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EASTERN STATES GROUP 401(K) PLAN 401k Plan overview

Plan NameEASTERN STATES GROUP 401(K) PLAN
Plan identification number 002

EASTERN STATES GROUP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

EASTERN STATES CONSTRUCTION SERVICE INC. has sponsored the creation of one or more 401k plans.

Company Name:EASTERN STATES CONSTRUCTION SERVICE INC.
Employer identification number (EIN):510271693
NAIC Classification:237310
NAIC Description:Highway, Street, and Bridge Construction

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EASTERN STATES GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022024-01-01RONALD C MYERS, JR
0022023-01-01
0022023-01-01RONALD C MYERS, JR
0022022-01-01
0022022-01-01RONALD C MYERS, JR
0022021-01-01
0022021-01-01RONALD C MYERS, JR
0022020-01-01
0022019-01-01
0022018-01-01STEPHEN E. JULIAN STEPHEN E. JULIAN2019-07-05
0022017-01-01STEPHEN E. JULIAN STEPHEN E. JULIAN2018-06-28
0022016-01-01STEPHEN E. JULIAN STEPHEN E. JULIAN2017-06-23
0022015-01-01RICHARD J. JULIAN RICHARD J. JULIAN2016-07-22
0022014-01-01RICHARD JULIAN RICHARD JULIAN2015-07-14
0022013-01-01RICHARD JULIAN RICHARD JULIAN2014-07-17
0022012-01-01RICHARD J JULIAN
0022011-01-01RICHARD J JULIAN
0022010-01-01RICHARD J JULIAN RICHARD J JULIAN2011-07-26
0022009-01-01RICHARD J. JULIAN RICHARD J JULIAN2010-07-26

Plan Statistics for EASTERN STATES GROUP 401(K) PLAN

401k plan membership statisitcs for EASTERN STATES GROUP 401(K) PLAN

Measure Date Value
2023: EASTERN STATES GROUP 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01197
Total number of active participants reported on line 7a of the Form 55002023-01-01161
Number of retired or separated participants receiving benefits2023-01-014
Number of other retired or separated participants entitled to future benefits2023-01-0137
Total of all active and inactive participants2023-01-01202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-011
Total participants2023-01-01203
Number of participants with account balances2023-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: EASTERN STATES GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01201
Total number of active participants reported on line 7a of the Form 55002022-01-01156
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-0134
Total of all active and inactive participants2022-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01193
Number of participants with account balances2022-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-012
2021: EASTERN STATES GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01206
Total number of active participants reported on line 7a of the Form 55002021-01-01164
Number of retired or separated participants receiving benefits2021-01-015
Number of other retired or separated participants entitled to future benefits2021-01-0128
Total of all active and inactive participants2021-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01197
Number of participants with account balances2021-01-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-013
2020: EASTERN STATES GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01153
Total number of active participants reported on line 7a of the Form 55002020-01-01169
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-0134
Total of all active and inactive participants2020-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01206
Number of participants with account balances2020-01-01176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: EASTERN STATES GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01155
Total number of active participants reported on line 7a of the Form 55002019-01-01115
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0132
Total of all active and inactive participants2019-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01147
Number of participants with account balances2019-01-01137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2018: EASTERN STATES GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01156
Total number of active participants reported on line 7a of the Form 55002018-01-01126
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0129
Total of all active and inactive participants2018-01-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01155
Number of participants with account balances2018-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-015
2017: EASTERN STATES GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01158
Total number of active participants reported on line 7a of the Form 55002017-01-01126
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0122
Total of all active and inactive participants2017-01-01148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01148
Number of participants with account balances2017-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: EASTERN STATES GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01152
Total number of active participants reported on line 7a of the Form 55002016-01-01117
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0130
Total of all active and inactive participants2016-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01147
Number of participants with account balances2016-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: EASTERN STATES GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01136
Total number of active participants reported on line 7a of the Form 55002015-01-01117
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0126
Total of all active and inactive participants2015-01-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01143
Number of participants with account balances2015-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: EASTERN STATES GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01122
Total number of active participants reported on line 7a of the Form 55002014-01-01108
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0119
Total of all active and inactive participants2014-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01127
Number of participants with account balances2014-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: EASTERN STATES GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01117
Total number of active participants reported on line 7a of the Form 55002013-01-0196
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0118
Total of all active and inactive participants2013-01-01114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01114
Number of participants with account balances2013-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: EASTERN STATES GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01117
Total number of active participants reported on line 7a of the Form 55002012-01-0197
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0116
Total of all active and inactive participants2012-01-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01113
Number of participants with account balances2012-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: EASTERN STATES GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01123
Total number of active participants reported on line 7a of the Form 55002011-01-01100
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0116
Total of all active and inactive participants2011-01-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01116
Number of participants with account balances2011-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: EASTERN STATES GROUP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01119
Total number of active participants reported on line 7a of the Form 55002010-01-0198
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0123
Total of all active and inactive participants2010-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01121
Number of participants with account balances2010-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: EASTERN STATES GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01170
Total number of active participants reported on line 7a of the Form 55002009-01-01106
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0112
Total of all active and inactive participants2009-01-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01118
Number of participants with account balances2009-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on EASTERN STATES GROUP 401(K) PLAN

