401k Plan data: NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION plan

NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 401k Plan overview

Plan Name	NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION
Plan identification number	004

NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NATIONAL COOPERATIVE REFINERY ASSOCIATION & SUBSIDIARIES has sponsored the creation of one or more 401k plans.

Company Name: NATIONAL COOPERATIVE REFINERY ASSOCIATION & SUBSIDIARIES

Employer identification number (EIN): 480348003

NAIC Classification: 324110
NAIC Description: Petroleum Refineries

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2015-01-01 ADAM HOLTON
004 2014-01-01 KENT STOS KENT STOS 2015-08-13
004 2013-01-01 KENT S. STOS KENT S. STOS 2014-10-14
004 2012-01-01 HOPE VONBORKENHAGEN HOPE VONBORKENHAGEN 2013-09-26
004 2011-01-01 HOPE VONBORKENHAGEN HOPE VONBORKENHAGEN 2012-10-15
004 2009-01-01 HOPE VONBORKENHAGEN HOPE VONBORKENHAGEN 2010-10-01

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
004	2015-01-01	ADAM HOLTON
004	2014-01-01	KENT STOS	KENT STOS	2015-08-13
004	2013-01-01	KENT S. STOS	KENT S. STOS	2014-10-14
004	2012-01-01	HOPE VONBORKENHAGEN	HOPE VONBORKENHAGEN	2013-09-26
004	2011-01-01	HOPE VONBORKENHAGEN	HOPE VONBORKENHAGEN	2012-10-15
004	2009-01-01	HOPE VONBORKENHAGEN	HOPE VONBORKENHAGEN	2010-10-01

Plan Statistics for NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION

401k plan membership statisitcs for NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION

Measure Date Value
2015: NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2015 401k membership
Total participants, beginning-of-year 2015-01-01 436
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2014 401k membership
Total participants, beginning-of-year 2014-01-01 400
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 412
Number of retired or separated participants receiving benefits 2014-01-01 2
Number of other retired or separated participants entitled to future benefits 2014-01-01 13
Total of all active and inactive participants 2014-01-01 427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 427
Number of participants with account balances 2014-01-01 331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2013 401k membership
Total participants, beginning-of-year 2013-01-01 385
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 385
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 13
Total of all active and inactive participants 2013-01-01 399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 399
Number of participants with account balances 2013-01-01 325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2012 401k membership
Total participants, beginning-of-year 2012-01-01 392
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 371
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 12
Total of all active and inactive participants 2012-01-01 384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 385
Number of participants with account balances 2012-01-01 318
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2011 401k membership
Total participants, beginning-of-year 2011-01-01 349
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 366
Number of retired or separated participants receiving benefits 2011-01-01 5
Number of other retired or separated participants entitled to future benefits 2011-01-01 10
Total of all active and inactive participants 2011-01-01 381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 382
Number of participants with account balances 2011-01-01 311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2009 401k membership
Total participants, beginning-of-year 2009-01-01 335
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 340
Number of retired or separated participants receiving benefits 2009-01-01 7
Number of other retired or separated participants entitled to future benefits 2009-01-01 11
Total of all active and inactive participants 2009-01-01 358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 358
Number of participants with account balances 2009-01-01 328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2015 401k membership
Total participants, beginning-of-year	2015-01-01	436
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2014 401k membership
Total participants, beginning-of-year	2014-01-01	400
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	412
Number of retired or separated participants receiving benefits	2014-01-01	2
Number of other retired or separated participants entitled to future benefits	2014-01-01	13
Total of all active and inactive participants	2014-01-01	427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	427
Number of participants with account balances	2014-01-01	331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2013 401k membership
Total participants, beginning-of-year	2013-01-01	385
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	385
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	13
Total of all active and inactive participants	2013-01-01	399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	399
Number of participants with account balances	2013-01-01	325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2012 401k membership
Total participants, beginning-of-year	2012-01-01	392
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	371
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	12
Total of all active and inactive participants	2012-01-01	384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	385
Number of participants with account balances	2012-01-01	318
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2011 401k membership
Total participants, beginning-of-year	2011-01-01	349
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	366
Number of retired or separated participants receiving benefits	2011-01-01	5
Number of other retired or separated participants entitled to future benefits	2011-01-01	10
Total of all active and inactive participants	2011-01-01	381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	382
Number of participants with account balances	2011-01-01	311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2009 401k membership
Total participants, beginning-of-year	2009-01-01	335
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	340
Number of retired or separated participants receiving benefits	2009-01-01	7
Number of other retired or separated participants entitled to future benefits	2009-01-01	11
Total of all active and inactive participants	2009-01-01	358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	358
Number of participants with account balances	2009-01-01	328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION

