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STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameSTEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 001

STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).

401k Sponsoring company profile

STEPHENS & SMITH CONSTRUCTION CO., INC. has sponsored the creation of one or more 401k plans.

Company Name:STEPHENS & SMITH CONSTRUCTION CO., INC.
Employer identification number (EIN):470558429
NAIC Classification:238100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-07-01
0012020-07-01
0012019-07-01
0012018-07-01
0012017-07-01
0012016-07-01ROBERT L. STEPHENS ROBERT L. STEPHENS2018-04-05
0012015-07-01ROBERT L. STEPHENS ROBERT L. STEPHENS2017-03-15
0012014-07-01ROBERT L. STEPHENS
0012013-07-01ROBERT L. STEPHENS
0012012-07-01ROBERT L. STEPHENS
0012011-07-01ROBERT L. STEPHENS
0012009-07-01ROBERT L. STEPHENS

Plan Statistics for STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2021: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-01209
Total number of active participants reported on line 7a of the Form 55002021-07-01173
Number of retired or separated participants receiving benefits2021-07-015
Number of other retired or separated participants entitled to future benefits2021-07-0128
Total of all active and inactive participants2021-07-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-01206
Number of participants with account balances2021-07-01202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-016
2020: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-01205
Total number of active participants reported on line 7a of the Form 55002020-07-01161
Number of retired or separated participants receiving benefits2020-07-013
Number of other retired or separated participants entitled to future benefits2020-07-0128
Total of all active and inactive participants2020-07-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-01192
Number of participants with account balances2020-07-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-0117
2019: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-01205
Total number of active participants reported on line 7a of the Form 55002019-07-01161
Number of retired or separated participants receiving benefits2019-07-015
Number of other retired or separated participants entitled to future benefits2019-07-0122
Total of all active and inactive participants2019-07-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01188
Number of participants with account balances2019-07-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-0111
2018: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01198
Total number of active participants reported on line 7a of the Form 55002018-07-01167
Number of retired or separated participants receiving benefits2018-07-017
Number of other retired or separated participants entitled to future benefits2018-07-0119
Total of all active and inactive participants2018-07-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-01193
Number of participants with account balances2018-07-01190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-0110
2017: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01184
Total number of active participants reported on line 7a of the Form 55002017-07-01157
Number of retired or separated participants receiving benefits2017-07-018
Number of other retired or separated participants entitled to future benefits2017-07-0119
Total of all active and inactive participants2017-07-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01184
Number of participants with account balances2017-07-01182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-017
2016: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01186
Total number of active participants reported on line 7a of the Form 55002016-07-01151
Number of retired or separated participants receiving benefits2016-07-017
Number of other retired or separated participants entitled to future benefits2016-07-0121
Total of all active and inactive participants2016-07-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01179
Number of participants with account balances2016-07-01175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-0112
2015: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01170
Total number of active participants reported on line 7a of the Form 55002015-07-01153
Number of retired or separated participants receiving benefits2015-07-013
Number of other retired or separated participants entitled to future benefits2015-07-0114
Total of all active and inactive participants2015-07-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01170
Number of participants with account balances2015-07-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-017
2014: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01180
Total number of active participants reported on line 7a of the Form 55002014-07-01153
Number of retired or separated participants receiving benefits2014-07-017
Number of other retired or separated participants entitled to future benefits2014-07-0118
Total of all active and inactive participants2014-07-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01178
Number of participants with account balances2014-07-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-016
2013: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01159
Total number of active participants reported on line 7a of the Form 55002013-07-01134
Number of retired or separated participants receiving benefits2013-07-016
Number of other retired or separated participants entitled to future benefits2013-07-0116
Total of all active and inactive participants2013-07-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-011
Total participants2013-07-01157
Number of participants with account balances2013-07-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-017
2012: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01184
Total number of active participants reported on line 7a of the Form 55002012-07-01130
Number of retired or separated participants receiving benefits2012-07-014
Number of other retired or separated participants entitled to future benefits2012-07-0119
Total of all active and inactive participants2012-07-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-011
Total participants2012-07-01154
Number of participants with account balances2012-07-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-017
2011: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01198
Total number of active participants reported on line 7a of the Form 55002011-07-01129
Number of retired or separated participants receiving benefits2011-07-019
Number of other retired or separated participants entitled to future benefits2011-07-0144
Total of all active and inactive participants2011-07-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-01182
Number of participants with account balances2011-07-01180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-014
2009: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01220
Total number of active participants reported on line 7a of the Form 55002009-07-01152
Number of retired or separated participants receiving benefits2009-07-0110
Number of other retired or separated participants entitled to future benefits2009-07-0135
Total of all active and inactive participants2009-07-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-01197
Number of participants with account balances2009-07-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-0110

