WESTWOOD TRUST has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WESTWOOD TRUST STRATEGIC GLOBAL CONVERTIBLES FUND - EMPLOYEE BENEFIT
401k plan membership statisitcs for WESTWOOD TRUST STRATEGIC GLOBAL CONVERTIBLES FUND - EMPLOYEE BENEFIT
| Measure | Date | Value |
|---|
| 2020 : WESTWOOD TRUST STRATEGIC GLOBAL CONVERTIBLES FUND - EMPLOYEE BENEFIT 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $-862,083 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $-862,083 |
| Total transfer of assets to this plan | 2020-12-31 | $363,976 |
| Total transfer of assets from this plan | 2020-12-31 | $14,458,686 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $14,334,705 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $13,896 |
| Total income from all sources (including contributions) | 2020-12-31 | $-1,912,837 |
| Total loss/gain on sale of assets | 2020-12-31 | $-1,010,649 |
| Total of all expenses incurred | 2020-12-31 | $2,179 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $0 |
| Value of total assets at end of year | 2020-12-31 | $14,334,705 |
| Value of total assets at beginning of year | 2020-12-31 | $16,023,622 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $2,179 |
| Total interest from all sources | 2020-12-31 | $-40,105 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
| Administrative expenses professional fees incurred | 2020-12-31 | $2,179 |
| Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $170,560 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $317,394 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $31,592 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $14,334,705 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $13,896 |
| Value of net income/loss | 2020-12-31 | $-1,915,016 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $16,009,726 |
| Income. Interest from corporate debt instruments | 2020-12-31 | $-40,174 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $14,017,311 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $519,689 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $519,689 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $69 |
| Asset. Corporate debt instrument debt (other) at end of year | 2020-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2020-12-31 | $15,301,781 |
| Aggregate proceeds on sale of assets | 2020-12-31 | $16,667,289 |
| Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $17,677,938 |
| 2019 : WESTWOOD TRUST STRATEGIC GLOBAL CONVERTIBLES FUND - EMPLOYEE BENEFIT 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $1,408,840 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $1,408,840 |
| Total transfer of assets to this plan | 2019-12-31 | $497,693 |
| Total transfer of assets from this plan | 2019-12-31 | $2,978,490 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $13,896 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $12,701 |
| Total income from all sources (including contributions) | 2019-12-31 | $2,395,832 |
| Total loss/gain on sale of assets | 2019-12-31 | $1,161,206 |
| Total of all expenses incurred | 2019-12-31 | $8,956 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $0 |
| Value of total assets at end of year | 2019-12-31 | $16,023,622 |
| Value of total assets at beginning of year | 2019-12-31 | $16,116,348 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $8,956 |
| Total interest from all sources | 2019-12-31 | $-175,264 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,050 |
| Administrative expenses professional fees incurred | 2019-12-31 | $8,956 |
| Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $170,560 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $174,805 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $31,592 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $38,534 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $13,896 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $12,701 |
| Value of net income/loss | 2019-12-31 | $2,386,876 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $16,009,726 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $16,103,647 |
| Income. Interest from corporate debt instruments | 2019-12-31 | $-175,777 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $519,689 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $149,722 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $149,722 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $513 |
| Income. Dividends from preferred stock | 2019-12-31 | $1,050 |
| Asset. Corporate debt instrument debt (other) at end of year | 2019-12-31 | $15,301,781 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2019-12-31 | $15,753,287 |
| Aggregate proceeds on sale of assets | 2019-12-31 | $24,179,706 |
| Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $23,018,500 |
| 2018 : WESTWOOD TRUST STRATEGIC GLOBAL CONVERTIBLES FUND - EMPLOYEE BENEFIT 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-1,101,396 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-1,101,396 |
| Total transfer of assets to this plan | 2018-12-31 | $1,428,759 |
| Total transfer of assets from this plan | 2018-12-31 | $2,794,571 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $12,701 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $10,019 |
| Total income from all sources (including contributions) | 2018-12-31 | $-461,560 |
| Total loss/gain on sale of assets | 2018-12-31 | $932,901 |
| Total of all expenses incurred | 2018-12-31 | $10,132 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $0 |
| Value of total assets at end of year | 2018-12-31 | $16,116,348 |
| Value of total assets at beginning of year | 2018-12-31 | $17,951,170 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $10,132 |
| Total interest from all sources | 2018-12-31 | $-294,488 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,423 |
| Administrative expenses professional fees incurred | 2018-12-31 | $9,568 |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $174,805 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $15,871 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $38,534 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $47,868 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $12,701 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $10,019 |
| Administrative expenses (other) incurred | 2018-12-31 | $564 |
| Value of net income/loss | 2018-12-31 | $-471,692 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $16,103,647 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $17,941,151 |
| Income. Interest from corporate debt instruments | 2018-12-31 | $-295,117 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $149,722 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $1,022,606 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $1,022,606 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $629 |
| Income. Dividends from preferred stock | 2018-12-31 | $1,423 |
