?>
Logo

HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 401k Plan overview

Plan NameHARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN
Plan identification number 001

HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SCE PARTNERS, LLC D/B/A HARD ROCK HOTEL & CASINO SIOUX CITY has sponsored the creation of one or more 401k plans.

Company Name:SCE PARTNERS, LLC D/B/A HARD ROCK HOTEL & CASINO SIOUX CITY
Employer identification number (EIN):461842686
NAIC Classification:721120
NAIC Description:Casino Hotels

Additional information about SCE PARTNERS, LLC D/B/A HARD ROCK HOTEL & CASINO SIOUX CITY

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number: 2022085

More information about SCE PARTNERS, LLC D/B/A HARD ROCK HOTEL & CASINO SIOUX CITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01HEIDI HUNTER
0012016-01-01HEIDI HUNTER
0012015-01-01TODD MOYER
0012014-07-01KIM DELLINGER2015-10-14

Plan Statistics for HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN

401k plan membership statisitcs for HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN

Measure Date Value
2021: HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01318
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012
2020: HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01416
Total number of active participants reported on line 7a of the Form 55002020-01-01292
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0129
Total of all active and inactive participants2020-01-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01321
Number of participants with account balances2020-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01461
Total number of active participants reported on line 7a of the Form 55002019-01-01373
Number of retired or separated participants receiving benefits2019-01-0111
Number of other retired or separated participants entitled to future benefits2019-01-0119
Total of all active and inactive participants2019-01-01403
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01403
Number of participants with account balances2019-01-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01428
Total number of active participants reported on line 7a of the Form 55002018-01-01420
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-0121
Total of all active and inactive participants2018-01-01443
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01443
Number of participants with account balances2018-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01425
Total number of active participants reported on line 7a of the Form 55002017-01-01397
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0113
Total of all active and inactive participants2017-01-01411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01411
Number of participants with account balances2017-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01365
Total number of active participants reported on line 7a of the Form 55002016-01-01409
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-015
Total of all active and inactive participants2016-01-01414
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01414
Number of participants with account balances2016-01-0183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01429
Total number of active participants reported on line 7a of the Form 55002015-01-01347
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-013
Total of all active and inactive participants2015-01-01350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01350
Number of participants with account balances2015-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010