Financial Data on STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-06-30$2,887,488
Total unrealized appreciation/depreciation of assets2022-06-30$2,887,488
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$7,906
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$2,313
Total income from all sources (including contributions)2022-06-30$3,465,891
Total loss/gain on sale of assets2022-06-30$702
Total of all expenses incurred2022-06-30$687,098
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$664,134
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$538,000
Value of total assets at end of year2022-06-30$18,350,503
Value of total assets at beginning of year2022-06-30$15,566,117
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$22,964
Total interest from all sources2022-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$39,701
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$39,701
Administrative expenses professional fees incurred2022-06-30$22,964
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$1,000,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-06-30$7,906
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-06-30$2,313
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$2,778,793
Value of net assets at end of year (total assets less liabilities)2022-06-30$18,342,597
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$15,563,804
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$259,583
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$348,941
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-06-30$7,590
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-06-30$145,401
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-06-30$145,401
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Assets. Invements in employer securities at end of year2022-06-30$17,595,330
Assets. Invements in employer securities at beginning of year2022-06-30$14,621,775
Contributions received in cash from employer2022-06-30$538,000
Employer contributions (assets) at end of year2022-06-30$488,000
Employer contributions (assets) at beginning of year2022-06-30$450,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$664,134
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Aggregate proceeds on sale of assets2022-06-30$702
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30BUCKLEY & SITZMAN LLP
Accountancy firm EIN2022-06-30470350235
2021 : STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$2,313
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$4,200
Total income from all sources (including contributions)2021-06-30$2,794,696
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$658,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$635,607
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$450,000
Value of total assets at end of year2021-06-30$15,566,117
Value of total assets at beginning of year2021-06-30$13,432,278
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$23,363
Total interest from all sources2021-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$4,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$4,305
Administrative expenses professional fees incurred2021-06-30$23,363
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$1,000,000
If this is an individual account plan, was there a blackout period2021-06-30No
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-06-30$2,313
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-06-30$4,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$2,135,726
Value of net assets at end of year (total assets less liabilities)2021-06-30$15,563,804
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$13,428,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$494,342
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$482,838
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$2,340,391
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Assets. Invements in employer securities at end of year2021-06-30$14,621,775
Assets. Invements in employer securities at beginning of year2021-06-30$12,049,440
Contributions received in cash from employer2021-06-30$450,000
Employer contributions (assets) at end of year2021-06-30$450,000
Employer contributions (assets) at beginning of year2021-06-30$900,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$635,607
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Unqualified
Accountancy firm name2021-06-30BUCKLEY & SITZMAN LLP
Accountancy firm EIN2021-06-30470350235
2020 : STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-06-30$1,541,762
Total unrealized appreciation/depreciation of assets2020-06-30$1,541,762
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$4,200
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$3,883,117
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$396,087
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$375,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$2,340,000
Value of total assets at end of year2020-06-30$13,432,278
Value of total assets at beginning of year2020-06-30$9,941,048
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$20,886
Total interest from all sources2020-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$1,355
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$1,355
Administrative expenses professional fees incurred2020-06-30$20,886
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$1,500,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-06-30$4,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$3,487,030
Value of net assets at end of year (total assets less liabilities)2020-06-30$13,428,078
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$9,941,048
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$482,838
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-06-30$8,331
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-06-30$8,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Assets. Invements in employer securities at end of year2020-06-30$12,049,440
Assets. Invements in employer securities at beginning of year2020-06-30$9,932,717
