?>
Logo

DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameDANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN
Plan identification number 001

DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

DANA F. COLE & COMPANY, LLP has sponsored the creation of one or more 401k plans.

Company Name:DANA F. COLE & COMPANY, LLP
Employer identification number (EIN):470526649
NAIC Classification:541211
NAIC Description:Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01KENT KLUTE2023-10-12
0012021-01-01KENT KLUTE2022-10-17
0012020-01-01KENT KLUTE2021-10-15
0012019-01-01KENT KLUTE2020-10-15
0012018-01-01KENT KLUTE2019-10-15
0012018-01-01KENT KLUTE2019-10-15
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01THOMAS OBRIST THOMAS OBRIST2015-10-14
0012013-01-01THOMAS OBRIST THOMAS OBRIST2014-10-14
0012012-01-01THOMAS OBRIST THOMAS OBRIST2013-10-14
0012011-01-01THOMAS OBRIST THOMAS OBRIST2012-10-15
0012010-01-01DARRELL BEECK DARRELL BEECK2011-10-17
0012009-01-01THOMAS OBRIST
0012009-01-01THOMAS OBRIST

Plan Statistics for DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN

401k plan membership statisitcs for DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN

Measure Date Value
2022: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01219
Total number of active participants reported on line 7a of the Form 55002022-01-01205
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-0137
Total of all active and inactive participants2022-01-01243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01243
Number of participants with account balances2022-01-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0113
2021: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01226
Total number of active participants reported on line 7a of the Form 55002021-01-01200
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0123
Total of all active and inactive participants2021-01-01223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01223
Number of participants with account balances2021-01-01207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0119
2020: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01214
Total number of active participants reported on line 7a of the Form 55002020-01-01200
Number of other retired or separated participants entitled to future benefits2020-01-0127
Total of all active and inactive participants2020-01-01227
Total participants2020-01-01227
Number of participants with account balances2020-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0113
2019: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01206
Total number of active participants reported on line 7a of the Form 55002019-01-01196
Number of other retired or separated participants entitled to future benefits2019-01-0119
Total of all active and inactive participants2019-01-01215
Total participants2019-01-01215
Number of participants with account balances2019-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0114
2018: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01204
Total number of active participants reported on line 7a of the Form 55002018-01-01192
Number of other retired or separated participants entitled to future benefits2018-01-0114
Total of all active and inactive participants2018-01-01206
Total participants2018-01-01206
Number of participants with account balances2018-01-01137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-018
2017: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01199
Total number of active participants reported on line 7a of the Form 55002017-01-01190
Number of other retired or separated participants entitled to future benefits2017-01-0118
Total of all active and inactive participants2017-01-01208
Total participants2017-01-01208
Number of participants with account balances2017-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01194
Total number of active participants reported on line 7a of the Form 55002016-01-01199
Number of other retired or separated participants entitled to future benefits2016-01-0110
Total of all active and inactive participants2016-01-01209
Total participants2016-01-01209
Number of participants with account balances2016-01-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01202
Total number of active participants reported on line 7a of the Form 55002015-01-01191
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-016
Total of all active and inactive participants2015-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01197
Number of participants with account balances2015-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-018
2014: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01179
Total number of active participants reported on line 7a of the Form 55002014-01-01204
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-017
Total of all active and inactive participants2014-01-01211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01211
Number of participants with account balances2014-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-015
2013: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01175
Total number of active participants reported on line 7a of the Form 55002013-01-01187
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-014
Total of all active and inactive participants2013-01-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01191
Number of participants with account balances2013-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-019
2012: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01184
Total number of active participants reported on line 7a of the Form 55002012-01-01177
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-014
Total of all active and inactive participants2012-01-01181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01181
Number of participants with account balances2012-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-017
2011: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01181
Total number of active participants reported on line 7a of the Form 55002011-01-01180
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-018
Total of all active and inactive participants2011-01-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01188
Number of participants with account balances2011-01-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0114
2010: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01201
Total number of active participants reported on line 7a of the Form 55002010-01-01178
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-016
Total of all active and inactive participants2010-01-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01184
Number of participants with account balances2010-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0116
2009: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01198
Total number of active participants reported on line 7a of the Form 55002009-01-01192
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0118
Total of all active and inactive participants2009-01-01210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01210
Number of participants with account balances2009-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-017