Measure	Date	Value
2015 : NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$0
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$37,425,214
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,289,862
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,403,700
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,393,092
Expenses. Certain deemed distributions of participant loans	2015-12-31	$8,729
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,540,447
Value of total assets at end of year	2015-12-31	$0
Value of total assets at beginning of year	2015-12-31	$37,539,052
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,879
Total interest from all sources	2015-12-31	$35,834
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,581,187
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,581,187
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,775,865
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$705,114
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$65,242
Administrative expenses (other) incurred	2015-12-31	$1,879
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$80
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$-113,838
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$37,539,052
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$30,568,857
Interest on participant loans	2015-12-31	$35,213
Interest earned on other investments	2015-12-31	$0
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$0
Value of interest in common/collective trusts at beginning of year	2015-12-31	$5,426,075
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$746,314
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$746,314
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$621
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,935,863
Net investment gain or loss from common/collective trusts	2015-12-31	$68,257
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$764,582
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$27,370
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,393,092
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2015-12-31	366055558
2014 : NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$970,493
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$4,599,470
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$3,219,743
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,211,673
Expenses. Certain deemed distributions of participant loans	2014-12-31	$6,715
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,869,366
Value of total assets at end of year	2014-12-31	$37,539,052
Value of total assets at beginning of year	2014-12-31	$37,129,818
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$1,355
Total interest from all sources	2014-12-31	$29,965
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,818,241
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,818,241
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,658,351
Participant contributions at end of year	2014-12-31	$705,114
Participant contributions at beginning of year	2014-12-31	$554,976
Participant contributions at end of year	2014-12-31	$65,242
Participant contributions at beginning of year	2014-12-31	$60,473
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$486,602
Other income not declared elsewhere	2014-12-31	$2,287
Administrative expenses (other) incurred	2014-12-31	$1,355
Total non interest bearing cash at end of year	2014-12-31	$80
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,379,727
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$37,539,052
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$37,129,818
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$30,568,857
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$30,339,357
Interest on participant loans	2014-12-31	$29,087
Value of interest in common/collective trusts at end of year	2014-12-31	$5,426,075
Value of interest in common/collective trusts at beginning of year	2014-12-31	$5,456,596
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$746,314
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$691,523
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$691,523
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$878
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-120,389
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$724,413
Employer contributions (assets) at end of year	2014-12-31	$27,370
Employer contributions (assets) at beginning of year	2014-12-31	$26,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,211,673
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN	2014-12-31	134008324
2013 : NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$272,625
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$9,001,728
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,045,813
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,040,487
Expenses. Certain deemed distributions of participant loans	2013-12-31	$4,444
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,544,657
Value of total assets at end of year	2013-12-31	$37,129,818
Value of total assets at beginning of year	2013-12-31	$29,446,528
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$882
Total interest from all sources	2013-12-31	$28,199
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,008,683
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,008,683
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,539,565
Participant contributions at end of year	2013-12-31	$554,976
Participant contributions at beginning of year	2013-12-31	$487,801
Participant contributions at end of year	2013-12-31	$60,473
Participant contributions at beginning of year	2013-12-31	$56,744
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$308,170
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$882
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$7,955,915
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$37,129,818
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$29,446,528
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$30,339,357
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$23,580,910
Interest on participant loans	2013-12-31	$26,737
Interest earned on other investments	2013-12-31	$866
Value of interest in common/collective trusts at end of year	2013-12-31	$5,456,596
Value of interest in common/collective trusts at beginning of year	2013-12-31	$4,894,321
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$691,523
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$402,541
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$402,541
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$596
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$5,369,534
Net investment gain or loss from common/collective trusts	2013-12-31	$50,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$696,922
Employer contributions (assets) at end of year	2013-12-31	$26,893
Employer contributions (assets) at beginning of year	2013-12-31	$24,211
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,040,487
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN	2013-12-31	134008324
2012 : NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$0