Contributions received in cash from employer2020-06-30$2,340,000
Employer contributions (assets) at end of year2020-06-30$900,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$375,201
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30No
Opinion of an independent qualified public accountant for this plan2020-06-30Qualified
Accountancy firm name2020-06-30BUCKLEY & SITZMAN LLP
Accountancy firm EIN2020-06-30470350235
2019 : STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-06-30$1,296,807
Total unrealized appreciation/depreciation of assets2019-06-30$1,296,807
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total income from all sources (including contributions)2019-06-30$2,557,423
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$275,283
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$248,026
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$1,260,000
Value of total assets at end of year2019-06-30$9,941,048
Value of total assets at beginning of year2019-06-30$7,658,908
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$27,257
Total interest from all sources2019-06-30$616
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Administrative expenses professional fees incurred2019-06-30$27,257
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$1,000,000
If this is an individual account plan, was there a blackout period2019-06-30No
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$2,282,140
Value of net assets at end of year (total assets less liabilities)2019-06-30$9,941,048
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$7,658,908
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-06-30$8,331
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-06-30$24,009
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-06-30$24,009
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-06-30$616
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Assets. Invements in employer securities at end of year2019-06-30$9,932,717
Assets. Invements in employer securities at beginning of year2019-06-30$7,634,899
Contributions received in cash from employer2019-06-30$1,260,000
Employer contributions (assets) at beginning of year2019-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$248,026
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30BUCKLEY & SITZMAN LLP
Accountancy firm EIN2019-06-30470350235
2018 : STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-06-30$1,940,118
Total unrealized appreciation/depreciation of assets2018-06-30$1,940,118
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$2,130,382
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$172,232
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$154,967
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$190,000
Value of total assets at end of year2018-06-30$7,658,908
Value of total assets at beginning of year2018-06-30$5,700,758
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$17,265
Total interest from all sources2018-06-30$264
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Administrative expenses professional fees incurred2018-06-30$17,265
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$400,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$1,958,150
Value of net assets at end of year (total assets less liabilities)2018-06-30$7,658,908
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$5,700,758
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-06-30$24,009
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-06-30$5,977
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-06-30$5,977
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-06-30$264
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Assets. Invements in employer securities at end of year2018-06-30$7,634,899
Assets. Invements in employer securities at beginning of year2018-06-30$5,694,781
Contributions received in cash from employer2018-06-30$190,000
Employer contributions (assets) at end of year2018-06-30$0
Employer contributions (assets) at beginning of year2018-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$154,967
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30BUCKLEY & SITZMAN LLP
Accountancy firm EIN2018-06-30470350235
2017 : STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-06-30$366,298
Total unrealized appreciation/depreciation of assets2017-06-30$366,298
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$526,298
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$165,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$142,466
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$160,000
Value of total assets at end of year2017-06-30$5,700,758
Value of total assets at beginning of year2017-06-30$5,340,326
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$23,400
Total interest from all sources2017-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-06-30$0
Administrative expenses professional fees incurred2017-06-30$23,400
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$400,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Total non interest bearing cash at beginning of year2017-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$360,432
Value of net assets at end of year (total assets less liabilities)2017-06-30$5,700,758
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$5,340,326
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-06-30$5,977
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-06-30$10,338
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-06-30$10,338
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Assets. Invements in employer securities at end of year2017-06-30$5,694,781
Assets. Invements in employer securities at beginning of year2017-06-30$5,329,988
Contributions received in cash from employer2017-06-30$160,000
Employer contributions (assets) at end of year2017-06-30$0
Employer contributions (assets) at beginning of year2017-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$142,466
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30BUCKLEY & SITZMAN LLP
Accountancy firm EIN2017-06-30470350235
2016 : STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-06-30$437,421
