401k Plan data: JAMES CHARLES BAUMANN 401(K) PLAN plan

JAMES CHARLES BAUMANN 401(K) PLAN 401k Plan overview

Plan Name	JAMES CHARLES BAUMANN 401(K) PLAN
Plan identification number	001

JAMES CHARLES BAUMANN 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JAMES BAUMANN has sponsored the creation of one or more 401k plans.

Company Name: JAMES BAUMANN

Employer identification number (EIN): 463649896

NAIC Classification: 236200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JAMES CHARLES BAUMANN 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 JAMES BAUMANN 2020-04-21
001 2018-01-01
001 2017-01-01
001 2016-01-01 JAMES BAUMANN
001 2015-01-01 JAMES BAUMANN
001 2014-01-01 JAMES BAUMANN

Plan Statistics for JAMES CHARLES BAUMANN 401(K) PLAN

401k plan membership statisitcs for JAMES CHARLES BAUMANN 401(K) PLAN

Measure Date Value
2019: JAMES CHARLES BAUMANN 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 1
Number of participants with account balances 2019-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: JAMES CHARLES BAUMANN 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 1
Number of participants with account balances 2018-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: JAMES CHARLES BAUMANN 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 1
Total of all active and inactive participants 2017-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 1
Number of participants with account balances 2017-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: JAMES CHARLES BAUMANN 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 1
Number of participants with account balances 2016-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: JAMES CHARLES BAUMANN 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 1
Number of participants with account balances 2015-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: JAMES CHARLES BAUMANN 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1
Number of participants with account balances 2014-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0

Measure	Date	Value
2019: JAMES CHARLES BAUMANN 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	1
Number of participants with account balances	2019-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: JAMES CHARLES BAUMANN 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	1
Number of participants with account balances	2018-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: JAMES CHARLES BAUMANN 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	1
Total of all active and inactive participants	2017-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	1
Number of participants with account balances	2017-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: JAMES CHARLES BAUMANN 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1
Number of participants with account balances	2016-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: JAMES CHARLES BAUMANN 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	1
Number of participants with account balances	2015-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: JAMES CHARLES BAUMANN 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1
Number of participants with account balances	2014-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0

Financial Data on JAMES CHARLES BAUMANN 401(K) PLAN

Measure	Date	Value
2019 : JAMES CHARLES BAUMANN 401(K) PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$-86,773
Expenses. Total of all expenses incurred	2019-12-31	$18,000
Benefits paid (including direct rollovers)	2019-12-31	$18,000
Total plan assets at end of year	2019-12-31	$292,659
Total plan assets at beginning of year	2019-12-31	$397,432
Other income received	2019-12-31	$-86,773
Net income (gross income less expenses)	2019-12-31	$-104,773
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$292,659
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$397,432
Assets. Value of real-estate (other than employer real property)	2019-12-31	$72,500
2018 : JAMES CHARLES BAUMANN 401(K) PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$10,400
Expenses. Total of all expenses incurred	2018-12-31	$17,000
Benefits paid (including direct rollovers)	2018-12-31	$17,000
Total plan assets at end of year	2018-12-31	$397,432
Total plan assets at beginning of year	2018-12-31	$404,032
Other income received	2018-12-31	$10,400
Net income (gross income less expenses)	2018-12-31	$-6,600
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$397,432
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$404,032
Assets. Value of real-estate (other than employer real property)	2018-12-31	$72,500
2017 : JAMES CHARLES BAUMANN 401(K) PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$42,235
Expenses. Total of all expenses incurred	2017-12-31	$16,000
Benefits paid (including direct rollovers)	2017-12-31	$16,000
Total plan assets at end of year	2017-12-31	$404,032
Total plan assets at beginning of year	2017-12-31	$377,797
Other income received	2017-12-31	$42,235
Net income (gross income less expenses)	2017-12-31	$26,235
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$404,032
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$377,797
Assets. Value of real-estate (other than employer real property)	2017-12-31	$72,500
2016 : JAMES CHARLES BAUMANN 401(K) PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$12,017
Expenses. Total of all expenses incurred	2016-12-31	$15,000
Benefits paid (including direct rollovers)	2016-12-31	$15,000
Total plan assets at end of year	2016-12-31	$377,797
Total plan assets at beginning of year	2016-12-31	$380,780
Other income received	2016-12-31	$12,017
Net income (gross income less expenses)	2016-12-31	$-2,983
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$377,797
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$380,780
Assets. Value of real-estate (other than employer real property)	2016-12-31	$76,500
2015 : JAMES CHARLES BAUMANN 401(K) PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$88,426
Expenses. Total of all expenses incurred	2015-12-31	$18,000
Benefits paid (including direct rollovers)	2015-12-31	$18,000
Total plan assets at end of year	2015-12-31	$380,780
Total plan assets at beginning of year	2015-12-31	$310,354
Other income received	2015-12-31	$88,426
Net income (gross income less expenses)	2015-12-31	$70,426
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$380,780
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$310,354
Assets. Value of real-estate (other than employer real property)	2015-12-31	$72,500
2014 : JAMES CHARLES BAUMANN 401(K) PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$-21,963
Expenses. Total of all expenses incurred	2014-12-31	$213,397
Benefits paid (including direct rollovers)	2014-12-31	$211,000
Total plan assets at end of year	2014-12-31	$310,354
Total plan assets at beginning of year	2014-12-31	$545,714
Expenses. Other expenses not covered elsewhere	2014-12-31	$2,397
Other income received	2014-12-31	$-21,963
Net income (gross income less expenses)	2014-12-31	$-235,360
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$310,354
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$545,714
Assets. Value of real-estate (other than employer real property)	2014-12-31	$33,500
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$0

Form 5500 Responses for JAMES CHARLES BAUMANN 401(K) PLAN

2019: JAMES CHARLES BAUMANN 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: JAMES CHARLES BAUMANN 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: JAMES CHARLES BAUMANN 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: JAMES CHARLES BAUMANN 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: JAMES CHARLES BAUMANN 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: JAMES CHARLES BAUMANN 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	JAMES BAUMANN
Employer identification number (EIN):	463649896
NAIC Classification:	236200

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2019-01-01	JAMES BAUMANN	2020-04-21
001	2018-01-01
001	2017-01-01
001	2016-01-01	JAMES BAUMANN
001	2015-01-01	JAMES BAUMANN
001	2014-01-01	JAMES BAUMANN