Financial Data on DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN

Measure Date Value
2022 : DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-1,914,864
Total of all expenses incurred2022-12-31$2,504,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,441,194
Value of total corrective distributions2022-12-31$20,660
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,031,248
Value of total assets at end of year2022-12-31$13,426,436
Value of total assets at beginning of year2022-12-31$17,846,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$42,981
Total interest from all sources2022-12-31$6,381
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$855,313
Participant contributions at end of year2022-12-31$108,684
Participant contributions at beginning of year2022-12-31$83,524
Participant contributions at end of year2022-12-31$155,355
Participant contributions at beginning of year2022-12-31$29,173
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$90,200
Other income not declared elsewhere2022-12-31$90
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,419,699
Value of net assets at end of year (total assets less liabilities)2022-12-31$13,426,436
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$17,846,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$11,828,848
Value of interest in pooled separate accounts at beginning of year2022-12-31$16,604,191
Interest on participant loans2022-12-31$6,381
Value of interest in common/collective trusts at end of year2022-12-31$1,302,479
Value of interest in common/collective trusts at beginning of year2022-12-31$1,112,654
Net investment gain/loss from pooled separate accounts2022-12-31$-2,974,055
Net investment gain or loss from common/collective trusts2022-12-31$21,472
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$85,735
Employer contributions (assets) at end of year2022-12-31$31,070
Employer contributions (assets) at beginning of year2022-12-31$16,593
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,441,194
Contract administrator fees2022-12-31$42,981
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HENJES, CONNER & WILLIAMS, P.C.
Accountancy firm EIN2022-12-31481292483
2021 : DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$3,106,307
Total of all expenses incurred2021-12-31$440,292
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$424,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$767,902
Value of total assets at end of year2021-12-31$17,846,135
Value of total assets at beginning of year2021-12-31$15,180,120
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$15,804
Total interest from all sources2021-12-31$4,991
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$690,693
Participant contributions at end of year2021-12-31$83,524
Participant contributions at beginning of year2021-12-31$81,547
Participant contributions at end of year2021-12-31$29,173
Participant contributions at beginning of year2021-12-31$140,115
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$9,554
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$3,180
Other income not declared elsewhere2021-12-31$691
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,666,015
Value of net assets at end of year (total assets less liabilities)2021-12-31$17,846,135
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$15,180,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$16,604,191
Value of interest in pooled separate accounts at beginning of year2021-12-31$13,803,032
Interest on participant loans2021-12-31$4,991
Value of interest in common/collective trusts at end of year2021-12-31$1,112,654
Value of interest in common/collective trusts at beginning of year2021-12-31$1,131,213
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$4,651
Net investment gain/loss from pooled separate accounts2021-12-31$2,318,881
Net investment gain or loss from common/collective trusts2021-12-31$13,842
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$67,655
Employer contributions (assets) at end of year2021-12-31$16,593
Employer contributions (assets) at beginning of year2021-12-31$19,562
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$421,308
Contract administrator fees2021-12-31$15,804
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HENJES, CONNER & WILLIAMS, P.C.
Accountancy firm EIN2021-12-31481292483
2020 : DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$3,170,479
Total of all expenses incurred2020-12-31$1,361,863
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,351,409
Value of total corrective distributions2020-12-31$8,229
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,014,383
Value of total assets at end of year2020-12-31$15,180,120
Value of total assets at beginning of year2020-12-31$13,371,504
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$2,225
Total interest from all sources2020-12-31$5,206
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$842,927
Participant contributions at end of year2020-12-31$81,547
Participant contributions at beginning of year2020-12-31$71,425
Participant contributions at end of year2020-12-31$140,115
Participant contributions at beginning of year2020-12-31$149,075
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$92,827
Other income not declared elsewhere2020-12-31$41
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,808,616
Value of net assets at end of year (total assets less liabilities)2020-12-31$15,180,120
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$13,371,504
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$13,803,032
Value of interest in pooled separate accounts at beginning of year2020-12-31$12,044,326
Interest on participant loans2020-12-31$5,152
Interest earned on other investments2020-12-31$54
Value of interest in common/collective trusts at end of year2020-12-31$1,131,213
Value of interest in common/collective trusts at beginning of year2020-12-31$1,079,027
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$4,651
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$10,153
Net investment gain/loss from pooled separate accounts2020-12-31$2,148,979
Net investment gain or loss from common/collective trusts2020-12-31$1,870
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$78,629
Employer contributions (assets) at end of year2020-12-31$19,562
Employer contributions (assets) at beginning of year2020-12-31$17,498
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,351,409
