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HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 401k Plan overview

Plan NameHARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN
Plan identification number 001

HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HARPER BROTHERS CONSTRUCTION LLC has sponsored the creation of one or more 401k plans.

Company Name:HARPER BROTHERS CONSTRUCTION LLC
Employer identification number (EIN):471129481
NAIC Classification:236110

Additional information about HARPER BROTHERS CONSTRUCTION LLC

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2014-06-17
Company Identification Number: 0802010487
Legal Registered Office Address: 654 N SAM HOUSTON PKWY E STE 330

HOUSTON
United States of America (USA)
77060

More information about HARPER BROTHERS CONSTRUCTION LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01JOE HARPER2019-10-15
0012017-01-01
0012016-01-01JOE HARPER
0012015-01-01JOE HARPER2016-10-14

Plan Statistics for HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN

401k plan membership statisitcs for HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN

Measure Date Value
2022: HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01678
Total number of active participants reported on line 7a of the Form 55002022-01-01590
Number of retired or separated participants receiving benefits2022-01-015
Number of other retired or separated participants entitled to future benefits2022-01-01156
Total of all active and inactive participants2022-01-01751
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01751
Number of participants with account balances2022-01-01435
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01641
Total number of active participants reported on line 7a of the Form 55002021-01-01522
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-01146
Total of all active and inactive participants2021-01-01670
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01670
Number of participants with account balances2021-01-01385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01554
Total number of active participants reported on line 7a of the Form 55002020-01-01527
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-01104
Total of all active and inactive participants2020-01-01633
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01633
Number of participants with account balances2020-01-01334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01349
Total number of active participants reported on line 7a of the Form 55002019-01-01485
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-0156
Total of all active and inactive participants2019-01-01545
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01545
Number of participants with account balances2019-01-01271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01332
Total number of active participants reported on line 7a of the Form 55002018-01-01310
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0128
Total of all active and inactive participants2018-01-01338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01338
Number of participants with account balances2018-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01218
Total number of active participants reported on line 7a of the Form 55002017-01-01322
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0110
Total of all active and inactive participants2017-01-01332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01332
Number of participants with account balances2017-01-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01123
Total number of active participants reported on line 7a of the Form 55002016-01-01212
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-018
Total of all active and inactive participants2016-01-01220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01220
Number of participants with account balances2016-01-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010

