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BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameBAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 001

BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BAKER UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:BAKER UNIVERSITY
Employer identification number (EIN):480543766
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MELISSA VAN LEIDEN MELISSA VAN LEIDEN2018-10-15
0012016-01-01MELISSA VAN LEIDEN MELISSA VAN LEIDEN2017-10-13
0012015-01-01MELISSA VAN LEIDEN MELISSA VAN LEIDEN2016-10-04
0012014-01-01MELISSA VAN LEIDEN MELISSA VAN LEIDEN2015-10-14
0012013-01-01MELISSA VAN LEIDEN MELISSA VAN LEIDEN2014-10-15
0012012-01-01MELISSA VAN LEIDEN
0012011-01-01MELISSA VAN LEIDEN
0012010-01-01JOSH SOVEREIGN
0012009-01-01JOSH SOVEREIGN
0012009-01-01MELISSA VAN LEIDEN

Plan Statistics for BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01335
Total number of active participants reported on line 7a of the Form 55002022-01-01253
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-01106
Total of all active and inactive participants2022-01-01360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01361
Number of participants with account balances2022-01-01294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01606
Total number of active participants reported on line 7a of the Form 55002021-01-01204
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-01129
Total of all active and inactive participants2021-01-01334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01335
Number of participants with account balances2021-01-01335
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01599
Total number of active participants reported on line 7a of the Form 55002020-01-01257
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01346
Total of all active and inactive participants2020-01-01603
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-01606
Number of participants with account balances2020-01-01606
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01575
Total number of active participants reported on line 7a of the Form 55002019-01-01255
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01341
Total of all active and inactive participants2019-01-01596
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-01599
Number of participants with account balances2019-01-01599
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01529
Total number of active participants reported on line 7a of the Form 55002018-01-01243
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01330
Total of all active and inactive participants2018-01-01573
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01575
Number of participants with account balances2018-01-01575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01519
Total number of active participants reported on line 7a of the Form 55002017-01-01240
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01289
Total of all active and inactive participants2017-01-01529
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01530
Number of participants with account balances2017-01-01530
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01523
Total number of active participants reported on line 7a of the Form 55002016-01-01237
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01281
Total of all active and inactive participants2016-01-01518
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01519
Number of participants with account balances2016-01-01518
2015: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01510
Total number of active participants reported on line 7a of the Form 55002015-01-01399
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01123
Total of all active and inactive participants2015-01-01522
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01523
Number of participants with account balances2015-01-01509
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01497
Total number of active participants reported on line 7a of the Form 55002014-01-01398
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01110
Total of all active and inactive participants2014-01-01508
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01510
Number of participants with account balances2014-01-01497
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01432
Total number of active participants reported on line 7a of the Form 55002013-01-01445
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0184
Total of all active and inactive participants2013-01-01529
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01530
Number of participants with account balances2013-01-01481
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01432
Total number of active participants reported on line 7a of the Form 55002012-01-01388
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0142
Total of all active and inactive participants2012-01-01430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01432
Number of participants with account balances2012-01-01377
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01382
Total number of active participants reported on line 7a of the Form 55002011-01-01335
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0149
Total of all active and inactive participants2011-01-01384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01385
Number of participants with account balances2011-01-01348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01377
Total number of active participants reported on line 7a of the Form 55002010-01-01338
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0145
Total of all active and inactive participants2010-01-01383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01383
Number of participants with account balances2010-01-01348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01377
Total number of active participants reported on line 7a of the Form 55002009-01-01336
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0135
Total of all active and inactive participants2009-01-01371
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01371
Number of participants with account balances2009-01-01350
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022 : BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-3,565,853
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,357,836
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,286,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,138,241
Value of total assets at end of year2022-12-31$31,133,537
Value of total assets at beginning of year2022-12-31$38,057,226
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$71,103
Total interest from all sources2022-12-31$273,963
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$843,689
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$843,689
Administrative expenses professional fees incurred2022-12-31$36,069
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$656,823
Participant contributions at end of year2022-12-31$112,326
Participant contributions at beginning of year2022-12-31$130,219
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$193,514
Other income not declared elsewhere2022-12-31$22,922
Total non interest bearing cash at end of year2022-12-31$26,402
Total non interest bearing cash at beginning of year2022-12-31$10,191
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-6,923,689
Value of net assets at end of year (total assets less liabilities)2022-12-31$31,133,537
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$38,057,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$33,687
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$23,114,243
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$29,812,858
Value of interest in pooled separate accounts at end of year2022-12-31$508,263
Value of interest in pooled separate accounts at beginning of year2022-12-31$682,574
Interest on participant loans2022-12-31$5,976
Interest earned on other investments2022-12-31$267,987
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$7,372,303
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$7,421,384
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,905,878
Net investment gain/loss from pooled separate accounts2022-12-31$61,210
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$287,904
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,286,733
Contract administrator fees2022-12-31$1,347
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS, LLP
Accountancy firm EIN2022-12-31440160260
2021 : BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$5,387,082
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,236,290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,186,527
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,056,828
Value of total assets at end of year2021-12-31$38,057,226
Value of total assets at beginning of year2021-12-31$36,906,434
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$49,763
Total interest from all sources2021-12-31$239,421
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$686,740
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$686,740
Administrative expenses professional fees incurred2021-12-31$22,217
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$685,338
Participant contributions at end of year2021-12-31$130,219
Participant contributions at beginning of year2021-12-31$136,306
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$62,882
Other income not declared elsewhere2021-12-31$3,054
Total non interest bearing cash at end of year2021-12-31$10,191
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,150,792
Value of net assets at end of year (total assets less liabilities)2021-12-31$38,057,226
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$36,906,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$24,573
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$29,812,858
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$28,568,886
Value of interest in pooled separate accounts at end of year2021-12-31$682,574
Value of interest in pooled separate accounts at beginning of year2021-12-31$619,740
Interest on participant loans2021-12-31$5,577
Interest earned on other investments2021-12-31$233,844
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$7,421,384
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$7,581,502
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,295,305
Net investment gain/loss from pooled separate accounts2021-12-31$105,734
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$308,608
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,186,527
Contract administrator fees2021-12-31$2,973
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS, LLP
Accountancy firm EIN2021-12-31440160260
2020 : BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$5,641,505
Total of all expenses incurred2020-12-31$2,566,935
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,479,736
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,278,719
Value of total assets at end of year2020-12-31$36,906,434
Value of total assets at beginning of year2020-12-31$33,831,864
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$87,199
Total interest from all sources2020-12-31$288,761
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$616,799
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$616,799
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$799,624
Participant contributions at end of year2020-12-31$136,306
Participant contributions at beginning of year2020-12-31$88,419
Participant contributions at beginning of year2020-12-31$70,078
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$11,712
Other income not declared elsewhere2020-12-31$23,377
Administrative expenses (other) incurred2020-12-31$26,153
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,074,570
Value of net assets at end of year (total assets less liabilities)2020-12-31$36,906,434
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$33,831,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$27,744
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$28,568,886
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$24,838,388
Value of interest in pooled separate accounts at end of year2020-12-31$619,740
Value of interest in pooled separate accounts at beginning of year2020-12-31$749,264
Interest on participant loans2020-12-31$3,486
Interest earned on other investments2020-12-31$285,275
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$7,581,502
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$8,047,136
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,439,595
Net investment gain/loss from pooled separate accounts2020-12-31$-5,746
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$467,383
Employer contributions (assets) at beginning of year2020-12-31$38,579
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,479,736
Contract administrator fees2020-12-31$33,302
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BKD, LLP
Accountancy firm EIN2020-12-31440160260
2019 : BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$6,299,227
Total of all expenses incurred2019-12-31$1,505,304
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,431,552
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,444,323
Value of total assets at end of year2019-12-31$33,831,864
Value of total assets at beginning of year2019-12-31$29,037,941
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$73,752
Total interest from all sources2019-12-31$298,985
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$559,199
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$559,199
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$808,543
Participant contributions at end of year2019-12-31$88,419
Participant contributions at beginning of year2019-12-31$122,209
Participant contributions at end of year2019-12-31$70,078
Participant contributions at beginning of year2019-12-31$60,891
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$169,168
Other income not declared elsewhere2019-12-31$20,703
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,793,923
Value of net assets at end of year (total assets less liabilities)2019-12-31$33,831,864
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$29,037,941
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$36,476
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$24,838,388
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$20,212,414
Value of interest in pooled separate accounts at end of year2019-12-31$749,264
Value of interest in pooled separate accounts at beginning of year2019-12-31$711,927
Interest on participant loans2019-12-31$4,217
Interest earned on other investments2019-12-31$294,768
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$8,047,136
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$7,892,261
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,937,227
