401k Plan data: THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN plan

THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	002

THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Stock bonus ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP). Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP. The employer maintaining this ESOP is an S Corporation

401k Sponsoring company profile

THE SAXTON GROUP has sponsored the creation of one or more 401k plans.

Company Name: THE SAXTON GROUP

Employer identification number (EIN): 461563135

NAIC Classification: 722513
NAIC Description: Limited-Service Restaurants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2017-01-01 MATT HESTON
002 2016-01-01 MATT HESTON
002 2015-01-01 MATT HESTON
002 2014-01-01 MATT HESTON
002 2013-01-01 MATT HESTON
002 2012-12-26 MATT HESTON

Plan id#	Filing Submission Date	Name of Administrator
002	2017-01-01	MATT HESTON
002	2016-01-01	MATT HESTON
002	2015-01-01	MATT HESTON
002	2014-01-01	MATT HESTON
002	2013-01-01	MATT HESTON
002	2012-12-26	MATT HESTON

Plan Statistics for THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2017: THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 570
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 622
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 330
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 240
Total of all active and inactive participants 2016-01-01 570
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 570
Number of participants with account balances 2016-01-01 570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 622
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 52
Number of other retired or separated participants entitled to future benefits 2015-01-01 570
Total of all active and inactive participants 2015-01-01 622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 622
Number of participants with account balances 2015-01-01 570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 724
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 570
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 52
Total of all active and inactive participants 2014-01-01 622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 622
Number of participants with account balances 2014-01-01 570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 165
2013: THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,109
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 671
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 671
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 671
Number of participants with account balances 2013-01-01 562
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 541
2012: THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-12-26 0
Total number of active participants reported on line 7a of the Form 5500 2012-12-26 1,109
Number of retired or separated participants receiving benefits 2012-12-26 0
Number of other retired or separated participants entitled to future benefits 2012-12-26 0
Total of all active and inactive participants 2012-12-26 1,109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-12-26 0
Total participants 2012-12-26 1,109
Number of participants with account balances 2012-12-26 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-12-26 0

Measure	Date	Value
2017: THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	570
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	622
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	330
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	240
Total of all active and inactive participants	2016-01-01	570
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	570
Number of participants with account balances	2016-01-01	570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	622
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	52
Number of other retired or separated participants entitled to future benefits	2015-01-01	570
Total of all active and inactive participants	2015-01-01	622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	622
Number of participants with account balances	2015-01-01	570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	724
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	570
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	52
Total of all active and inactive participants	2014-01-01	622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	622
Number of participants with account balances	2014-01-01	570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	165
2013: THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,109
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	671
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	671
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	671
Number of participants with account balances	2013-01-01	562
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	541
2012: THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-12-26	0
Total number of active participants reported on line 7a of the Form 5500	2012-12-26	1,109
Number of retired or separated participants receiving benefits	2012-12-26	0
Number of other retired or separated participants entitled to future benefits	2012-12-26	0
Total of all active and inactive participants	2012-12-26	1,109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-12-26	0
Total participants	2012-12-26	1,109
Number of participants with account balances	2012-12-26	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-12-26	0

Financial Data on THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2017 : THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-18	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-18	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-18	$0
Total income from all sources (including contributions)	2017-12-18	$215,544
Total loss/gain on sale of assets	2017-12-18	$0
Total of all expenses incurred	2017-12-18	$1,873,124
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-18	$1,873,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-18	$206,250
Value of total assets at end of year	2017-12-18	$0
Value of total assets at beginning of year	2017-12-18	$1,657,580
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-18	$0
Total interest from all sources	2017-12-18	$9,294
Total dividends received (eg from common stock, registered investment company shares)	2017-12-18	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-18	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-18	$0
Was this plan covered by a fidelity bond	2017-12-18	Yes
Value of fidelity bond cover	2017-12-18	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-18	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-18	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-18	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-18	No
Value of net income/loss	2017-12-18	$-1,657,580
Value of net assets at end of year (total assets less liabilities)	2017-12-18	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-12-18	$1,657,580
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-18	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-18	No
Were any leases to which the plan was party in default or uncollectible	2017-12-18	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-18	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-18	$1,657,580
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-18	$1,657,580
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-18	$9,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-18	No
Was there a failure to transmit to the plan any participant contributions	2017-12-18	No
Has the plan failed to provide any benefit when due under the plan	2017-12-18	No
Contributions received in cash from employer	2017-12-18	$206,250
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-18	$1,873,124
Did the plan have assets held for investment	2017-12-18	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-18	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-18	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-18	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-18	Disclaimer
Accountancy firm name	2017-12-18	CORNWELL JACKSON, PLLC
Accountancy firm EIN	2017-12-18	274461251
2016 : THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$4,955
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$403,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$403,403
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$0
Value of total assets at end of year	2016-12-31	$1,657,580
Value of total assets at beginning of year	2016-12-31	$2,056,028
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$0
Total interest from all sources	2016-12-31	$4,955
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-398,448
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$1,657,580
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,056,028
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$1,657,580
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$2,056,028
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$2,056,028
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$4,955
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$403,403
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CORNWELL JACKSON, PLLC
Accountancy firm EIN	2016-12-31	274461251
2015 : THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$61,478,416
Total income from all sources (including contributions)	2015-12-31	$10,075,429
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,894,842
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,894,842
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$0
Value of total assets at end of year	2015-12-31	$2,056,028
Value of total assets at beginning of year	2015-12-31	$56,353,857
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$0
Total interest from all sources	2015-12-31	$10,075,429
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$7,180,587
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,056,028
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$-5,124,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Interest earned on other investments	2015-12-31	$10,074,559
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$2,056,028
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$870
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$0
Assets. Invements in employer securities at beginning of year	2015-12-31	$53,456,280
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$2,897,577
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,894,842
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$61,478,416
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CORNWELL JACKSON, PLLC
Accountancy firm EIN	2015-12-31	274461251
2014 : THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$38,709,720
Total unrealized appreciation/depreciation of assets	2014-12-31	$38,709,720
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$61,478,416
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$62,934,816
Expenses. Interest paid	2014-12-31	$1,440,991
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$1,440,991
Total income from all sources (including contributions)	2014-12-31	$41,607,297
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,440,991
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,897,577
Value of total assets at end of year	2014-12-31	$56,353,857
Value of total assets at beginning of year	2014-12-31	$17,643,951
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$0
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$40,166,306
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$-5,124,559
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$-45,290,865
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$53,456,280
Assets. Invements in employer securities at beginning of year	2014-12-31	$14,746,560
Contributions received in cash from employer	2014-12-31	$2,897,577
Employer contributions (assets) at end of year	2014-12-31	$2,897,577
Employer contributions (assets) at beginning of year	2014-12-31	$2,897,391
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$61,478,416
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$62,934,816
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	CORNWELL JACKSON, PLLC
Accountancy firm EIN	2014-12-31	274461251
2013 : THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$62,934,816
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$61,444,000
Total income from all sources (including contributions)	2013-12-31	$11,499,551
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,490,816
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,490,816
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,897,391
Value of total assets at end of year	2013-12-31	$17,643,951
Value of total assets at beginning of year	2013-12-31	$6,144,400
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$1,490,816
Other income not declared elsewhere	2013-12-31	$8,602,160
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$10,008,735
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$-45,290,865
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$-55,299,600
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$14,746,560
Assets. Invements in employer securities at beginning of year	2013-12-31	$6,144,400
Contributions received in cash from employer	2013-12-31	$2,897,391
Employer contributions (assets) at end of year	2013-12-31	$2,897,391
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$62,934,816
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$61,444,000
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	CORNWELL JACKSON, PLLC
Accountancy firm EIN	2013-12-31	274461251
2012 : THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$61,444,000
Total income from all sources	2012-12-31	$-55,299,600
Expenses. Total of all expenses incurred	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$6,144,400
Other income received	2012-12-31	$-55,299,600
Net income (gross income less expenses)	2012-12-31	$-55,299,600
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$-55,299,600
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$0
Assets. Value of employer securities	2012-12-31	$6,144,400
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0

Form 5500 Responses for THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN

2017: THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE SAXTON GROUP EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-12-26	Type of plan entity	Single employer plan
2012-12-26	First time form 5500 has been submitted	Yes
2012-12-26	Submission has been amended	No
2012-12-26	This submission is the final filing	No
2012-12-26	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-12-26	Plan is a collectively bargained plan	No
2012-12-26	Plan funding arrangement – Trust	Yes
2012-12-26	Plan benefit arrangement - Trust	Yes

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Company Name:	THE SAXTON GROUP
Employer identification number (EIN):	461563135
NAIC Classification:	722513
NAIC Description:	Limited-Service Restaurants