Contract administrator fees2020-12-31$2,225
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HENJES, CONNER & WILLIAMS, P.C.
Accountancy firm EIN2020-12-31481292483
2019 : DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$3,198,862
Total income from all sources (including contributions)2019-12-31$3,198,862
Total of all expenses incurred2019-12-31$230,878
Total of all expenses incurred2019-12-31$230,878
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$229,043
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$229,043
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$787,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$787,118
Value of total assets at end of year2019-12-31$13,371,504
Value of total assets at end of year2019-12-31$13,371,504
Value of total assets at beginning of year2019-12-31$10,403,520
Value of total assets at beginning of year2019-12-31$10,403,520
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,835
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,835
Total interest from all sources2019-12-31$6,057
Total interest from all sources2019-12-31$6,057
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$709,065
Contributions received from participants2019-12-31$709,065
Participant contributions at end of year2019-12-31$71,425
Participant contributions at end of year2019-12-31$71,425
Participant contributions at beginning of year2019-12-31$91,188
Participant contributions at beginning of year2019-12-31$91,188
Participant contributions at end of year2019-12-31$149,075
Participant contributions at end of year2019-12-31$149,075
Participant contributions at beginning of year2019-12-31$141,587
Participant contributions at beginning of year2019-12-31$141,587
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$9,176
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$9,176
Other income not declared elsewhere2019-12-31$237
Other income not declared elsewhere2019-12-31$237
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,967,984
Value of net income/loss2019-12-31$2,967,984
Value of net assets at end of year (total assets less liabilities)2019-12-31$13,371,504
Value of net assets at end of year (total assets less liabilities)2019-12-31$13,371,504
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,403,520
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,403,520
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$12,044,326
Value of interest in pooled separate accounts at end of year2019-12-31$12,044,326
Value of interest in pooled separate accounts at beginning of year2019-12-31$9,220,784
Value of interest in pooled separate accounts at beginning of year2019-12-31$9,220,784
Interest on participant loans2019-12-31$5,954
Interest on participant loans2019-12-31$5,954
Interest earned on other investments2019-12-31$103
Interest earned on other investments2019-12-31$103
Value of interest in common/collective trusts at end of year2019-12-31$1,079,027
Value of interest in common/collective trusts at end of year2019-12-31$1,079,027
Value of interest in common/collective trusts at beginning of year2019-12-31$917,432
Value of interest in common/collective trusts at beginning of year2019-12-31$917,432
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$10,153
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$10,153
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$14,331
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$14,331
Net investment gain/loss from pooled separate accounts2019-12-31$2,359,255
Net investment gain/loss from pooled separate accounts2019-12-31$2,359,255
Net investment gain or loss from common/collective trusts2019-12-31$46,195
Net investment gain or loss from common/collective trusts2019-12-31$46,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$68,877
Contributions received in cash from employer2019-12-31$68,877
Employer contributions (assets) at end of year2019-12-31$17,498
Employer contributions (assets) at end of year2019-12-31$17,498
Employer contributions (assets) at beginning of year2019-12-31$18,198
Employer contributions (assets) at beginning of year2019-12-31$18,198
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$229,043
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$229,043
Contract administrator fees2019-12-31$1,835
Contract administrator fees2019-12-31$1,835
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HENJES, CONNER & WILLIAMS, P.C.
Accountancy firm name2019-12-31HENJES, CONNER & WILLIAMS, P.C.
Accountancy firm EIN2019-12-31481292483
Accountancy firm EIN2019-12-31481292483
2018 : DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$-229,963
Total of all expenses incurred2018-12-31$643,661
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$641,555
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$698,092
Value of total assets at end of year2018-12-31$10,403,520
Value of total assets at beginning of year2018-12-31$11,277,144
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,106
Total interest from all sources2018-12-31$5,955
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$633,655
Participant contributions at end of year2018-12-31$91,188
Participant contributions at beginning of year2018-12-31$131,113
Participant contributions at end of year2018-12-31$141,587
Participant contributions at beginning of year2018-12-31$187,465
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,005
Other income not declared elsewhere2018-12-31$113
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-873,624
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,403,520
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$11,277,144
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$9,220,784
Value of interest in pooled separate accounts at beginning of year2018-12-31$10,394,349
Interest on participant loans2018-12-31$5,818
Interest earned on other investments2018-12-31$137
Value of interest in common/collective trusts at end of year2018-12-31$917,432
Value of interest in common/collective trusts at beginning of year2018-12-31$526,081
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$14,331
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$16,599
Net investment gain/loss from pooled separate accounts2018-12-31$-938,927
Net investment gain or loss from common/collective trusts2018-12-31$4,804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$62,432
Employer contributions (assets) at end of year2018-12-31$18,198
Employer contributions (assets) at beginning of year2018-12-31$21,537