Net investment gain/loss from pooled separate accounts2019-12-31$38,790
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$466,612
Employer contributions (assets) at end of year2019-12-31$38,579
Employer contributions (assets) at beginning of year2019-12-31$38,239
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,431,552
Contract administrator fees2019-12-31$37,276
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BKD, LLP
Accountancy firm EIN2019-12-31440160260
2018 : BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Total transfer of assets to this plan2018-12-31$0
Total income from all sources (including contributions)2018-12-31$278,269
Total of all expenses incurred2018-12-31$3,201,490
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,170,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,246,763
Value of total assets at end of year2018-12-31$29,037,941
Value of total assets at beginning of year2018-12-31$31,961,162
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$30,519
Total interest from all sources2018-12-31$306,519
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$652,404
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$652,404
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$734,710
Participant contributions at end of year2018-12-31$122,209
Participant contributions at beginning of year2018-12-31$98,718
Participant contributions at end of year2018-12-31$60,891
Participant contributions at beginning of year2018-12-31$56,138
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$53,406
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,923,221
Value of net assets at end of year (total assets less liabilities)2018-12-31$29,037,941
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$31,961,162
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$20,212,414
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$23,018,118
Value of interest in pooled separate accounts at end of year2018-12-31$711,927
Value of interest in pooled separate accounts at beginning of year2018-12-31$686,605
Interest on participant loans2018-12-31$4,853
Interest earned on other investments2018-12-31$301,666
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$7,892,261
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$8,063,606
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,959,997
Net investment gain/loss from pooled separate accounts2018-12-31$32,580
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$458,647
Employer contributions (assets) at end of year2018-12-31$38,239
Employer contributions (assets) at beginning of year2018-12-31$37,977
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,170,971
Contract administrator fees2018-12-31$30,519
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BKD, LLP
Accountancy firm EIN2018-12-31440160260
2017 : BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$5,745,263
Total of all expenses incurred2017-12-31$2,372,485
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,347,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,914,857
Value of total assets at end of year2017-12-31$31,961,162
Value of total assets at beginning of year2017-12-31$28,588,384
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$25,483
Total interest from all sources2017-12-31$308,510
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$267,095
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$267,095
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$664,825
Participant contributions at end of year2017-12-31$98,718
Participant contributions at beginning of year2017-12-31$63,409
Participant contributions at end of year2017-12-31$56,138
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$790,882
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,372,778
Value of net assets at end of year (total assets less liabilities)2017-12-31$31,961,162
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$28,588,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$23,018,118
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$19,962,912
Value of interest in pooled separate accounts at end of year2017-12-31$686,605
Value of interest in pooled separate accounts at beginning of year2017-12-31$653,052
Interest on participant loans2017-12-31$2,487
Interest earned on other investments2017-12-31$306,023
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$8,063,606
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$7,909,011
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,254,801
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$459,150
Employer contributions (assets) at end of year2017-12-31$37,977
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,347,002
Contract administrator fees2017-12-31$25,483
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BKD, LLP
Accountancy firm EIN2017-12-31440160260
2016 : BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$2,828,475
Total of all expenses incurred2016-12-31$3,731,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,711,288
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,222,311
Value of total assets at end of year2016-12-31$28,588,384
Value of total assets at beginning of year2016-12-31$29,491,383
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$20,186
Total interest from all sources2016-12-31$328,115
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$193,023
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$193,023
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$591,166
Participant contributions at end of year2016-12-31$63,409
Participant contributions at beginning of year2016-12-31$51,091
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$185,502
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-902,999
Value of net assets at end of year (total assets less liabilities)2016-12-31$28,588,384
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$29,491,383
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$19,962,912
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$21,106,148
Value of interest in pooled separate accounts at end of year2016-12-31$653,052
Value of interest in pooled separate accounts at beginning of year2016-12-31$654,496
Interest on participant loans2016-12-31$1,095
Interest earned on other investments2016-12-31$327,020
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$7,909,011
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$7,679,648
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,085,026
Net investment gain/loss from pooled separate accounts2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$445,643
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,711,288
Contract administrator fees2016-12-31$20,186
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BKD, LLP
Accountancy firm EIN2016-12-31440160260
2015 : BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total transfer of assets to this plan2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,401,173
Total of all expenses incurred2015-12-31$1,547,995
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,533,486
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,109,965
Value of total assets at end of year2015-12-31$29,491,383
Value of total assets at beginning of year2015-12-31$29,638,205
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$14,509
Total interest from all sources2015-12-31$280,731
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$203,306
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$203,306