Financial Data on HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN

Measure Date Value
2022 : HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$496
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$96
Total income from all sources (including contributions)2022-12-31$1,337,290
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$927,678
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$857,867
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,825,770
Value of total assets at end of year2022-12-31$8,530,263
Value of total assets at beginning of year2022-12-31$8,120,251
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$69,811
Total interest from all sources2022-12-31$19,830
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,221,891
Participant contributions at end of year2022-12-31$468,179
Participant contributions at beginning of year2022-12-31$363,037
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$869,624
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$496
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$96
Total non interest bearing cash at end of year2022-12-31$409
Total non interest bearing cash at beginning of year2022-12-31$326
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$409,612
Value of net assets at end of year (total assets less liabilities)2022-12-31$8,529,767
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$8,120,155
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$8,061,298
Value of interest in pooled separate accounts at beginning of year2022-12-31$7,756,888
Interest on participant loans2022-12-31$19,830
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$0
Net investment gain/loss from pooled separate accounts2022-12-31$-1,508,310
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$734,255
Employer contributions (assets) at end of year2022-12-31$377
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$857,867
Contract administrator fees2022-12-31$69,811
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MELTON & MELTON, LLP
Accountancy firm EIN2022-12-31741550819
2021 : HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$96
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$266
Total income from all sources (including contributions)2021-12-31$2,568,567
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$847,114
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$783,603
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,764,219
Value of total assets at end of year2021-12-31$8,120,251
Value of total assets at beginning of year2021-12-31$6,398,968
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$63,511
Total interest from all sources2021-12-31$14,901
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,062,382
Participant contributions at end of year2021-12-31$363,037
Participant contributions at beginning of year2021-12-31$279,010
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$15,458
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$67,543
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$96
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$266
Total non interest bearing cash at end of year2021-12-31$326
Total non interest bearing cash at beginning of year2021-12-31$218
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,721,453
Value of net assets at end of year (total assets less liabilities)2021-12-31$8,120,155
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$6,398,702
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$7,756,888
Value of interest in pooled separate accounts at beginning of year2021-12-31$6,094,538
Interest on participant loans2021-12-31$14,901
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Net investment gain/loss from pooled separate accounts2021-12-31$789,447
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$634,294
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$9,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$783,603
Contract administrator fees2021-12-31$63,511
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MELTON & MELTON, LLP
Accountancy firm EIN2021-12-31741550819
2020 : HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$266
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,498,568
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$292,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$248,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,744,628
Value of total assets at end of year2020-12-31$6,398,968
Value of total assets at beginning of year2020-12-31$4,192,349
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$43,242
Total interest from all sources2020-12-31$13,246
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$419,300
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$998,240
Participant contributions at end of year2020-12-31$279,010
Participant contributions at beginning of year2020-12-31$166,705
Participant contributions at end of year2020-12-31$15,458
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$136,758
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$266
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$218
Total non interest bearing cash at beginning of year2020-12-31$173
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,206,353
Value of net assets at end of year (total assets less liabilities)2020-12-31$6,398,702
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,192,349
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$3,245
Value of interest in pooled separate accounts at end of year2020-12-31$6,094,538
Value of interest in pooled separate accounts at beginning of year2020-12-31$3,954,921
Interest on participant loans2020-12-31$13,246
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$70,550
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$70,550
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$740,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$609,630
Employer contributions (assets) at end of year2020-12-31$9,744
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$248,973
Contract administrator fees2020-12-31$39,997
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MELTON & MELTON, LLP
Accountancy firm EIN2020-12-31741550819
2019 : HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,114,869
Total income from all sources (including contributions)2019-12-31$2,114,869
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$620,454
Total of all expenses incurred2019-12-31$620,454
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$592,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$592,219
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,572,105
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,572,105
Value of total assets at end of year2019-12-31$4,192,349
Value of total assets at end of year2019-12-31$4,192,349
Value of total assets at beginning of year2019-12-31$2,697,934
Value of total assets at beginning of year2019-12-31$2,697,934
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$28,235
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$28,235
Total interest from all sources2019-12-31$6,828
Total interest from all sources2019-12-31$6,828
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$269,800
Value of fidelity bond cover2019-12-31$269,800
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$809,552
Contributions received from participants2019-12-31$809,552
Participant contributions at end of year2019-12-31$166,705
Participant contributions at end of year2019-12-31$166,705
Participant contributions at beginning of year2019-12-31$197,051
Participant contributions at beginning of year2019-12-31$197,051
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$291,841
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$291,841
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$173
Total non interest bearing cash at end of year2019-12-31$173
Total non interest bearing cash at beginning of year2019-12-31$566
Total non interest bearing cash at beginning of year2019-12-31$566
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,494,415
Value of net income/loss2019-12-31$1,494,415
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,192,349
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,192,349
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,697,934
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,697,934
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$2,134
Investment advisory and management fees2019-12-31$2,134
Value of interest in pooled separate accounts at end of year2019-12-31$3,954,921
Value of interest in pooled separate accounts at end of year2019-12-31$3,954,921
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,447,552
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,447,552
Interest on participant loans2019-12-31$6,828
Interest on participant loans2019-12-31$6,828
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$70,550
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$70,550
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$52,765
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$52,765
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$52,765
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$52,765
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$535,936
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$535,936
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$470,712
Contributions received in cash from employer2019-12-31$470,712
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$592,219
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$592,219
Contract administrator fees2019-12-31$26,101
Contract administrator fees2019-12-31$26,101
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MELTON & MELTON, LLP
Accountancy firm name2019-12-31MELTON & MELTON, LLP
Accountancy firm EIN2019-12-31741550819
Accountancy firm EIN2019-12-31741550819
2018 : HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$201
Total income from all sources (including contributions)2018-12-31$860,855
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$259,847
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$234,366
Value of total corrective distributions2018-12-31$4,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$985,453
Value of total assets at end of year2018-12-31$2,697,934
Value of total assets at beginning of year2018-12-31$2,097,127
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$21,280
Total interest from all sources2018-12-31$8,401
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$2,140
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$210,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$528,307
Participant contributions at end of year2018-12-31$197,051
Participant contributions at beginning of year2018-12-31$138,246
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$804
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$164,040
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$201
Total non interest bearing cash at end of year2018-12-31$566
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$601,008
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,697,934
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,096,926
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$0
Value of interest in pooled separate accounts at end of year2018-12-31$2,447,552
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,915,421
Interest on participant loans2018-12-31$8,401
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$52,765
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$42,225
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$42,225
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-132,999
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$293,106
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$431
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$234,366
Contract administrator fees2018-12-31$19,140
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MELTON & MELTON, LLP
Accountancy firm EIN2018-12-31741550819
2017 : HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$201
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$5,194
Total income from all sources (including contributions)2017-12-31$1,114,637
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$50,728
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$29,285
Expenses. Certain deemed distributions of participant loans2017-12-31$7,977
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$929,378
Value of total assets at end of year2017-12-31$2,097,127
Value of total assets at beginning of year2017-12-31$1,038,211
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$13,466
Total interest from all sources2017-12-31$4,720
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$660
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$104,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$381,108
Participant contributions at end of year2017-12-31$138,246
Participant contributions at beginning of year2017-12-31$31,298
Participant contributions at end of year2017-12-31$804
Participant contributions at beginning of year2017-12-31$394
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$326,792
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$201
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$5,194
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,063,909
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,096,926
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,033,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$1,915,421
Value of interest in pooled separate accounts at beginning of year2017-12-31$971,926
Interest on participant loans2017-12-31$4,720
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$42,225
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$33,863
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$33,863
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$180,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$221,478
Employer contributions (assets) at end of year2017-12-31$431
Employer contributions (assets) at beginning of year2017-12-31$730
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$29,285
Contract administrator fees2017-12-31$12,806
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MELTON & MELTON, LLP
Accountancy firm EIN2017-12-31741550819
2016 : HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$5,194
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$489,339
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$14,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$8,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$435,385
Value of total assets at end of year2016-12-31$1,038,211
Value of total assets at beginning of year2016-12-31$558,473
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$6,173
Total interest from all sources2016-12-31$403
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$6,173
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$50,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$264,197
Participant contributions at end of year2016-12-31$31,298
Participant contributions at beginning of year2016-12-31$0
Participant contributions at end of year2016-12-31$394
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$31,513
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$5,194
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$474,544
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,033,017
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$558,473
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$971,926
Value of interest in pooled separate accounts at beginning of year2016-12-31$537,739
Income. Interest from loans (other than to participants)2016-12-31$403
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$33,863
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$20,734
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$20,734
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$53,551
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$139,675
Employer contributions (assets) at end of year2016-12-31$730
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$8,622
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MIDDLETON RAINES AND ZAPATA, LLP
Accountancy firm EIN2016-12-31460597172

