401k Plan data: CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN plan

CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CONTINENTAL, LTC INC. has sponsored the creation of one or more 401k plans.

Company Name: CONTINENTAL, LTC INC.

Employer identification number (EIN): 473724069

NAIC Classification: 524140

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01 RACHEL GIANI 2022-10-10 RACHEL GIANI 2022-10-10
001 2020-01-01 TRAVIS SIMPSON 2021-10-13 TRAVIS SIMPSON 2021-10-13
001 2019-01-01 SUZI HERBST 2020-10-15 SUZI HERBST 2020-10-15
001 2018-01-01
001 2017-01-01
001 2016-01-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-01-01	RACHEL GIANI	2022-10-10	RACHEL GIANI	2022-10-10
001	2020-01-01	TRAVIS SIMPSON	2021-10-13	TRAVIS SIMPSON	2021-10-13
001	2019-01-01	SUZI HERBST	2020-10-15	SUZI HERBST	2020-10-15
001	2018-01-01
001	2017-01-01
001	2016-01-01

Plan Statistics for CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2021: CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 173
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 175
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 34
Total of all active and inactive participants 2021-01-01 209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 209
Number of participants with account balances 2021-01-01 172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 7
2020: CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 156
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 142
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 31
Total of all active and inactive participants 2020-01-01 173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 173
Number of participants with account balances 2020-01-01 153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 6
2019: CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 145
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 134
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 23
Total of all active and inactive participants 2019-01-01 157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 157
Number of participants with account balances 2019-01-01 142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 12

Measure	Date	Value
2021: CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	173
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	175
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	34
Total of all active and inactive participants	2021-01-01	209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	209
Number of participants with account balances	2021-01-01	172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	7
2020: CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	156
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	142
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	31
Total of all active and inactive participants	2020-01-01	173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	173
Number of participants with account balances	2020-01-01	153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	6
2019: CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	145
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	134
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	23
Total of all active and inactive participants	2019-01-01	157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	157
Number of participants with account balances	2019-01-01	142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	12

Financial Data on CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2021 : CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$3,445,495
Total of all expenses incurred	2021-12-31	$408,220
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$335,321
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,519,492
Value of total assets at end of year	2021-12-31	$8,963,598
Value of total assets at beginning of year	2021-12-31	$5,926,323
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$72,899
Total interest from all sources	2021-12-31	$5,654
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$849,948
Participant contributions at end of year	2021-12-31	$130,199
Participant contributions at beginning of year	2021-12-31	$103,550
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$1,206,918
Other income not declared elsewhere	2021-12-31	$40,248
Administrative expenses (other) incurred	2021-12-31	$40,248
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$3,037,275
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$8,963,598
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$5,926,323
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$8,833,399
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$5,822,773
Interest on participant loans	2021-12-31	$5,654
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$880,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$462,626
Employer contributions (assets) at end of year	2021-12-31	$0
Employer contributions (assets) at beginning of year	2021-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$335,321
Contract administrator fees	2021-12-31	$32,651
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2021-12-31	043499945
2020 : CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$2,227,759
Total of all expenses incurred	2020-12-31	$463,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$411,970
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,409,704
Value of total assets at end of year	2020-12-31	$5,926,323
Value of total assets at beginning of year	2020-12-31	$4,161,743
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$51,209
Total interest from all sources	2020-12-31	$5,206
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$759,855
Participant contributions at end of year	2020-12-31	$103,550
Participant contributions at beginning of year	2020-12-31	$72,316
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$231,785
Other income not declared elsewhere	2020-12-31	$37,512
Administrative expenses (other) incurred	2020-12-31	$37,512
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,764,580
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$5,926,323
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$4,161,743
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$5,822,773
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$4,089,427
Interest on participant loans	2020-12-31	$5,206
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$775,337
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$418,064
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$411,970
Contract administrator fees	2020-12-31	$13,697
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2020-12-31	043499945
2019 : CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$1,833,432
Total income from all sources (including contributions)	2019-12-31	$1,833,432
Total of all expenses incurred	2019-12-31	$246,353
Total of all expenses incurred	2019-12-31	$246,353
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$203,538
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$203,538
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,166,795
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,166,795
Value of total assets at end of year	2019-12-31	$4,161,743
Value of total assets at end of year	2019-12-31	$4,161,743
Value of total assets at beginning of year	2019-12-31	$2,574,664
Value of total assets at beginning of year	2019-12-31	$2,574,664
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$42,815
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$42,815
Total interest from all sources	2019-12-31	$3,526
Total interest from all sources	2019-12-31	$3,526
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$669,253
Contributions received from participants	2019-12-31	$669,253
Participant contributions at end of year	2019-12-31	$72,316
Participant contributions at end of year	2019-12-31	$72,316
Participant contributions at beginning of year	2019-12-31	$36,651
Participant contributions at beginning of year	2019-12-31	$36,651
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$118,393
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$118,393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,587,079
Value of net income/loss	2019-12-31	$1,587,079
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$4,161,743
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$4,161,743
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,574,664
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,574,664
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$4,089,427
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$4,089,427
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,538,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,538,013
Interest on participant loans	2019-12-31	$3,526
Interest on participant loans	2019-12-31	$3,526
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$663,111
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$663,111
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$379,149
Contributions received in cash from employer	2019-12-31	$379,149
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$203,538
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$203,538
Contract administrator fees	2019-12-31	$42,815
Contract administrator fees	2019-12-31	$42,815
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	CARON & BLETZER, PLLC
Accountancy firm name	2019-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2019-12-31	043499945
Accountancy firm EIN	2019-12-31	043499945

Form 5500 Responses for CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN

2021: CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CONTINENTAL INSURANCE, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CONTINENTAL, LTC INC.
Employer identification number (EIN):	473724069
NAIC Classification:	524140