Total unrealized appreciation/depreciation of assets2016-06-30$437,421
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$437,421
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$286,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$269,605
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$0
Value of total assets at end of year2016-06-30$5,340,326
Value of total assets at beginning of year2016-06-30$5,189,685
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$17,175
Total interest from all sources2016-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Administrative expenses professional fees incurred2016-06-30$17,175
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$400,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Total non interest bearing cash at end of year2016-06-30$0
Total non interest bearing cash at beginning of year2016-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$150,641
Value of net assets at end of year (total assets less liabilities)2016-06-30$5,340,326
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$5,189,685
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-06-30$10,338
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-06-30$11,027
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-06-30$11,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Assets. Invements in employer securities at end of year2016-06-30$5,329,988
Assets. Invements in employer securities at beginning of year2016-06-30$4,778,658
Employer contributions (assets) at end of year2016-06-30$0
Employer contributions (assets) at beginning of year2016-06-30$400,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$269,605
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30BUCKLEY & SITZMAN LLP
Accountancy firm EIN2016-06-30470350235
2015 : STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-06-30$133,660
Total unrealized appreciation/depreciation of assets2015-06-30$133,660
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$533,660
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$146,141
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$120,216
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$400,000
Value of total assets at end of year2015-06-30$5,189,685
Value of total assets at beginning of year2015-06-30$4,802,166
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$25,925
Total interest from all sources2015-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Administrative expenses professional fees incurred2015-06-30$23,425
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$400,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Administrative expenses (other) incurred2015-06-30$2,500
Total non interest bearing cash at end of year2015-06-30$0
Total non interest bearing cash at beginning of year2015-06-30$96,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$387,519
Value of net assets at end of year (total assets less liabilities)2015-06-30$5,189,685
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$4,802,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-06-30$11,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Assets. Invements in employer securities at end of year2015-06-30$4,778,658
Assets. Invements in employer securities at beginning of year2015-06-30$4,106,116
Contributions received in cash from employer2015-06-30$400,000
Employer contributions (assets) at end of year2015-06-30$400,000
Employer contributions (assets) at beginning of year2015-06-30$600,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$120,216
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30BUCKLEY & SITZMAN LLP
Accountancy firm EIN2015-06-30470350235
2014 : STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-06-30$648,219
Total unrealized appreciation/depreciation of assets2014-06-30$648,219
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$23,473
Total income from all sources (including contributions)2014-06-30$1,248,219
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$141,534
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$115,114
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$600,000
Value of total assets at end of year2014-06-30$4,802,167
Value of total assets at beginning of year2014-06-30$3,718,955
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$26,420
Total interest from all sources2014-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Administrative expenses professional fees incurred2014-06-30$26,420
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$400,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-06-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-06-30$23,473
Total non interest bearing cash at end of year2014-06-30$96,050
Total non interest bearing cash at beginning of year2014-06-30$34,001
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$1,106,685
Value of net assets at end of year (total assets less liabilities)2014-06-30$4,802,167
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$3,695,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Assets. Invements in employer securities at end of year2014-06-30$4,106,117
Assets. Invements in employer securities at beginning of year2014-06-30$2,984,954
Contributions received in cash from employer2014-06-30$600,000
Employer contributions (assets) at end of year2014-06-30$600,000
Employer contributions (assets) at beginning of year2014-06-30$700,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$115,114
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30BUCKLEY & SITZMAN LLP
Accountancy firm EIN2014-06-30470350235
2013 : STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-06-30$931,044
Total unrealized appreciation/depreciation of assets2013-06-30$931,044
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$23,473
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$1,631,044
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$143,532
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$128,632
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$700,000
Value of total assets at end of year2013-06-30$3,718,955