Financial Data on HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN

Measure Date Value
2021 : HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets from this plan2021-12-31$2,328,393
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1,775
Total income from all sources (including contributions)2021-12-31$672,713
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$150,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$126,953
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$388,181
Value of total assets at end of year2021-12-31$0
Value of total assets at beginning of year2021-12-31$1,807,658
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$23,250
Total interest from all sources2021-12-31$4,234
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$17,293
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$17,293
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$232,915
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$96,942
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$9,201
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$3,232
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$1,775
Administrative expenses (other) incurred2021-12-31$23,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$522,510
Value of net assets at end of year (total assets less liabilities)2021-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,805,883
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$333,148
Interest on participant loans2021-12-31$4,234
Value of interest in common/collective trusts at end of year2021-12-31$0
Value of interest in common/collective trusts at beginning of year2021-12-31$1,357,351
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$48,668
Net investment gain or loss from common/collective trusts2021-12-31$214,337
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$152,034
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$11,016
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$126,953
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31Yes
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,775
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,473
Total income from all sources (including contributions)2020-12-31$636,090
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$155,098
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$131,238
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$421,706
Value of total assets at end of year2020-12-31$1,807,658
Value of total assets at beginning of year2020-12-31$1,326,364
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$23,860
Total interest from all sources2020-12-31$3,011
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$6,640
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$6,640
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$240,390
Participant contributions at end of year2020-12-31$96,942
Participant contributions at beginning of year2020-12-31$43,225
Participant contributions at end of year2020-12-31$9,201
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$29,508
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$1,775
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$1,473
Administrative expenses (other) incurred2020-12-31$23,860
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$480,992
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,805,883
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,324,891
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$333,148
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$220,620
Interest on participant loans2020-12-31$3,011
Value of interest in common/collective trusts at end of year2020-12-31$1,357,351
Value of interest in common/collective trusts at beginning of year2020-12-31$1,058,050
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$45,795
Net investment gain or loss from common/collective trusts2020-12-31$158,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$151,808
Employer contributions (assets) at end of year2020-12-31$11,016
Employer contributions (assets) at beginning of year2020-12-31$4,469
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$131,238
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,473
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,473
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$667,321
Total income from all sources (including contributions)2019-12-31$667,321
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$192,615
Total of all expenses incurred2019-12-31$192,615
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$171,910
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$171,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$473,710
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$473,710
Value of total assets at end of year2019-12-31$1,326,364
Value of total assets at end of year2019-12-31$1,326,364
Value of total assets at beginning of year2019-12-31$850,185
Value of total assets at beginning of year2019-12-31$850,185
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$20,705
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$20,705
Total interest from all sources2019-12-31$1,847
Total interest from all sources2019-12-31$1,847
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,824
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,824
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,824
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,824
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$246,696
Contributions received from participants2019-12-31$246,696
Participant contributions at end of year2019-12-31$43,225
Participant contributions at end of year2019-12-31$43,225
Participant contributions at beginning of year2019-12-31$27,089
Participant contributions at beginning of year2019-12-31$27,089
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$63,111
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$63,111
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,473
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,473
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Administrative expenses (other) incurred2019-12-31$20,705
Administrative expenses (other) incurred2019-12-31$20,705
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$474,706
Value of net income/loss2019-12-31$474,706
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,324,891
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,324,891
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$850,185
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$850,185
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$220,620
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$220,620
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$109,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$109,238
Interest on participant loans2019-12-31$1,847
Interest on participant loans2019-12-31$1,847
Value of interest in common/collective trusts at end of year2019-12-31$1,058,050
Value of interest in common/collective trusts at end of year2019-12-31$1,058,050
Value of interest in common/collective trusts at beginning of year2019-12-31$703,423
Value of interest in common/collective trusts at beginning of year2019-12-31$703,423
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$33,089
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$33,089
Net investment gain or loss from common/collective trusts2019-12-31$153,851
Net investment gain or loss from common/collective trusts2019-12-31$153,851
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$163,903
Contributions received in cash from employer2019-12-31$163,903
Employer contributions (assets) at end of year2019-12-31$4,469
Employer contributions (assets) at end of year2019-12-31$4,469
Employer contributions (assets) at beginning of year2019-12-31$10,435
Employer contributions (assets) at beginning of year2019-12-31$10,435
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$171,910
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$171,910
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
Accountancy firm EIN2019-12-31410746749
2018 : HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$352,377
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$130,416
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$114,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$420,701
Value of total assets at end of year2018-12-31$850,185
Value of total assets at beginning of year2018-12-31$628,224
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$15,750
Total interest from all sources2018-12-31$1,636
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,121
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,121
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$100,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$233,494
Participant contributions at end of year2018-12-31$27,089
Participant contributions at beginning of year2018-12-31$34,695
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$21,426
Administrative expenses (other) incurred2018-12-31$15,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$221,961
Value of net assets at end of year (total assets less liabilities)2018-12-31$850,185
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$628,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$109,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$53,028
Interest on participant loans2018-12-31$1,636
Value of interest in common/collective trusts at end of year2018-12-31$703,423
Value of interest in common/collective trusts at beginning of year2018-12-31$534,163
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Asset value of US Government securities at end of year2018-12-31$0
Asset value of US Government securities at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-12,435
Net investment gain or loss from common/collective trusts2018-12-31$-60,646
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$165,781
Employer contributions (assets) at end of year2018-12-31$10,435
Employer contributions (assets) at beginning of year2018-12-31$6,338
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$114,666
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$471,282
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$77,488
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$47,526
Value of total corrective distributions2017-12-31$16,162
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$409,504
Value of total assets at end of year2017-12-31$628,224
Value of total assets at beginning of year2017-12-31$234,430
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$13,800
Total interest from all sources2017-12-31$920
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,250
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,250
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$100,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$244,465
Participant contributions at end of year2017-12-31$34,695
Participant contributions at beginning of year2017-12-31$2,359
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,000
Administrative expenses (other) incurred2017-12-31$13,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$393,794
Value of net assets at end of year (total assets less liabilities)2017-12-31$628,224
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$234,430
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$53,028
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$19,693
Interest on participant loans2017-12-31$920
Value of interest in common/collective trusts at end of year2017-12-31$534,163
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$10,957
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$10,957
Asset value of US Government securities at end of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$8,824
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,808
Net investment gain or loss from common/collective trusts2017-12-31$52,800
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$162,039
Employer contributions (assets) at end of year2017-12-31$6,338
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$47,526
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$5,079
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$187,518
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2017-12-31410746749
2016 : HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$188,885
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$27,338
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,900
Value of total corrective distributions2016-12-31$14,439
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$182,444
Value of total assets at end of year2016-12-31$234,430
Value of total assets at beginning of year2016-12-31$72,883
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,999
Total interest from all sources2016-12-31$74
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$260
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$260
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$124,089
Participant contributions at end of year2016-12-31$2,359
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$4,768
Administrative expenses (other) incurred2016-12-31$5,999
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$161,547
Value of net assets at end of year (total assets less liabilities)2016-12-31$234,430
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$72,883
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$19,693
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$70,076
Interest on participant loans2016-12-31$74
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$2,807
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$10,957
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$8,824
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$-130
Net investment gain or loss from common/collective trusts2016-12-31$6,237
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$53,587
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,900
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$5,079
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$187,518
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2016-12-31410746749
2015 : HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$75,065
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,690
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,628
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$76,057
Value of total assets at end of year2015-12-31$72,884
Value of total assets at beginning of year2015-12-31$1,509
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,062
Total interest from all sources2015-12-31$494
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,533
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,533
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$30,973
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$45,084
Administrative expenses (other) incurred2015-12-31$2,062
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$71,375
Value of net assets at end of year (total assets less liabilities)2015-12-31$72,884
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,509
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$70,077
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,466
Interest on participant loans2015-12-31$494
Value of interest in common/collective trusts at end of year2015-12-31$2,807
Value of interest in common/collective trusts at beginning of year2015-12-31$43
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,040
Net investment gain or loss from common/collective trusts2015-12-31$21
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$0
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,628
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2015-12-31410746749

Form 5500 Responses for HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN

2021: HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HARD ROCK HOTEL & CASINO SIOUX CITY 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3