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INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 401k Plan overview

Plan NameINTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN
Plan identification number 002

INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Life insurance

401k Sponsoring company profile

INTERSTATE BATTERY SYSTEM OF AMERICA, INC. has sponsored the creation of one or more 401k plans.

Company Name:INTERSTATE BATTERY SYSTEM OF AMERICA, INC.
Employer identification number (EIN):510338944
NAIC Classification:423100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022012-01-01DAVID BRINSON
0022011-01-01LISA L HUNTSBERRY
0022009-01-01LISA L HUNTSBERRY CARLOS M SEPULVEDA2010-10-11

Plan Statistics for INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN

401k plan membership statisitcs for INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN

Measure Date Value
2012: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,789
Total number of active participants reported on line 7a of the Form 55002012-01-011,595
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01347
Total of all active and inactive participants2012-01-011,942
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,942
Number of participants with account balances2012-01-011,870
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01223
2011: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,704
Total number of active participants reported on line 7a of the Form 55002011-01-011,511
Number of retired or separated participants receiving benefits2011-01-01278
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-011,789
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,789
Number of participants with account balances2011-01-011,743
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01196
2009: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,638
Total number of active participants reported on line 7a of the Form 55002009-01-011,426
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01200
Total of all active and inactive participants2009-01-011,626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,626
Number of participants with account balances2009-01-011,598
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01176

Financial Data on INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN

Measure Date Value
2012 : INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,380
Total income from all sources (including contributions)2012-12-31$14,025,801
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$5,678,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,649,788
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$7,257,914
Value of total assets at end of year2012-12-31$62,261,578
Value of total assets at beginning of year2012-12-31$53,916,059
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$29,114
Total interest from all sources2012-12-31$69,103
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$632,518
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$632,518
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,503,300
Participant contributions at end of year2012-12-31$2,281,181
Participant contributions at beginning of year2012-12-31$2,193,005
Participant contributions at end of year2012-12-31$77
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$181,815
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$256
Other income not declared elsewhere2012-12-31$40,890
Administrative expenses (other) incurred2012-12-31$24,114
Liabilities. Value of operating payables at beginning of year2012-12-31$1,124
Total non interest bearing cash at end of year2012-12-31$553
Total non interest bearing cash at beginning of year2012-12-31$127,604
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$8,346,899
Value of net assets at end of year (total assets less liabilities)2012-12-31$62,261,578
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$53,914,679
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$5,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$37,355,185
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$32,401,378
Interest on participant loans2012-12-31$69,103
Value of interest in common/collective trusts at end of year2012-12-31$22,009,898
Value of interest in common/collective trusts at beginning of year2012-12-31$18,620,278
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$614,684
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$573,794
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$16,547
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,078,757
Net investment gain or loss from common/collective trusts2012-12-31$1,946,619
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,572,799
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,633,241
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BDO USA, LLP
Accountancy firm EIN2012-12-31135381590
2011 : INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,380
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$5,321
Total income from all sources (including contributions)2011-12-31$6,418,171
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,088,721
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,029,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$7,423,312
Value of total assets at end of year2011-12-31$53,916,059
Value of total assets at beginning of year2011-12-31$51,590,550
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$59,645
Total interest from all sources2011-12-31$78,000
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$500,417
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$500,417
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,337,981
Participant contributions at end of year2011-12-31$2,193,005
Participant contributions at beginning of year2011-12-31$2,203,661
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$682,364
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$564,724
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$256
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$321
Other income not declared elsewhere2011-12-31$40,058
Administrative expenses (other) incurred2011-12-31$39,645
Liabilities. Value of operating payables at end of year2011-12-31$1,124
Liabilities. Value of operating payables at beginning of year2011-12-31$5,000
Total non interest bearing cash at end of year2011-12-31$127,604
Total non interest bearing cash at beginning of year2011-12-31$105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,329,450
Value of net assets at end of year (total assets less liabilities)2011-12-31$53,914,679
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$51,585,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$20,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$32,401,378
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$32,633,639
Interest on participant loans2011-12-31$78,000
Value of interest in common/collective trusts at end of year2011-12-31$18,620,278
Value of interest in common/collective trusts at beginning of year2011-12-31$16,070,781
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$573,794
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$16,680
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,405,581
Net investment gain or loss from common/collective trusts2011-12-31$-218,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,520,607
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,012,396
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BDO USA, LLP
Accountancy firm EIN2011-12-31135381590
2010 : INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$5,321
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$34,990
Total income from all sources (including contributions)2010-12-31$11,818,210
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$3,706,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,641,650
Value of total corrective distributions2010-12-31$126
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,744,311
Value of total assets at end of year2010-12-31$51,590,550
Value of total assets at beginning of year2010-12-31$43,508,735
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$64,950
Total interest from all sources2010-12-31$88,296
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$466,690
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$466,690
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,106,879
Participant contributions at end of year2010-12-31$2,203,661
Participant contributions at beginning of year2010-12-31$2,010,765
Assets. Other investments not covered elsewhere at end of year2010-12-31$682,364
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$632,051
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$403,026
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$321
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$34,990
Other income not declared elsewhere2010-12-31$50,313
Administrative expenses (other) incurred2010-12-31$44,950
Liabilities. Value of operating payables at end of year2010-12-31$5,000
Total non interest bearing cash at end of year2010-12-31$105
Total non interest bearing cash at beginning of year2010-12-31$114,329
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$8,111,484
Value of net assets at end of year (total assets less liabilities)2010-12-31$51,585,229
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$43,473,745
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$20,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$32,633,639
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$28,593,696
Interest on participant loans2010-12-31$88,296
Value of interest in common/collective trusts at end of year2010-12-31$16,070,781
Value of interest in common/collective trusts at beginning of year2010-12-31$12,157,894
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$20,763
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,047,967
Net investment gain or loss from common/collective trusts2010-12-31$1,420,633
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,234,406
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,620,887
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BDO USA, LLP
Accountancy firm EIN2010-12-31135381590
2009 : INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN

2012: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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