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$579,731
Participant contributions at end of year2015-12-31$51,091
Participant contributions at beginning of year2015-12-31$61,697
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$77,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-146,822
Value of net assets at end of year (total assets less liabilities)2015-12-31$29,491,383
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$29,638,205
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$21,106,148
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$21,343,448
Value of interest in pooled separate accounts at end of year2015-12-31$654,496
Value of interest in pooled separate accounts at beginning of year2015-12-31$639,424
Interest on participant loans2015-12-31$1,536
Interest earned on other investments2015-12-31$279,195
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$7,679,648
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$7,590,860
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-244,290
Net investment gain/loss from pooled separate accounts2015-12-31$51,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$453,226
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$2,776
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,533,486
Contract administrator fees2015-12-31$14,509
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BKD, LLP
Accountancy firm EIN2015-12-31440160260
2014 : BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,749,982
Total of all expenses incurred2014-12-31$3,159,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,152,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,070,881
Value of total assets at end of year2014-12-31$29,638,205
Value of total assets at beginning of year2014-12-31$30,047,949
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,464
Total interest from all sources2014-12-31$247,037
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$481,067
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$481,067
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$607,436
Participant contributions at end of year2014-12-31$61,697
Participant contributions at beginning of year2014-12-31$65,594
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$3,366,724
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$43,107
Other income not declared elsewhere2014-12-31$872,318
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-409,744
Value of net assets at end of year (total assets less liabilities)2014-12-31$29,638,205
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$30,047,949
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$21,343,448
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$18,392,247
Value of interest in pooled separate accounts at end of year2014-12-31$639,424
Value of interest in pooled separate accounts at beginning of year2014-12-31$687,874
Interest on participant loans2014-12-31$3,722
Interest earned on other investments2014-12-31$243,315
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$7,590,860
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$7,535,510
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$7,717
Net investment gain/loss from pooled separate accounts2014-12-31$70,962
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$420,338
Employer contributions (assets) at end of year2014-12-31$2,776
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,152,262
Contract administrator fees2014-12-31$7,464
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BKD, LLP
Accountancy firm EIN2014-12-31440160260
2013 : BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,203,841
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,659,067
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,657,464
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,010,785
Value of total assets at end of year2013-12-31$30,047,949
Value of total assets at beginning of year2013-12-31$28,503,175
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,603
Total interest from all sources2013-12-31$308,866
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$237,344
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$237,344
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$608,440
Participant contributions at end of year2013-12-31$65,594
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$3,366,724
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$15,044,571
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$14,122
Administrative expenses (other) incurred2013-12-31$1,603
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,544,774
Value of net assets at end of year (total assets less liabilities)2013-12-31$30,047,949
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$28,503,175
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$18,392,247
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,164,830
Value of interest in pooled separate accounts at end of year2013-12-31$687,874
Value of interest in pooled separate accounts at beginning of year2013-12-31$770,092
Interest on participant loans2013-12-31$1,288
Interest earned on other investments2013-12-31$307,578
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$7,535,510
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$7,523,682
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$110,500
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,583,238
Net investment gain/loss from pooled separate accounts2013-12-31$63,608
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$388,223
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,546,964
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BKD, LLP.
Accountancy firm EIN2013-12-31440160260
2012 : BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,860,766
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,153,193
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,153,193
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,127,263
Value of total assets at end of year2012-12-31$28,503,175
Value of total assets at beginning of year2012-12-31$26,795,602
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$183,205
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$680,938
Assets. Other investments not covered elsewhere at end of year2012-12-31$15,044,571
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$13,486,635
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$42,164
Other income not declared elsewhere2012-12-31$2,140,637
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,707,573
Value of net assets at end of year (total assets less liabilities)2012-12-31$28,503,175
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$26,795,602
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$5,164,830
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,815,465
Value of interest in pooled separate accounts at end of year2012-12-31$770,092
Value of interest in pooled separate accounts at beginning of year2012-12-31$647,004
Interest earned on other investments2012-12-31$183,205
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$7,523,682
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$7,846,498
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$341,386
Net investment gain/loss from pooled separate accounts2012-12-31$68,275
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$404,161
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,153,193
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BKD, LLP.