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$641,555
Contract administrator fees2018-12-31$2,106
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HENJES, CONNER & WILLIAMS, P.C.
Accountancy firm EIN2018-12-31481292483
2017 : DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$2,456,558
Total of all expenses incurred2017-12-31$434,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$433,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$827,177
Value of total assets at end of year2017-12-31$11,277,144
Value of total assets at beginning of year2017-12-31$9,255,561
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,774
Total interest from all sources2017-12-31$6,479
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$691,323
Participant contributions at end of year2017-12-31$131,113
Participant contributions at beginning of year2017-12-31$108,133
Participant contributions at end of year2017-12-31$187,465
Participant contributions at beginning of year2017-12-31$139,357
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$64,726
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$22
Other income not declared elsewhere2017-12-31$2,652
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,021,583
Value of net assets at end of year (total assets less liabilities)2017-12-31$11,277,144
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$9,255,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$10,394,349
Value of interest in pooled separate accounts at beginning of year2017-12-31$8,286,275
Interest on participant loans2017-12-31$6,318
Interest earned on other investments2017-12-31$161
Value of interest in common/collective trusts at end of year2017-12-31$526,081
Value of interest in common/collective trusts at beginning of year2017-12-31$682,059
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$16,599
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$21,746
Net investment gain/loss from pooled separate accounts2017-12-31$1,614,203
Net investment gain or loss from common/collective trusts2017-12-31$6,047
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$71,128
Employer contributions (assets) at end of year2017-12-31$21,537
Employer contributions (assets) at beginning of year2017-12-31$17,991
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$433,179
Contract administrator fees2017-12-31$1,774
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31FUHRMAN, SMOLSKY & FUREY PC
Accountancy firm EIN2017-12-31470742379
2016 : DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,266,391
Total of all expenses incurred2016-12-31$426,078
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$424,156
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$670,952
Value of total assets at end of year2016-12-31$9,255,561
Value of total assets at beginning of year2016-12-31$8,415,248
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,922
Total interest from all sources2016-12-31$4,058
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$605,489
Participant contributions at end of year2016-12-31$108,133
Participant contributions at beginning of year2016-12-31$58,546
Participant contributions at end of year2016-12-31$139,357
Participant contributions at beginning of year2016-12-31$112,249
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$11,447
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$840,313
Value of net assets at end of year (total assets less liabilities)2016-12-31$9,255,561
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,415,248
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$8,286,275
Value of interest in pooled separate accounts at beginning of year2016-12-31$8,201,185
Interest on participant loans2016-12-31$3,862
Interest earned on other investments2016-12-31$196
Value of interest in common/collective trusts at end of year2016-12-31$682,059
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$21,746
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$20,597
Net investment gain/loss from pooled separate accounts2016-12-31$591,381
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$54,016
Employer contributions (assets) at end of year2016-12-31$17,991
Employer contributions (assets) at beginning of year2016-12-31$22,671
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$424,156
Contract administrator fees2016-12-31$1,922
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31FUHRMAN, SMOLSKY & FUREY PC
Accountancy firm EIN2016-12-31470742379
2015 : DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$644,606
Total of all expenses incurred2015-12-31$181,698
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$180,238
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$634,066
Value of total assets at end of year2015-12-31$8,415,248
Value of total assets at beginning of year2015-12-31$7,952,340
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,460
Total interest from all sources2015-12-31$2,774
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$573,771
Participant contributions at end of year2015-12-31$58,546
Participant contributions at beginning of year2015-12-31$33,870
Participant contributions at end of year2015-12-31$112,249
Participant contributions at beginning of year2015-12-31$138,802
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$5,604
Other income not declared elsewhere2015-12-31$-208
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$462,908
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,415,248
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,952,340
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$8,201,185
Value of interest in pooled separate accounts at beginning of year2015-12-31$7,743,497
Interest on participant loans2015-12-31$2,610
Interest earned on other investments2015-12-31$164
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$20,597
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$18,789
Net investment gain/loss from pooled separate accounts2015-12-31$7,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$54,691
Employer contributions (assets) at end of year2015-12-31$22,671
Employer contributions (assets) at beginning of year2015-12-31$17,382
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$180,238
Contract administrator fees2015-12-31$1,460
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FUHRMAN, SMOLSKY & FUREY PC
Accountancy firm EIN2015-12-31470742379
2014 : DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,156,377