Measure Date Value
2023 : EASTERN STATES GROUP 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$3,160,435
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$1,013,348
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$959,753
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$885,855
Value of total assets at end of year2023-12-31$13,048,499
Value of total assets at beginning of year2023-12-31$10,901,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$53,595
Total interest from all sources2023-12-31$46
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$363,126
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$363,126
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$565,925
Other income not declared elsewhere2023-12-31$42,714
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$2,147,087
Value of net assets at end of year (total assets less liabilities)2023-12-31$13,048,499
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$10,901,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$14,153
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$12,193,337
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$10,057,770
Value of interest in common/collective trusts at end of year2023-12-31$370,222
Value of interest in common/collective trusts at beginning of year2023-12-31$408,720
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$135,587
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$140,599
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$140,599
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$46
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$349,353
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$294,323
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$1,865,637
Net investment gain or loss from common/collective trusts2023-12-31$3,057
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$319,930
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$959,753
Contract administrator fees2023-12-31$20,620
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31GUNNIP & COMPANY LLP
Accountancy firm EIN2023-12-31510076769
Total unrealized appreciation/depreciation of assets2023-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total income from all sources (including contributions)2023-01-01$3,160,435
Total loss/gain on sale of assets2023-01-01$0
Total of all expenses incurred2023-01-01$1,013,348
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$959,753
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$885,855
Value of total assets at end of year2023-01-01$13,048,499
Value of total assets at beginning of year2023-01-01$10,901,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$53,595
Total interest from all sources2023-01-01$46
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$363,126
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-01$363,126
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$500,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$565,925
Other income not declared elsewhere2023-01-01$42,714
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$2,147,087
Value of net assets at end of year (total assets less liabilities)2023-01-01$13,048,499
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$10,901,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Investment advisory and management fees2023-01-01$14,153
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$12,193,337
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$10,057,770
Value of interest in common/collective trusts at end of year2023-01-01$370,222
Value of interest in common/collective trusts at beginning of year2023-01-01$408,720
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-01-01$135,587
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-01-01$46
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-01-01$349,353
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-01-01$294,323
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$1,865,637
Net investment gain or loss from common/collective trusts2023-01-01$3,057
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Contributions received in cash from employer2023-01-01$319,930
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$959,753
Contract administrator fees2023-01-01$20,620
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01GUNNIP & COMPANY LLP
Accountancy firm EIN2023-01-01510076769
2022 : EASTERN STATES GROUP 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,774,589
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$969,858
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$916,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$885,280
Value of total assets at end of year2022-12-31$10,901,412
Value of total assets at beginning of year2022-12-31$13,645,859
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$53,805
Total interest from all sources2022-12-31$32
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$418,059
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$418,059
Administrative expenses professional fees incurred2022-12-31$12,476
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$573,338
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,744,447
Value of net assets at end of year (total assets less liabilities)2022-12-31$10,901,412
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$13,645,859
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$6,261
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$10,057,770
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$12,648,956
Value of interest in common/collective trusts at end of year2022-12-31$408,720
Value of interest in common/collective trusts at beginning of year2022-12-31$505,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$140,599
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$143,392
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$143,392
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$32
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$294,323
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$348,511
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,081,070
Net investment gain or loss from common/collective trusts2022-12-31$3,110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$311,942
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$916,053
Contract administrator fees2022-12-31$35,068
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GUNNIP & COMPANY LLP
Accountancy firm EIN2022-12-31510076769
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-1,774,589
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$969,858
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$916,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$885,280
Value of total assets at end of year2022-01-01$10,901,412
Value of total assets at beginning of year2022-01-01$13,645,859
