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BEHAVIORAL HEALTHCARE RETIREMENT PLAN 401k Plan overview

Plan NameBEHAVIORAL HEALTHCARE RETIREMENT PLAN
Plan identification number 001

BEHAVIORAL HEALTHCARE RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ORIGINS BEHAVIORAL HEALTHCARE, LLC has sponsored the creation of one or more 401k plans.

Company Name:ORIGINS BEHAVIORAL HEALTHCARE, LLC
Employer identification number (EIN):470960855
NAIC Classification:621420
NAIC Description:Outpatient Mental Health and Substance Abuse Centers

Additional information about ORIGINS BEHAVIORAL HEALTHCARE, LLC

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2014-06-20
Company Identification Number: 0802013427
Legal Registered Office Address: 1999 BRYAN ST STE 900

DALLAS
United States of America (USA)
75201

More information about ORIGINS BEHAVIORAL HEALTHCARE, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BEHAVIORAL HEALTHCARE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01
0012016-01-01
0012015-01-01
0012014-12-15LEAH WEBSTER

Plan Statistics for BEHAVIORAL HEALTHCARE RETIREMENT PLAN

401k plan membership statisitcs for BEHAVIORAL HEALTHCARE RETIREMENT PLAN

Measure Date Value
2017: BEHAVIORAL HEALTHCARE RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01419
Total number of active participants reported on line 7a of the Form 55002017-01-01376
Number of retired or separated participants receiving benefits2017-01-0110
Number of other retired or separated participants entitled to future benefits2017-01-0137
Total of all active and inactive participants2017-01-01423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01423
Number of participants with account balances2017-01-01362
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: BEHAVIORAL HEALTHCARE RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01389
Total number of active participants reported on line 7a of the Form 55002016-01-01357
Number of retired or separated participants receiving benefits2016-01-0113
Number of other retired or separated participants entitled to future benefits2016-01-0127
Total of all active and inactive participants2016-01-01397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01397
Number of participants with account balances2016-01-01338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: BEHAVIORAL HEALTHCARE RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01204
Total number of active participants reported on line 7a of the Form 55002015-01-01277
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0140
Total of all active and inactive participants2015-01-01317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01317
Number of participants with account balances2015-01-01250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: BEHAVIORAL HEALTHCARE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-12-15207
Total number of active participants reported on line 7a of the Form 55002014-12-15204
Number of retired or separated participants receiving benefits2014-12-150
Number of other retired or separated participants entitled to future benefits2014-12-150
Total of all active and inactive participants2014-12-15204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-12-150
Total participants2014-12-15204
Number of participants with account balances2014-12-15146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-12-150