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$374,311
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$373,799
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$640,546
Value of total assets at end of year2014-12-31$7,952,340
Value of total assets at beginning of year2014-12-31$7,170,274
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$512
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$2,130
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Amount of non-exempt transactions with any party-in-interest2014-12-31$0
Contributions received from participants2014-12-31$568,711
Participant contributions at end of year2014-12-31$33,870
Participant contributions at beginning of year2014-12-31$42,910
Participant contributions at end of year2014-12-31$138,802
Participant contributions at beginning of year2014-12-31$137,753
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$18,437
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$-78
Administrative expenses (other) incurred2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$782,066
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,952,340
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,170,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$0
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in pooled separate accounts at end of year2014-12-31$7,743,497
Value of interest in pooled separate accounts at beginning of year2014-12-31$6,954,357
Interest on participant loans2014-12-31$1,951
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$179
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$18,789
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$18,279
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$0
Net investment gain/loss from pooled separate accounts2014-12-31$513,779
Net investment gain or loss from common/collective trusts2014-12-31$0
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$53,398
Employer contributions (assets) at end of year2014-12-31$17,382
Employer contributions (assets) at beginning of year2014-12-31$16,975
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$373,799
Contract administrator fees2014-12-31$512
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FUHRMAN, SMOLSKY & FUREY PC
Accountancy firm EIN2014-12-31470742379
2013 : DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,872,364
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$363,881
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$362,870
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$659,481
Value of total assets at end of year2013-12-31$7,170,274
Value of total assets at beginning of year2013-12-31$5,661,791
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,011
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$2,791
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Amount of non-exempt transactions with any party-in-interest2013-12-31$0
Contributions received from participants2013-12-31$502,421
Participant contributions at end of year2013-12-31$42,910
Participant contributions at beginning of year2013-12-31$44,949
Participant contributions at end of year2013-12-31$137,753
Participant contributions at beginning of year2013-12-31$114,396
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$104,519
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$40
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$381
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,508,483
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,170,274
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,661,791
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$0
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$6,954,357
Value of interest in pooled separate accounts at beginning of year2013-12-31$5,385,487
Interest on participant loans2013-12-31$2,328
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$463
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$18,279
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$97,011
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$0
Net investment gain/loss from pooled separate accounts2013-12-31$1,209,711
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$52,541
Employer contributions (assets) at end of year2013-12-31$16,975
Employer contributions (assets) at beginning of year2013-12-31$19,948
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$362,830
Contract administrator fees2013-12-31$1,011
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FUHRMAN, SMOLSKY & FUREY PC
Accountancy firm EIN2013-12-31470742379
2012 : DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,132,212
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$897,504
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$897,381
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$496,595
Value of total assets at end of year2012-12-31$5,661,791
Value of total assets at beginning of year2012-12-31$5,427,083
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$123
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$3,546
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$0
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$438,655
Participant contributions at end of year2012-12-31$44,949
Participant contributions at beginning of year2012-12-31$50,717
Participant contributions at end of year2012-12-31$114,396
Participant contributions at beginning of year2012-12-31$143,135
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$1,039
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$-637
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$234,708
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,661,791
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,427,083
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in pooled separate accounts at end of year2012-12-31$5,385,487
Value of interest in pooled separate accounts at beginning of year2012-12-31$5,164,761
Interest on participant loans2012-12-31$2,489
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$1,057
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$97,011
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$46,739
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$632,708
Net investment gain or loss from common/collective trusts2012-12-31$0
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$57,940
Employer contributions (assets) at end of year2012-12-31$19,948