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$53,805
Total interest from all sources2022-01-01$32
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$418,059
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$418,059
Administrative expenses professional fees incurred2022-01-01$12,476
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$500,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$573,338
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-2,744,447
Value of net assets at end of year (total assets less liabilities)2022-01-01$10,901,412
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$13,645,859
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Investment advisory and management fees2022-01-01$6,261
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$10,057,770
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$12,648,956
Value of interest in common/collective trusts at end of year2022-01-01$408,720
Value of interest in common/collective trusts at beginning of year2022-01-01$505,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-01-01$140,599
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-01-01$32
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-01-01$294,323
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-01-01$348,511
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-3,081,070
Net investment gain or loss from common/collective trusts2022-01-01$3,110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$311,942
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$916,053
Contract administrator fees2022-01-01$35,068
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01GUNNIP & COMPANY LLP
Accountancy firm EIN2022-01-01510076769
2021 : EASTERN STATES GROUP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,851,982
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,418,212
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,351,616
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$678,088
Value of total assets at end of year2021-12-31$13,645,859
Value of total assets at beginning of year2021-12-31$15,212,089
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$66,596
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$651,934
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$651,934
Administrative expenses professional fees incurred2021-12-31$11,760
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$523,743
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-1,566,230
Value of net assets at end of year (total assets less liabilities)2021-12-31$13,645,859
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$15,212,089
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$12,648,956
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$13,778,840
Value of interest in common/collective trusts at end of year2021-12-31$505,000
Value of interest in common/collective trusts at beginning of year2021-12-31$946,986
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$143,392
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$194,872
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$194,872
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$348,511
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$291,391
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,505,292
Net investment gain or loss from common/collective trusts2021-12-31$16,668
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$154,345
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,351,616
Contract administrator fees2021-12-31$54,836
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GUNNIP & COMPANY LLP
Accountancy firm EIN2021-12-31510076769
2020 : EASTERN STATES GROUP 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,411,209
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$574,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$483,936
Value of total corrective distributions2020-12-31$38,294
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$955,091
Value of total assets at end of year2020-12-31$15,212,089
Value of total assets at beginning of year2020-12-31$12,375,717
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$52,607
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$567,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$567,456
Administrative expenses professional fees incurred2020-12-31$10,500
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$545,863
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,836,372
Value of net assets at end of year (total assets less liabilities)2020-12-31$15,212,089
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$12,375,717
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$13,778,840
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$11,620,507
Value of interest in common/collective trusts at end of year2020-12-31$946,986
Value of interest in common/collective trusts at beginning of year2020-12-31$501,734
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$194,872
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$291,391
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$253,476
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,875,861
Net investment gain or loss from common/collective trusts2020-12-31$12,801
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$409,228
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$483,936
Contract administrator fees2020-12-31$42,107
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GUNNIP & COMPANY LLP
Accountancy firm EIN2020-12-31510076769
2019 : EASTERN STATES GROUP 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$43,030
Total unrealized appreciation/depreciation of assets2019-12-31$43,030
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,073,059
Total loss/gain on sale of assets2019-12-31$169,855
Total of all expenses incurred2019-12-31$690,810
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$626,639
Value of total corrective distributions2019-12-31$14,974
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$625,548
Value of total assets at end of year2019-12-31$12,375,717
Value of total assets at beginning of year2019-12-31$9,993,468
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$49,197
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$497,330
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$497,330
Administrative expenses professional fees incurred2019-12-31$49,197
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$461,540
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$8,516
Other income not declared elsewhere2019-12-31$258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,382,249
Value of net assets at end of year (total assets less liabilities)2019-12-31$12,375,717
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,993,468
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,620,507
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,269,075