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$5,812,724
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,938,257
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,914,514
Expenses. Certain deemed distributions of participant loans	2012-12-31	$17,767
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,290,814
Value of total assets at end of year	2012-12-31	$29,446,528
Value of total assets at beginning of year	2012-12-31	$25,572,061
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$5,976
Total interest from all sources	2012-12-31	$26,916
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$622,737
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$622,737
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,511,124
Participant contributions at end of year	2012-12-31	$487,801
Participant contributions at beginning of year	2012-12-31	$525,042
Participant contributions at end of year	2012-12-31	$56,744
Participant contributions at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$104,058
Other income not declared elsewhere	2012-12-31	$8,530
Administrative expenses (other) incurred	2012-12-31	$5,976
Total non interest bearing cash at end of year	2012-12-31	$0
Total non interest bearing cash at beginning of year	2012-12-31	$80
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,874,467
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$29,446,528
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$25,572,061
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$23,580,910
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$19,609,277
Interest on participant loans	2012-12-31	$26,489
Value of interest in common/collective trusts at end of year	2012-12-31	$4,894,321
Value of interest in common/collective trusts at beginning of year	2012-12-31	$5,042,387
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$402,541
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$395,275
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$395,275
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$427
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,798,001
Net investment gain/loss from pooled separate accounts	2012-12-31	$0
Net investment gain or loss from common/collective trusts	2012-12-31	$65,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$675,632
Employer contributions (assets) at end of year	2012-12-31	$24,211
Employer contributions (assets) at beginning of year	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,914,514
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN	2012-12-31	134008324
2011 : NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,662,461
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$3,221,568
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,213,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,165,814
Value of total assets at end of year	2011-12-31	$25,572,061
Value of total assets at beginning of year	2011-12-31	$27,131,168
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$8,060
Total interest from all sources	2011-12-31	$25,561
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$390,716
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$390,716
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,442,315
Participant contributions at end of year	2011-12-31	$525,042
Participant contributions at beginning of year	2011-12-31	$375,917
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$84,638
Administrative expenses (other) incurred	2011-12-31	$8,060
Total non interest bearing cash at end of year	2011-12-31	$80
Total non interest bearing cash at beginning of year	2011-12-31	$40
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,559,107
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$25,572,061
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$27,131,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$19,609,277
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$21,238,271
Interest on participant loans	2011-12-31	$25,561
Value of interest in common/collective trusts at end of year	2011-12-31	$5,042,387
Value of interest in common/collective trusts at beginning of year	2011-12-31	$5,516,729
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$395,275
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$211
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$211
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-919,630
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$638,861
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,213,508
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN	2011-12-31	134008324
2010 : NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$5,430,292
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$3,326,076
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,324,583
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,063,160
Value of total assets at end of year	2010-12-31	$27,131,168
Value of total assets at beginning of year	2010-12-31	$25,026,952
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,493
Total interest from all sources	2010-12-31	$27,973
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$404,338
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$404,338
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,419,314
Participant contributions at end of year	2010-12-31	$375,917
Participant contributions at beginning of year	2010-12-31	$451,309
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$27,435
Other income not declared elsewhere	2010-12-31	$1,926
Administrative expenses (other) incurred	2010-12-31	$1,493
Total non interest bearing cash at end of year	2010-12-31	$40
Total non interest bearing cash at beginning of year	2010-12-31	$80
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,104,216
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$27,131,168
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$25,026,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$21,238,271
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$17,240,683
Interest on participant loans	2010-12-31	$27,969
Value of interest in common/collective trusts at end of year	2010-12-31	$5,516,729
Value of interest in common/collective trusts at beginning of year	2010-12-31	$7,334,673
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$211
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$207
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$207
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,277,257
Net investment gain or loss from common/collective trusts	2010-12-31	$655,638
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$616,411
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,324,583
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN	2010-12-31	134008324
2009 : NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION

2015: NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: NATIONAL COOPERATIVE REFINERY ASSOCIATION UNION 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NATIONAL COOPERATIVE REFINERY ASSOCIATION & SUBSIDIARIES
Employer identification number (EIN):	480348003
NAIC Classification:	324110
NAIC Description:	Petroleum Refineries