| Asset. Corporate debt instrument debt (other) at end of year | 2018-12-31 | $15,753,287 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2018-12-31 | $16,864,825 |
| Aggregate proceeds on sale of assets | 2018-12-31 | $27,563,771 |
| Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $26,630,870 |
| 2017 : WESTWOOD TRUST STRATEGIC GLOBAL CONVERTIBLES FUND - EMPLOYEE BENEFIT 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $346,414 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $346,414 |
| Total transfer of assets to this plan | 2017-12-31 | $1,716,836 |
| Total transfer of assets from this plan | 2017-12-31 | $820,836 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $10,019 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $3,429 |
| Total income from all sources (including contributions) | 2017-12-31 | $1,699,990 |
| Total loss/gain on sale of assets | 2017-12-31 | $1,501,989 |
| Total of all expenses incurred | 2017-12-31 | $13,956 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $0 |
| Value of total assets at end of year | 2017-12-31 | $17,951,170 |
| Value of total assets at beginning of year | 2017-12-31 | $15,362,546 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $13,956 |
| Total interest from all sources | 2017-12-31 | $-131,430 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Administrative expenses professional fees incurred | 2017-12-31 | $13,956 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2017-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2017-12-31 | $398,431 |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $15,871 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $47,868 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $70,964 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $10,019 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $3,429 |
| Other income not declared elsewhere | 2017-12-31 | $-16,983 |
| Value of net income/loss | 2017-12-31 | $1,686,034 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $17,941,151 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $15,359,117 |
| Income. Interest from US Government securities | 2017-12-31 | $-131,430 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $1,022,606 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $409,137 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $409,137 |
| Asset. Corporate debt instrument debt (other) at end of year | 2017-12-31 | $16,864,825 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2017-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $14,484,014 |
| Aggregate proceeds on sale of assets | 2017-12-31 | $22,683,181 |
| Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $21,181,192 |
| 2016 : WESTWOOD TRUST STRATEGIC GLOBAL CONVERTIBLES FUND - EMPLOYEE BENEFIT 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $182,457 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $182,457 |
| Total transfer of assets to this plan | 2016-12-31 | $2,446,049 |
| Total transfer of assets from this plan | 2016-12-31 | $886,260 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $3,429 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $167,471 |
| Total loss/gain on sale of assets | 2016-12-31 | $111,266 |
| Total of all expenses incurred | 2016-12-31 | $8,764 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $0 |
| Value of total assets at end of year | 2016-12-31 | $15,362,546 |
| Value of total assets at beginning of year | 2016-12-31 | $13,640,621 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $8,764 |
| Total interest from all sources | 2016-12-31 | $71 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $-126,323 |
| Administrative expenses professional fees incurred | 2016-12-31 | $8,764 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2016-12-31 | $398,431 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2016-12-31 | $300,404 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $70,964 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $38,771 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $3,429 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $0 |
| Value of net income/loss | 2016-12-31 | $158,707 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $15,359,117 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $13,640,621 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $409,137 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $188,145 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $188,145 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $71 |
| Income. Dividends from preferred stock | 2016-12-31 | $36,422 |
| Income. Dividends from common stock | 2016-12-31 | $-162,745 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $14,484,014 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $13,113,301 |
| Aggregate proceeds on sale of assets | 2016-12-31 | $17,130,562 |
| Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $17,019,296 |
| 2015 : WESTWOOD TRUST STRATEGIC GLOBAL CONVERTIBLES FUND - EMPLOYEE BENEFIT 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $81,150 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $81,150 |
| Total transfer of assets to this plan | 2015-12-31 | $9,183,625 |
| Total transfer of assets from this plan | 2015-12-31 | $838,793 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $756 |
| Total income from all sources (including contributions) | 2015-12-31 | $-107,275 |
| Total loss/gain on sale of assets | 2015-12-31 | $-53,013 |
| Total of all expenses incurred | 2015-12-31 | $1,205 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
| Value of total assets at end of year | 2015-12-31 | $13,640,621 |
| Value of total assets at beginning of year | 2015-12-31 | $5,405,025 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,205 |
| Total interest from all sources | 2015-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $-135,412 |
| Administrative expenses professional fees incurred | 2015-12-31 | $1,205 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2015-12-31 | $300,404 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $38,771 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $15,665 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $756 |
| Value of net income/loss | 2015-12-31 | $-108,480 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $13,640,621 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $5,404,269 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $188,145 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $579,880 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $579,880 |
| Income. Dividends from common stock | 2015-12-31 | $-135,412 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $13,113,301 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $4,809,480 |
| Aggregate proceeds on sale of assets | 2015-12-31 | $14,961,035 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $15,014,048 |
