plan benefit arrangement - Trust | Yes |
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