Value of interest in common/collective trusts at end of year2019-12-31$501,734
Value of interest in common/collective trusts at beginning of year2019-12-31$530,071
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$253,476
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$194,322
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,726,258
Net investment gain or loss from common/collective trusts2019-12-31$10,780
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$155,492
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$626,639
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$1,879,167
Aggregate carrying amount (costs) on sale of assets2019-12-31$1,709,312
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GUNNIP & COMPANY LLP
Accountancy firm EIN2019-12-31510076769
2018 : EASTERN STATES GROUP 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-1,290
Total unrealized appreciation/depreciation of assets2018-12-31$-1,290
Total income from all sources (including contributions)2018-12-31$-47,394
Total loss/gain on sale of assets2018-12-31$52,720
Total of all expenses incurred2018-12-31$266,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$197,564
Value of total corrective distributions2018-12-31$21,913
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$521,809
Value of total assets at end of year2018-12-31$9,993,468
Value of total assets at beginning of year2018-12-31$10,307,479
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$47,140
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$533,711
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$533,711
Administrative expenses professional fees incurred2018-12-31$47,140
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$376,055
Other income not declared elsewhere2018-12-31$698
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-314,011
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,993,468
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$10,307,479
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,269,075
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$9,608,775
Value of interest in common/collective trusts at end of year2018-12-31$530,071
Value of interest in common/collective trusts at beginning of year2018-12-31$516,812
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$194,322
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$181,892
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,164,582
Net investment gain or loss from common/collective trusts2018-12-31$9,540
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$145,754
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$197,564
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$1,747,882
Aggregate carrying amount (costs) on sale of assets2018-12-31$1,695,162
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GUNNIP & COMPANY LLP
Accountancy firm EIN2018-12-31510076769
2017 : EASTERN STATES GROUP 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$2,019,696
Total loss/gain on sale of assets2017-12-31$903,612
Total of all expenses incurred2017-12-31$490,199
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$458,428
Value of total corrective distributions2017-12-31$17,551
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$480,236
Value of total assets at end of year2017-12-31$10,307,479
Value of total assets at beginning of year2017-12-31$8,777,982
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$14,220
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$437,771
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$437,771
Administrative expenses professional fees incurred2017-12-31$14,220
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$352,113
Other income not declared elsewhere2017-12-31$484
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,529,497
Value of net assets at end of year (total assets less liabilities)2017-12-31$10,307,479
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,777,982
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$9,608,775
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,122,088
Value of interest in common/collective trusts at end of year2017-12-31$516,812
Value of interest in common/collective trusts at beginning of year2017-12-31$513,164
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$181,892
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$142,730
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$194,551
Net investment gain or loss from common/collective trusts2017-12-31$3,042
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$128,123
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$458,428
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$10,294,518
Aggregate carrying amount (costs) on sale of assets2017-12-31$9,390,906
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GUNNIP & COMPANY LLP
Accountancy firm EIN2017-12-31510076769
2016 : EASTERN STATES GROUP 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,059,864
Total loss/gain on sale of assets2016-12-31$9,232
Total of all expenses incurred2016-12-31$549,957
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$514,035
Value of total corrective distributions2016-12-31$25,050
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$483,936
Value of total assets at end of year2016-12-31$8,777,982
Value of total assets at beginning of year2016-12-31$8,268,075
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$10,872
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$422,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$422,104
Administrative expenses professional fees incurred2016-12-31$10,872
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$337,868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$509,907
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,777,982
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,268,075
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,122,088
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,426,685
Value of interest in common/collective trusts at end of year2016-12-31$513,164
Value of interest in common/collective trusts at beginning of year2016-12-31$714,867
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$142,730
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$126,523
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$9,478
Net investment gain or loss from common/collective trusts2016-12-31$135,114
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$146,068
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$514,035
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$945,956
Aggregate carrying amount (costs) on sale of assets2016-12-31$936,724
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GUNNIP & COMPANY LLP
Accountancy firm EIN2016-12-31510076769
2015 : EASTERN STATES GROUP 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$485,337