Accountancy firm EIN2012-12-31440160260
2011 : BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,212,434
Total of all expenses incurred2011-12-31$1,428,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,428,798
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,273,860
Value of total assets at end of year2011-12-31$26,795,602
Value of total assets at beginning of year2011-12-31$27,011,966
Total interest from all sources2011-12-31$164,850
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$250,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$729,678
Participant contributions at beginning of year2011-12-31$58,209
Assets. Other investments not covered elsewhere at end of year2011-12-31$13,486,635
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$13,940,564
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$127,933
Other income not declared elsewhere2011-12-31$-186,738
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-216,364
Value of net assets at end of year (total assets less liabilities)2011-12-31$26,795,602
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$27,011,966
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,815,465
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,977,705
Value of interest in pooled separate accounts at end of year2011-12-31$647,004
Value of interest in pooled separate accounts at beginning of year2011-12-31$546,332
Interest earned on other investments2011-12-31$164,850
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$7,846,498
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$7,461,438
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-114,857
Net investment gain/loss from pooled separate accounts2011-12-31$75,319
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$416,249
Employer contributions (assets) at beginning of year2011-12-31$27,718
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,428,798
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BKD, LLP
Accountancy firm EIN2011-12-31440160260
2010 : BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,792,037
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,053,069
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,053,069
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,144,307
Value of total assets at end of year2010-12-31$27,011,966
Value of total assets at beginning of year2010-12-31$25,272,998
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$143,134
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$250,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$736,584
Participant contributions at end of year2010-12-31$58,209
Participant contributions at beginning of year2010-12-31$63,000
Assets. Other investments not covered elsewhere at end of year2010-12-31$13,940,564
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$13,346,863
Other income not declared elsewhere2010-12-31$1,963,743
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,738,968
Value of net assets at end of year (total assets less liabilities)2010-12-31$27,011,966
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$25,272,998
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,977,705
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,191,578
Value of interest in pooled separate accounts at end of year2010-12-31$546,332
Value of interest in pooled separate accounts at beginning of year2010-12-31$428,810
Interest earned on other investments2010-12-31$143,134
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$7,461,438
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$7,207,965
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$479,742
Net investment gain/loss from pooled separate accounts2010-12-31$61,111
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$407,723
Employer contributions (assets) at end of year2010-12-31$27,718
Employer contributions (assets) at beginning of year2010-12-31$34,782
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,053,069
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BKD, LLP
Accountancy firm EIN2010-12-31440160260

Form 5500 Responses for BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

2022: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberR00217
Policy instance 3
Insurance contract or identification numberR00217
Number of Individuals Covered15
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number15260102
Policy instance 2
Insurance contract or identification number15260102
Number of Individuals Covered24
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $2,295
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,981
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500359
Policy instance 1
Insurance contract or identification number500359
Number of Individuals Covered152
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500359
Policy instance 1
Insurance contract or identification number500359
Number of Individuals Covered279
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number15260102
Policy instance 2
Insurance contract or identification number15260102
Number of Individuals Covered29
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $6,229
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,908
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberR00217
Policy instance 3
Insurance contract or identification numberR00217
Number of Individuals Covered16
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number15260102
Policy instance 2
Insurance contract or identification number15260102
Number of Individuals Covered30
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $5,164
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,902
Amount paid for insurance broker fees0
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500359
Policy instance 1
Insurance contract or identification number500359
Number of Individuals Covered270
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number15260102
Policy instance 2
Insurance contract or identification number15260102
Number of Individuals Covered32
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $5,527
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,276
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500359
Policy instance 1
Insurance contract or identification number500359
Number of Individuals Covered287
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500359
Policy instance 1
Insurance contract or identification number500359
Number of Individuals Covered299
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500359
Policy instance 1
Insurance contract or identification number500359
Number of Individuals Covered315
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500359
Policy instance 1
Insurance contract or identification number500359
Number of Individuals Covered331
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number15260102
Policy instance 2
Insurance contract or identification number15260102
Number of Individuals Covered41
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $7,211
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $32
Insurance broker organization code?3
Insurance broker nameTERESA KEMPF
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500359
Policy instance 1
Insurance contract or identification number500359
Number of Individuals Covered350
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number15260102
Policy instance 2
Insurance contract or identification number15260102
Number of Individuals Covered41
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Commission paid to Insurance BrokerUSD $31
Insurance broker organization code?3
Insurance broker nameTERESA KEMPF
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500359
Policy instance 2
Insurance contract or identification number500359
Number of Individuals Covered481
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number15260102
Policy instance 1
Insurance contract or identification number15260102
Number of Individuals Covered56
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $10,088
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,583
Insurance broker organization code?3
Insurance broker nameMARK COOK
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number366031
Policy instance 1
Insurance contract or identification number366031
Number of Individuals Covered377
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number366031
Policy instance 1
Insurance contract or identification number366031
Number of Individuals Covered349
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number366032
Policy instance 2
Insurance contract or identification number366032
Number of Individuals Covered160
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number366031
Policy instance 1
Insurance contract or identification number366031
Number of Individuals Covered349
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number366032
Policy instance 2
Insurance contract or identification number366032
Number of Individuals Covered166
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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