Value of total assets at beginning of year2013-06-30$2,207,970
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$14,900
Total interest from all sources2013-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Administrative expenses professional fees incurred2013-06-30$14,900
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$400,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-06-30$23,473
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-06-30$0
Total non interest bearing cash at end of year2013-06-30$34,001
Total non interest bearing cash at beginning of year2013-06-30$4,060
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$1,487,512
Value of net assets at end of year (total assets less liabilities)2013-06-30$3,695,482
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$2,207,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Assets. Invements in employer securities at end of year2013-06-30$2,984,954
Assets. Invements in employer securities at beginning of year2013-06-30$2,053,910
Contributions received in cash from employer2013-06-30$700,000
Employer contributions (assets) at end of year2013-06-30$700,000
Employer contributions (assets) at beginning of year2013-06-30$150,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$128,632
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30No
Opinion of an independent qualified public accountant for this plan2013-06-30Unqualified
Accountancy firm name2013-06-30JAMES MOOK
Accountancy firm EIN2013-06-30470824126
2012 : STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-06-30$388,325
Total unrealized appreciation/depreciation of assets2012-06-30$388,325
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$548,325
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$172,258
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$172,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$160,000
Value of total assets at end of year2012-06-30$2,207,970
Value of total assets at beginning of year2012-06-30$1,831,903
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$0
Total interest from all sources2012-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$225,000
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Total non interest bearing cash at end of year2012-06-30$4,060
Total non interest bearing cash at beginning of year2012-06-30$2,576
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$376,067
Value of net assets at end of year (total assets less liabilities)2012-06-30$2,207,970
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$1,831,903
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Assets. Invements in employer securities at end of year2012-06-30$2,053,910
Assets. Invements in employer securities at beginning of year2012-06-30$1,829,327
Contributions received in cash from employer2012-06-30$160,000
Employer contributions (assets) at end of year2012-06-30$150,000
Employer contributions (assets) at beginning of year2012-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$172,258
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30No
Opinion of an independent qualified public accountant for this plan2012-06-30Unqualified
Accountancy firm name2012-06-30JAMES MOOK
Accountancy firm EIN2012-06-30470824126
2011 : STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-06-30$113,048
Total unrealized appreciation/depreciation of assets2011-06-30$113,048
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$113,048
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$121,264
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$121,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$0
Value of total assets at end of year2011-06-30$1,831,903
Value of total assets at beginning of year2011-06-30$1,840,119
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$0
Total interest from all sources2011-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$225,000
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Total non interest bearing cash at end of year2011-06-30$2,576
Total non interest bearing cash at beginning of year2011-06-30$4,298
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$-8,216
Value of net assets at end of year (total assets less liabilities)2011-06-30$1,831,903
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$1,840,119
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Assets. partnership/joint venture interests at beginning of year2011-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Assets. Invements in employer securities at end of year2011-06-30$1,829,327
Assets. Invements in employer securities at beginning of year2011-06-30$1,835,821
Employer contributions (assets) at end of year2011-06-30$0
Employer contributions (assets) at beginning of year2011-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$121,264
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30No
Opinion of an independent qualified public accountant for this plan2011-06-30Unqualified
Accountancy firm name2011-06-30JAMES MOOK
Accountancy firm EIN2011-06-30470824126

Form 5500 Responses for STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

2021: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement - TrustYes
2020: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement - TrustYes
2019: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement - TrustYes
2018: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement - TrustYes
2017: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement - TrustYes
2016: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement - TrustYes
2015: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement - TrustYes
2014: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement - TrustYes
2013: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement - TrustYes
2012: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement - TrustYes
2011: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement - TrustYes
2009: STEPHENS & SMITH CONSTRUCTION CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement - TrustYes

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