Total loss/gain on sale of assets2015-12-31$14,209
Total of all expenses incurred2015-12-31$604,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$587,547
Value of total corrective distributions2015-12-31$3,892
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$488,601
Value of total assets at end of year2015-12-31$8,268,075
Value of total assets at beginning of year2015-12-31$8,387,345
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$13,168
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$521,618
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$521,618
Administrative expenses professional fees incurred2015-12-31$13,168
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$351,201
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-119,270
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,268,075
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,387,345
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,426,685
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,699,019
Value of interest in common/collective trusts at end of year2015-12-31$714,867
Value of interest in common/collective trusts at beginning of year2015-12-31$573,211
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$126,523
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$115,115
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-545,076
Net investment gain or loss from common/collective trusts2015-12-31$5,985
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$137,400
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$587,547
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$1,280,703
Aggregate carrying amount (costs) on sale of assets2015-12-31$1,266,494
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GUNNIP & COMPANY, LLP
Accountancy firm EIN2015-12-31510076769
2014 : EASTERN STATES GROUP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$917,594
Total loss/gain on sale of assets2014-12-31$14,563
Total of all expenses incurred2014-12-31$215,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$201,573
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$422,770
Value of total assets at end of year2014-12-31$8,387,345
Value of total assets at beginning of year2014-12-31$7,684,823
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$13,499
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$532,332
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$532,332
Administrative expenses professional fees incurred2014-12-31$13,499
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$296,728
Other income not declared elsewhere2014-12-31$880
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$702,522
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,387,345
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,684,823
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,699,019
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$7,011,403
Value of interest in common/collective trusts at end of year2014-12-31$573,211
Value of interest in common/collective trusts at beginning of year2014-12-31$575,179
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$115,115
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$98,241
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-57,898
Net investment gain or loss from common/collective trusts2014-12-31$4,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$126,042
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$201,573
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$660,191
Aggregate carrying amount (costs) on sale of assets2014-12-31$645,628
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GUNNIP & COMPANY, LLP
Accountancy firm EIN2014-12-31510076769
2013 : EASTERN STATES GROUP 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$14,765
Total unrealized appreciation/depreciation of assets2013-12-31$14,765
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,549,156
Total loss/gain on sale of assets2013-12-31$112,783
Total of all expenses incurred2013-12-31$723,287
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$709,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$284,101
Value of total assets at end of year2013-12-31$7,684,823
Value of total assets at beginning of year2013-12-31$6,858,954
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$13,413
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$342,135
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$342,135
Administrative expenses professional fees incurred2013-12-31$3,513
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$213,832
Other income not declared elsewhere2013-12-31$7
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$825,869
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,684,823
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,858,954
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$9,900
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$7,011,403
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,146,153
Value of interest in common/collective trusts at end of year2013-12-31$575,179
Value of interest in common/collective trusts at beginning of year2013-12-31$635,705
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$98,241
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$77,096
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$789,345
Net investment gain or loss from common/collective trusts2013-12-31$6,020
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$70,269
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$709,874
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$1,616,460
Aggregate carrying amount (costs) on sale of assets2013-12-31$1,503,677
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GUNNIP & COMPANY, LLP
Accountancy firm EIN2013-12-31510076769
2012 : EASTERN STATES GROUP 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-53,143
Total unrealized appreciation/depreciation of assets2012-12-31$-53,143
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,053,382
Total loss/gain on sale of assets2012-12-31$692,912
Total of all expenses incurred2012-12-31$840,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$824,796
Value of total corrective distributions2012-12-31$2,225
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$236,323
Value of total assets at end of year2012-12-31$6,858,954
Value of total assets at beginning of year2012-12-31$6,646,030
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$13,437
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$167,719
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$167,719
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$236,323
Other income not declared elsewhere2012-12-31$3
Administrative expenses (other) incurred2012-12-31$13,437
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$212,924
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,858,954