Form 5500 Responses for HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN

2022: HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HARPER BROTHERS CONSTRUCTION LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number116874
Policy instance 1
Insurance contract or identification number116874
Number of Individuals Covered575
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $59,860
Total amount of fees paid to insurance companyUSD $11,103
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $59,860
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Amount paid for insurance broker fees7100
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number116874
Policy instance 1
Insurance contract or identification number116874
Number of Individuals Covered501
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $54,150
Total amount of fees paid to insurance companyUSD $8,138
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $54,150
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number116874
Policy instance 1
Insurance contract or identification number116874
Number of Individuals Covered430
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $36,187
Total amount of fees paid to insurance companyUSD $5,665
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $36,187
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number116874
Policy instance 1
Insurance contract or identification number116874
Number of Individuals Covered352
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $24,311
Total amount of fees paid to insurance companyUSD $3,782
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24,311
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number116874
Policy instance 1
Insurance contract or identification number116874
Number of Individuals Covered198
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $17,713
Total amount of fees paid to insurance companyUSD $3,358
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,713
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number116874
Policy instance 1
Insurance contract or identification number116874
Number of Individuals Covered109
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $11,910
Total amount of fees paid to insurance companyUSD $5,251
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,910
Insurance broker organization code?3
Amount paid for insurance broker fees5251
Additional information about fees paid to insurance brokerTPA & OTHER ALLOWANCES
Insurance broker nameALLIANCE BENEFIT GROUP OF HOUSTON,

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