Employer contributions (assets) at beginning of year2012-12-31$21,731
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$896,342
Contract administrator fees2012-12-31$123
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FUHRMAN, SMOLSKY & FUREY PC
Accountancy firm EIN2012-12-31470742379
2011 : DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$302,678
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$145,455
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$145,174
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$520,109
Value of total assets at end of year2011-12-31$5,427,083
Value of total assets at beginning of year2011-12-31$5,269,860
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$281
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$3,664
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$456,338
Participant contributions at end of year2011-12-31$50,717
Participant contributions at beginning of year2011-12-31$67,257
Participant contributions at end of year2011-12-31$143,135
Participant contributions at beginning of year2011-12-31$144,067
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$8,749
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$210
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$157,223
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,427,083
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,269,860
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in pooled separate accounts at end of year2011-12-31$5,164,761
Value of interest in pooled separate accounts at beginning of year2011-12-31$4,978,520
Interest on participant loans2011-12-31$2,715
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$949
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$46,739
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$60,107
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$-221,305
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$55,022
Employer contributions (assets) at end of year2011-12-31$21,731
Employer contributions (assets) at beginning of year2011-12-31$19,909
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$145,174
Contract administrator fees2011-12-31$281
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FUHRMAN, SMOLSKY & FUREY PC
Accountancy firm EIN2011-12-31470742379
2010 : DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,131,500
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$410,998
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$410,867
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$496,411
Value of total assets at end of year2010-12-31$5,269,860
Value of total assets at beginning of year2010-12-31$4,549,358
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$131
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$6,355
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$416,129
Participant contributions at end of year2010-12-31$67,257
Participant contributions at beginning of year2010-12-31$65,847
Participant contributions at end of year2010-12-31$144,067
Participant contributions at beginning of year2010-12-31$145,252
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$15,449
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$340
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$720,502
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,269,860
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,549,358
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$4,978,520
Value of interest in pooled separate accounts at beginning of year2010-12-31$4,235,861
Interest on participant loans2010-12-31$3,596
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$2,759
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$60,107
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$101,198
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$628,394
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$64,833
Employer contributions (assets) at end of year2010-12-31$19,909
Employer contributions (assets) at beginning of year2010-12-31$1,200
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$410,867
Contract administrator fees2010-12-31$131
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FUHRMAN, SMOLSKY & FUREY, P.C.
Accountancy firm EIN2010-12-31470742379

Form 5500 Responses for DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN

2022: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: DANA F. COLE & COMPANY, LLP 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number316774
Policy instance 1
Insurance contract or identification number316774
Number of Individuals Covered243
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number316774
Policy instance 1
Insurance contract or identification number316774
Number of Individuals Covered223
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number316774
Policy instance 1
Insurance contract or identification number316774
Number of Individuals Covered227
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number316774
Policy instance 1
Insurance contract or identification number316774
Number of Individuals Covered215
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number316774
Policy instance 1
Insurance contract or identification number316774
Number of Individuals Covered206
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number316774
Policy instance 1
Insurance contract or identification number316774
Number of Individuals Covered208
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number316774
Policy instance 1
Insurance contract or identification number316774
Number of Individuals Covered197
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number316774
Policy instance 1
Insurance contract or identification number316774
Number of Individuals Covered211
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number316774
Policy instance 1
Insurance contract or identification number316774
Number of Individuals Covered191
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number316774
Policy instance 1
Insurance contract or identification number316774
Number of Individuals Covered181
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number316774
Policy instance 1
Insurance contract or identification number316774
Number of Individuals Covered188
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number316774
Policy instance 1
Insurance contract or identification number316774
Number of Individuals Covered184
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3