401k Plan data: RONALD C. LU D.D.S., INC. RETIREMENT PLAN plan

RONALD C. LU D.D.S., INC. RETIREMENT PLAN 401k Plan overview

Plan Name	RONALD C. LU D.D.S., INC. RETIREMENT PLAN
Plan identification number	001

RONALD C. LU D.D.S., INC. RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RONALD C. LU D.D.S., INC. has sponsored the creation of one or more 401k plans.

Company Name: RONALD C. LU D.D.S., INC.

Employer identification number (EIN): 470847275

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RONALD C. LU D.D.S., INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 RONALD C. LU 2012-08-20 RONALD C. LU 2012-08-20
001 2011-01-01 RONALD C. LU 2012-03-23 RONALD C. LU 2012-03-23
001 2010-01-01 RONALD C. LU 2011-04-12 RONALD C. LU 2011-04-12
001 2009-01-01 RONALD C. LU RONALD C. LU 2010-08-30

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2012-01-01	RONALD C. LU	2012-08-20	RONALD C. LU	2012-08-20
001	2011-01-01	RONALD C. LU	2012-03-23	RONALD C. LU	2012-03-23
001	2010-01-01	RONALD C. LU	2011-04-12	RONALD C. LU	2011-04-12
001	2009-01-01	RONALD C. LU		RONALD C. LU	2010-08-30

Form 5500 Responses for RONALD C. LU D.D.S., INC. RETIREMENT PLAN

2009: RONALD C. LU D.D.S., INC. RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

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Company Name:	RONALD C. LU D.D.S., INC.
Employer identification number (EIN):	470847275
NAIC Classification:	621210
NAIC Description:	Offices of Dentists