Financial Data on BEHAVIORAL HEALTHCARE RETIREMENT PLAN

Measure Date Value
2017 : BEHAVIORAL HEALTHCARE RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,845,228
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$363,520
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$335,385
Value of total corrective distributions2017-12-31$1,741
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,457,572
Value of total assets at end of year2017-12-31$3,224,011
Value of total assets at beginning of year2017-12-31$1,742,303
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$26,394
Total interest from all sources2017-12-31$1,142
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$190
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$190
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$918,798
Participant contributions at end of year2017-12-31$37,356
Participant contributions at beginning of year2017-12-31$13,161
Participant contributions at end of year2017-12-31$22,456
Participant contributions at beginning of year2017-12-31$24,172
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$538,774
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$441
Other income not declared elsewhere2017-12-31$12,851
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$1,481,708
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,224,011
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,742,303
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$82,635
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$55,957
Value of interest in pooled separate accounts at end of year2017-12-31$348,437
Value of interest in pooled separate accounts at beginning of year2017-12-31$144,746
Interest on participant loans2017-12-31$1,142
Value of interest in common/collective trusts at end of year2017-12-31$2,733,127
Value of interest in common/collective trusts at beginning of year2017-12-31$1,504,267
Net investment gain/loss from pooled separate accounts2017-12-31$321,454
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$334,944
Contract administrator fees2017-12-31$26,394
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HOLTZMAN PARTNERS LLP
Accountancy firm EIN2017-12-31743121060
2016 : BEHAVIORAL HEALTHCARE RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$4,898
Total income from all sources (including contributions)2016-12-31$1,066,104
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$341,775
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$325,806
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$974,625
Value of total assets at end of year2016-12-31$1,742,303
Value of total assets at beginning of year2016-12-31$1,022,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$15,969
Total interest from all sources2016-12-31$331
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$180
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$180
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$743,485
Participant contributions at end of year2016-12-31$13,161
Participant contributions at beginning of year2016-12-31$964
Participant contributions at end of year2016-12-31$24,172
Participant contributions at beginning of year2016-12-31$21,828
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$230,622
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$5,821
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$4,898
Other income not declared elsewhere2016-12-31$456
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$724,329
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,742,303
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,017,974
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$55,957
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$39,961
Value of interest in pooled separate accounts at end of year2016-12-31$144,746
Value of interest in pooled separate accounts at beginning of year2016-12-31$123,341
Interest on participant loans2016-12-31$331
Value of interest in common/collective trusts at end of year2016-12-31$1,504,267
Value of interest in common/collective trusts at beginning of year2016-12-31$836,778
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,040
Net investment gain/loss from pooled separate accounts2016-12-31$11,786
Net investment gain or loss from common/collective trusts2016-12-31$75,686
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$518
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$319,985
Contract administrator fees2016-12-31$15,969
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HOLTZMAN PARTNERS LLP
Accountancy firm EIN2016-12-31743121060
2015 : BEHAVIORAL HEALTHCARE RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$4,898
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,063,875
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$74,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$67,269
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,091,270
Value of total assets at end of year2015-12-31$1,022,872
Value of total assets at beginning of year2015-12-31$28,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$7,504
Total interest from all sources2015-12-31$4
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$134
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$134
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$711,841
Participant contributions at end of year2015-12-31$964
Participant contributions at beginning of year2015-12-31$0
Participant contributions at end of year2015-12-31$21,828
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$379,429
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$1,938
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$4,898
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$989,102
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,017,974
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$28,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$39,961
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,637
Value of interest in pooled separate accounts at end of year2015-12-31$123,341
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,821
Interest on participant loans2015-12-31$4
Value of interest in common/collective trusts at end of year2015-12-31$836,778
Value of interest in common/collective trusts at beginning of year2015-12-31$24,414
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$65,331
Contract administrator fees2015-12-31$7,504
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HOLTZMAN PARTNERS LLP
Accountancy firm EIN2015-12-31743121060
2014 : BEHAVIORAL HEALTHCARE RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$28,872
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$28,872
Value of total assets at end of year2014-12-31$28,872
Value of total assets at beginning of year2014-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$28,872
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$28,872
Value of net assets at end of year (total assets less liabilities)2014-12-31$28,872
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,637
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$0
Value of interest in pooled separate accounts at end of year2014-12-31$2,821
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$24,414
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No

Form 5500 Responses for BEHAVIORAL HEALTHCARE RETIREMENT PLAN

2017: BEHAVIORAL HEALTHCARE RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BEHAVIORAL HEALTHCARE RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BEHAVIORAL HEALTHCARE RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BEHAVIORAL HEALTHCARE RETIREMENT PLAN 2014 form 5500 responses
2014-12-15Type of plan entityMulitple employer plan
2014-12-15First time form 5500 has been submittedYes
2014-12-15Submission has been amendedNo
2014-12-15This submission is the final filingNo
2014-12-15This return/report is a short plan year return/report (less than 12 months)Yes
2014-12-15Plan is a collectively bargained planNo
2014-12-15Plan funding arrangement – InsuranceYes
2014-12-15Plan funding arrangement – TrustYes
2014-12-15Plan benefit arrangement – InsuranceYes
2014-12-15Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number715934
Policy instance 1
Insurance contract or identification number715934
Number of Individuals Covered430
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $684
Total amount of fees paid to insurance companyUSD $114
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $576
Insurance broker organization code?4
Amount paid for insurance broker fees114
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameVOYA FINANCIAL ADVISORS INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number715934
Policy instance 1
Insurance contract or identification number715934
Number of Individuals Covered383
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $202
Total amount of fees paid to insurance companyUSD $334
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees334
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameVOYA FINANCIAL ADVISORS INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number715934
Policy instance 1
Insurance contract or identification number715934
Number of Individuals Covered330
Insurance policy start date2014-12-15
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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