UNION BOND & TRUST COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan GLOBAL CREDIT OPPORTUNITIES FUND
| Measure | Date | Value |
|---|
| 2016 : GLOBAL CREDIT OPPORTUNITIES FUND 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $3,715,795 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $3,715,795 |
| Total transfer of assets to this plan | 2016-12-31 | $3,408,901 |
| Total transfer of assets from this plan | 2016-12-31 | $68,908,532 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $6,751 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $256,337 |
| Total income from all sources (including contributions) | 2016-12-31 | $3,076,333 |
| Total loss/gain on sale of assets | 2016-12-31 | $-2,063,087 |
| Total of all expenses incurred | 2016-12-31 | $100,401 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $0 |
| Value of total assets at end of year | 2016-12-31 | $6,751 |
| Value of total assets at beginning of year | 2016-12-31 | $62,780,036 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $100,401 |
| Total interest from all sources | 2016-12-31 | $2,543,344 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Administrative expenses professional fees incurred | 2016-12-31 | $31,746 |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $5,204,975 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $6,751 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $1,106,328 |
| Assets. Loans (other than to participants) at end of year | 2016-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2016-12-31 | $451,396 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $6,751 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $256,337 |
| Other income not declared elsewhere | 2016-12-31 | $-1,119,719 |
| Administrative expenses (other) incurred | 2016-12-31 | $57,398 |
| Total non interest bearing cash at end of year | 2016-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $3,126 |
| Value of net income/loss | 2016-12-31 | $2,975,932 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $62,523,699 |
| Investment advisory and management fees | 2016-12-31 | $11,257 |
| Income. Interest from US Government securities | 2016-12-31 | $275,590 |
| Income. Interest from corporate debt instruments | 2016-12-31 | $2,258,010 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $4,719,550 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $4,719,550 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $9,744 |
| Asset. Corporate debt instrument debt (other) at end of year | 2016-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2016-12-31 | $51,294,661 |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2016-12-31 | $497,248,816 |
| Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $499,311,903 |
| 2015 : GLOBAL CREDIT OPPORTUNITIES FUND 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-2,982,837 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-2,982,837 |
| Total transfer of assets to this plan | 2015-12-31 | $17,852,000 |
| Total transfer of assets from this plan | 2015-12-31 | $5,956,308 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $256,337 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $934,148 |
| Total income from all sources (including contributions) | 2015-12-31 | $-1,583,752 |
| Total loss/gain on sale of assets | 2015-12-31 | $-499,388 |
| Total of all expenses incurred | 2015-12-31 | $93,476 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
| Value of total assets at end of year | 2015-12-31 | $62,780,036 |
| Value of total assets at beginning of year | 2015-12-31 | $53,239,383 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $93,476 |
| Total interest from all sources | 2015-12-31 | $2,983,496 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $4,650 |
| Administrative expenses professional fees incurred | 2015-12-31 | $44,430 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2015-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-12-31 | $300,000 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $5,204,975 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $4,723,982 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $1,106,328 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $1,048,271 |
| Assets. Loans (other than to participants) at end of year | 2015-12-31 | $451,396 |
| Assets. Loans (other than to participants) at beginning of year | 2015-12-31 | $2,671,574 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $256,337 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $934,148 |
| Other income not declared elsewhere | 2015-12-31 | $-1,089,637 |
| Administrative expenses (other) incurred | 2015-12-31 | $49,046 |
| Total non interest bearing cash at end of year | 2015-12-31 | $3,126 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $352,849 |
| Value of net income/loss | 2015-12-31 | $-1,677,228 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $62,523,699 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $52,305,235 |
| Income. Interest from corporate debt instruments | 2015-12-31 | $2,983,496 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $4,719,550 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $3,168,691 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $3,168,691 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $-36 |
| Income. Dividends from preferred stock | 2015-12-31 | $4,650 |
| Asset. Corporate debt instrument debt (other) at end of year | 2015-12-31 | $51,294,661 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2015-12-31 | $40,974,016 |
| Aggregate proceeds on sale of assets | 2015-12-31 | $142,879,349 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $143,378,737 |
| 2014 : GLOBAL CREDIT OPPORTUNITIES FUND 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $-1,023,427 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $-1,023,427 |
| Total transfer of assets to this plan | 2014-12-31 | $9,796,029 |
| Total transfer of assets from this plan | 2014-12-31 | $5,087,702 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $934,148 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $4,087,600 |
| Total income from all sources (including contributions) | 2014-12-31 | $2,817,037 |
| Total loss/gain on sale of assets | 2014-12-31 | $2,447,070 |
| Total of all expenses incurred | 2014-12-31 | $56,152 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $0 |
| Value of total assets at end of year | 2014-12-31 | $53,239,383 |
| Value of total assets at beginning of year | 2014-12-31 | $48,923,623 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $56,152 |
| Total interest from all sources | 2014-12-31 | $1,872,887 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,808 |
| Administrative expenses professional fees incurred | 2014-12-31 | $31,565 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2014-12-31 | $300,000 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $4,723,982 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $3,686,560 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $1,048,271 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $3,758,893 |
| Assets. Loans (other than to participants) at end of year | 2014-12-31 | $2,671,574 |
| Assets. Loans (other than to participants) at beginning of year | 2014-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $934,148 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $4,087,600 |
| Other income not declared elsewhere | 2014-12-31 | $-482,467 |
| Administrative expenses (other) incurred | 2014-12-31 | $24,587 |
| Total non interest bearing cash at end of year | 2014-12-31 | $352,849 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $233,914 |
| Value of net income/loss | 2014-12-31 | $2,760,885 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $52,305,235 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $44,836,023 |
| Income. Interest from corporate debt instruments | 2014-12-31 | $1,872,887 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $3,168,691 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $3,021,668 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $3,021,668 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $1,166 |
| Income. Dividends from preferred stock | 2014-12-31 | $1,808 |
| Asset. Corporate debt instrument debt (other) at end of year | 2014-12-31 | $40,974,016 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2014-12-31 | $38,222,588 |
| Aggregate proceeds on sale of assets | 2014-12-31 | $138,117,088 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $135,670,018 |
| 2013 : GLOBAL CREDIT OPPORTUNITIES FUND 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $264,608 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $264,608 |
| Total transfer of assets to this plan | 2013-12-31 | $44,959,283 |
| Total transfer of assets from this plan | 2013-12-31 | $1,319,393 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $4,087,600 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $1,245,772 |
| Total loss/gain on sale of assets | 2013-12-31 | $459,114 |
| Total of all expenses incurred | 2013-12-31 | $49,639 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
| Value of total assets at end of year | 2013-12-31 | $48,923,623 |
| Value of total assets at beginning of year | 2013-12-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $49,639 |
| Total interest from all sources | 2013-12-31 | $479,216 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Administrative expenses professional fees incurred | 2013-12-31 | $31,140 |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $3,686,560 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $3,758,893 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $4,087,600 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $0 |
| Other income not declared elsewhere | 2013-12-31 | $42,834 |
| Administrative expenses (other) incurred | 2013-12-31 | $18,499 |
| Total non interest bearing cash at end of year | 2013-12-31 | $233,914 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $0 |
| Value of net income/loss | 2013-12-31 | $1,196,133 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $44,836,023 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2013-12-31 | $444,107 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $3,021,668 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $35,109 |
| Asset. Corporate debt instrument debt (other) at end of year | 2013-12-31 | $38,222,588 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2013-12-31 | $0 |
| Aggregate proceeds on sale of assets | 2013-12-31 | $37,571,010 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $37,111,896 |