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,646,030
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,146,153
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,016,409
Value of interest in common/collective trusts at end of year2012-12-31$635,705
Value of interest in common/collective trusts at beginning of year2012-12-31$565,283
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$77,096
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$64,338
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$7,790
Net investment gain or loss from common/collective trusts2012-12-31$1,778
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$824,796
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$7,226,569
Aggregate carrying amount (costs) on sale of assets2012-12-31$6,533,657
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GUNNIP & COMPANY, LLP
Accountancy firm EIN2012-12-31510076769
2011 : EASTERN STATES GROUP 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-226,853
Total unrealized appreciation/depreciation of assets2011-12-31$-226,853
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$100,481
Total loss/gain on sale of assets2011-12-31$-49,899
Total of all expenses incurred2011-12-31$1,093,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,077,180
Value of total corrective distributions2011-12-31$1,975
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$229,437
Value of total assets at end of year2011-12-31$6,646,030
Value of total assets at beginning of year2011-12-31$7,639,335
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$14,631
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$138,430
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$138,430
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$229,437
Other income not declared elsewhere2011-12-31$211
Administrative expenses (other) incurred2011-12-31$14,631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-993,305
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,646,030
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,639,335
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$6,016,409
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,029,486
Value of interest in common/collective trusts at end of year2011-12-31$565,283
Value of interest in common/collective trusts at beginning of year2011-12-31$551,664
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$64,338
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$58,185
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$178
Net investment gain or loss from common/collective trusts2011-12-31$8,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,077,180
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$1,833,295
Aggregate carrying amount (costs) on sale of assets2011-12-31$1,883,194
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GUNNIP & COMPANY, LLP
Accountancy firm EIN2011-12-31510076769
2010 : EASTERN STATES GROUP 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$682,546
Total unrealized appreciation/depreciation of assets2010-12-31$682,546
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,113,071
Total loss/gain on sale of assets2010-12-31$64,273
Total of all expenses incurred2010-12-31$132,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$111,293
Value of total corrective distributions2010-12-31$3,698
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$230,344
Value of total assets at end of year2010-12-31$7,639,335
Value of total assets at beginning of year2010-12-31$6,658,903
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$17,648
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$123,790
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$123,790
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$230,344
Other income not declared elsewhere2010-12-31$650
Administrative expenses (other) incurred2010-12-31$17,648
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$980,432
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,639,335
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,658,903
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,029,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,989,742
Value of interest in common/collective trusts at end of year2010-12-31$551,664
Value of interest in common/collective trusts at beginning of year2010-12-31$669,161
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$58,185
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,786
Net investment gain or loss from common/collective trusts2010-12-31$7,682
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$111,293
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$1,055,447
Aggregate carrying amount (costs) on sale of assets2010-12-31$991,174
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GUNNIP & COMPANY, LLP
Accountancy firm EIN2010-12-31510076769
2009 : EASTERN STATES GROUP 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for EASTERN STATES GROUP 401(K) PLAN

2023: EASTERN STATES GROUP 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: EASTERN STATES GROUP 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: EASTERN STATES GROUP 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: EASTERN STATES GROUP 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: EASTERN STATES GROUP 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: EASTERN STATES GROUP 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: EASTERN STATES GROUP 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: EASTERN STATES GROUP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: EASTERN STATES GROUP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EASTERN STATES GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: EASTERN STATES GROUP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: EASTERN STATES GROUP 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: EASTERN STATES GROUP 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: EASTERN STATES GROUP 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: EASTERN STATES GROUP 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberGV0000021
Policy instance 1
Insurance contract or identification numberGV0000021
Number of Individuals Covered2
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberGV0000021
Policy instance 1
Insurance contract or identification numberGV0000021
Number of Individuals Covered2
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberGV0000021
Policy instance 1
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberGV0000021
Policy instance 1
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberGV0000021
Policy instance 1
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberGV0000021
Policy instance 1
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberGV0000021
Policy instance 1

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