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| Plan Name | PINNACLE ENTERTAINMENT, INC. 401(K) INVESTMENT PLAN |
| Plan identification number | 003 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
|
| Company Name: | PINNACLE ENTERTAINMENT, INC. |
| Employer identification number (EIN): | 474668380 |
| NAIC Classification: | 713200 |
| NAIC Description: | Gambling Industries |
Additional information about PINNACLE ENTERTAINMENT, INC.
| Jurisdiction of Incorporation: | Nevada Department of State |
| Incorporation Date: | 1999-09-17 |
| Company Identification Number: | 19991370138 |
| Legal Registered Office Address: |
2450 ST ROSE PKWY STE 120 HENDERSON United States of America (USA) 89074 |
More information about PINNACLE ENTERTAINMENT, INC.
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 003 | 2018-01-01 | ||||
| 003 | 2018-01-01 | ||||
| 003 | 2017-01-01 | CARLOS RUISANCHEZ | |||
| 003 | 2016-01-01 | CARLOS RUISANCHEZ |
| Measure | Date | Value |
|---|---|---|
| 2018: PINNACLE ENTERTAINMENT, INC. 401(K) INVESTMENT PLAN 2018 401k membership | ||
| Total participants, beginning-of-year | 2018-01-01 | 15,742 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 0 |
| Total of all active and inactive participants | 2018-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 0 |
| Number of participants with account balances | 2018-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: PINNACLE ENTERTAINMENT, INC. 401(K) INVESTMENT PLAN 2017 401k membership | ||
| Total participants, beginning-of-year | 2017-01-01 | 16,279 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 14,275 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 1,161 |
| Total of all active and inactive participants | 2017-01-01 | 15,436 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 21 |
| Total participants | 2017-01-01 | 15,457 |
| Number of participants with account balances | 2017-01-01 | 8,543 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 146 |
| 2016: PINNACLE ENTERTAINMENT, INC. 401(K) INVESTMENT PLAN 2016 401k membership | ||
| Total participants, beginning-of-year | 2016-01-01 | 15,289 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 14,843 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 1,150 |
| Total of all active and inactive participants | 2016-01-01 | 15,993 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 21 |
| Total participants | 2016-01-01 | 16,014 |
| Number of participants with account balances | 2016-01-01 | 8,784 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 192 |
| Measure | Date | Value |
|---|---|---|
| 2018 : PINNACLE ENTERTAINMENT, INC. 401(K) INVESTMENT PLAN 2018 401k financial data | ||
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-1,679,003 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-1,679,003 |
| Total transfer of assets from this plan | 2018-12-31 | $226,219,514 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $7 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $646 |
| Total income from all sources (including contributions) | 2018-12-31 | $10,829,829 |
| Total loss/gain on sale of assets | 2018-12-31 | $-116,191 |
| Total of all expenses incurred | 2018-12-31 | $31,854,590 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $30,904,279 |
| Value of total corrective distributions | 2018-12-31 | $247,654 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $23,253,382 |
| Value of total assets at end of year | 2018-12-31 | $226,219,521 |
| Value of total assets at beginning of year | 2018-12-31 | $247,244,921 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $702,657 |
| Total interest from all sources | 2018-12-31 | $662,790 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,495,158 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2018-12-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,495,158 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $17,417,652 |
| Participant contributions at end of year | 2018-12-31 | $13,512,563 |
| Participant contributions at beginning of year | 2018-12-31 | $13,954,413 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $-28,267 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $2,071,244 |
| Other income not declared elsewhere | 2018-12-31 | $49,691 |
| Administrative expenses (other) incurred | 2018-12-31 | $702,657 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $7 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $646 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-21,024,761 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $226,219,514 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $247,244,275 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $100,769,565 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $113,992,973 |
| Interest on participant loans | 2018-12-31 | $662,790 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $108,957,941 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $106,330,617 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-7,762,487 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $-5,073,511 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Assets. Invements in employer securities at end of year | 2018-12-31 | $2,979,452 |
| Assets. Invements in employer securities at beginning of year | 2018-12-31 | $12,995,185 |
| Contributions received in cash from employer | 2018-12-31 | $3,764,486 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $30,904,279 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Aggregate proceeds on sale of assets | 2018-12-31 | $10,225,759 |
| Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $10,341,950 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
| Accountancy firm name | 2018-12-31 | BDO USA, INC. |
| Accountancy firm EIN | 2018-12-31 | 135381590 |
| 2017 : PINNACLE ENTERTAINMENT, INC. 401(K) INVESTMENT PLAN 2017 401k financial data | ||
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $6,605,580 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $6,605,580 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $646 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $66,697,528 |
| Total loss/gain on sale of assets | 2017-12-31 | $1,805,352 |
| Total of all expenses incurred | 2017-12-31 | $23,918,655 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $21,463,388 |
| Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $1,141,800 |
| Value of total corrective distributions | 2017-12-31 | $588,110 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $22,782,809 |
| Value of total assets at end of year | 2017-12-31 | $247,244,921 |
| Value of total assets at beginning of year | 2017-12-31 | $204,465,402 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $725,357 |
| Total interest from all sources | 2017-12-31 | $590,579 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,667,638 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,428,266 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $17,276,362 |
| Participant contributions at end of year | 2017-12-31 | $13,954,413 |
| Participant contributions at beginning of year | 2017-12-31 | $13,084,338 |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $-28,267 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $-134,092 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $1,498,192 |
| Other income not declared elsewhere | 2017-12-31 | $78,328 |
| Administrative expenses (other) incurred | 2017-12-31 | $725,357 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $646 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $292 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $42,778,873 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $247,244,275 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $204,465,402 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $113,992,973 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $94,065,317 |
| Interest on participant loans | 2017-12-31 | $590,579 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $106,330,617 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $85,474,203 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $19,133,861 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $14,033,381 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Assets. Invements in employer securities at end of year | 2017-12-31 | $12,995,185 |
| Assets. Invements in employer securities at beginning of year | 2017-12-31 | $5,427,379 |
| Contributions received in cash from employer | 2017-12-31 | $4,008,255 |
| Income. Dividends from common stock | 2017-12-31 | $239,372 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $21,463,388 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $6,547,965 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Aggregate proceeds on sale of assets | 2017-12-31 | $9,628,434 |
| Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $7,823,082 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | BDO USA, INC. |
| Accountancy firm EIN | 2017-12-31 | 135381590 |
| 2016 : PINNACLE ENTERTAINMENT, INC. 401(K) INVESTMENT PLAN 2016 401k financial data | ||
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $3,265,053 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $3,265,053 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $42,881,939 |
| Total loss/gain on sale of assets | 2016-12-31 | $-266,399 |
| Total of all expenses incurred | 2016-12-31 | $18,493,159 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $16,526,472 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $933,393 |
| Value of total corrective distributions | 2016-12-31 | $444,751 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $26,672,595 |
| Value of total assets at end of year | 2016-12-31 | $204,465,402 |
| Value of total assets at beginning of year | 2016-12-31 | $180,076,622 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $588,543 |
| Total interest from all sources | 2016-12-31 | $504,415 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $1,876,655 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $1,479,590 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $14,695,614 |
| Participant contributions at end of year | 2016-12-31 | $13,084,338 |
| Participant contributions at beginning of year | 2016-12-31 | $11,685,770 |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $-134,092 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $8,354,199 |
| Other income not declared elsewhere | 2016-12-31 | $35,958 |
| Administrative expenses (other) incurred | 2016-12-31 | $588,543 |
| Total non interest bearing cash at end of year | 2016-12-31 | $292 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $24,388,780 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $204,465,402 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $180,076,622 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $94,065,317 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $140,633,208 |
| Interest on participant loans | 2016-12-31 | $504,415 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $85,474,203 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $18,544,488 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $9,476,701 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $1,316,961 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Assets. Invements in employer securities at end of year | 2016-12-31 | $5,427,379 |
| Assets. Invements in employer securities at beginning of year | 2016-12-31 | $9,213,156 |
| Contributions received in cash from employer | 2016-12-31 | $3,622,782 |
| Income. Dividends from common stock | 2016-12-31 | $397,065 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $16,526,472 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $6,547,965 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Aggregate proceeds on sale of assets | 2016-12-31 | $1,776,140 |
| Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $2,042,539 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | BDO USA, INC. |
| Accountancy firm EIN | 2016-12-31 | 135381590 |
| 2018: PINNACLE ENTERTAINMENT, INC. 401(K) INVESTMENT PLAN 2018 form 5500 responses | ||
|---|---|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | Yes |
| 2018-01-01 | This submission is the final filing | Yes |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: PINNACLE ENTERTAINMENT, INC. 401(K) INVESTMENT PLAN 2017 form 5500 responses | ||
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: PINNACLE ENTERTAINMENT, INC. 401(K) INVESTMENT PLAN 2016 form 5500 responses | ||
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |