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BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameBROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 004

BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BROOKS BROTHERS GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:BROOKS BROTHERS GROUP, INC.
Employer identification number (EIN):510368883
NAIC Classification:448140
NAIC Description:Family Clothing Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042019-01-01
0042018-01-01
0042017-01-01KEVIN GOSLIN
0042016-01-01KEVIN GOSLIN
0042015-01-01MICHAEL J. DUNN
0042014-01-01JONATHAN THEROUX
0042013-01-01JONATHAN THEROUX
0042012-01-01JONATHAN THEROUX
0042011-01-01JONATHAN THEROUX
0042009-01-01THOMAS FLATLEY

Plan Statistics for BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2019: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,735
Total number of active participants reported on line 7a of the Form 55002019-01-012,646
Number of retired or separated participants receiving benefits2019-01-0140
Number of other retired or separated participants entitled to future benefits2019-01-011,022
Total of all active and inactive participants2019-01-013,708
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0113
Total participants2019-01-013,721
Number of participants with account balances2019-01-013,526
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-019
2018: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014,665
Total number of active participants reported on line 7a of the Form 55002018-01-012,708
Number of retired or separated participants receiving benefits2018-01-0141
Number of other retired or separated participants entitled to future benefits2018-01-01975
Total of all active and inactive participants2018-01-013,724
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0111
Total participants2018-01-013,735
Number of participants with account balances2018-01-013,578
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0116
2017: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-015,111
Total number of active participants reported on line 7a of the Form 55002017-01-013,395
Number of retired or separated participants receiving benefits2017-01-0141
Number of other retired or separated participants entitled to future benefits2017-01-011,218
Total of all active and inactive participants2017-01-014,654
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0111
Total participants2017-01-014,665
Number of participants with account balances2017-01-013,948
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0156
2016: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014,510
Total number of active participants reported on line 7a of the Form 55002016-01-013,700
Number of retired or separated participants receiving benefits2016-01-0127
Number of other retired or separated participants entitled to future benefits2016-01-011,370
Total of all active and inactive participants2016-01-015,097
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0114
Total participants2016-01-015,111
Number of participants with account balances2016-01-014,337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01115
2015: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014,670
Total number of active participants reported on line 7a of the Form 55002015-01-013,257
Number of retired or separated participants receiving benefits2015-01-0116
Number of other retired or separated participants entitled to future benefits2015-01-011,224
Total of all active and inactive participants2015-01-014,497
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0113
Total participants2015-01-014,510
Number of participants with account balances2015-01-014,097
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01186
2014: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-014,316
Total number of active participants reported on line 7a of the Form 55002014-01-013,535
Number of retired or separated participants receiving benefits2014-01-017
Number of other retired or separated participants entitled to future benefits2014-01-011,119
Total of all active and inactive participants2014-01-014,661
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-019
Total participants2014-01-014,670
Number of participants with account balances2014-01-013,715
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01171
2013: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015,024
Total number of active participants reported on line 7a of the Form 55002013-01-013,132
Number of retired or separated participants receiving benefits2013-01-0117
Number of other retired or separated participants entitled to future benefits2013-01-011,155
Total of all active and inactive participants2013-01-014,304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0112
Total participants2013-01-014,316
Number of participants with account balances2013-01-013,801
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01179
2012: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014,537
Total number of active participants reported on line 7a of the Form 55002012-01-014,049
Number of retired or separated participants receiving benefits2012-01-0133
Number of other retired or separated participants entitled to future benefits2012-01-01933
Total of all active and inactive participants2012-01-015,015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-019
Total participants2012-01-015,024
Number of participants with account balances2012-01-013,681
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01192
2011: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-014,293
Total number of active participants reported on line 7a of the Form 55002011-01-013,625
Number of retired or separated participants receiving benefits2011-01-0138
Number of other retired or separated participants entitled to future benefits2011-01-01858
Total of all active and inactive participants2011-01-014,521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0116
Total participants2011-01-014,537
Number of participants with account balances2011-01-013,384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01144
2009: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013,691
Total number of active participants reported on line 7a of the Form 55002009-01-013,460
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-01166
Total of all active and inactive participants2009-01-013,628
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-013,628
Number of participants with account balances2009-01-011,732
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0157

Financial Data on BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2019 : BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$44,983,951
Total income from all sources (including contributions)2019-12-31$44,983,951
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$16,378,176
Total of all expenses incurred2019-12-31$16,378,176
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$16,308,112
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$16,308,112
Expenses. Certain deemed distributions of participant loans2019-12-31$5,837
Expenses. Certain deemed distributions of participant loans2019-12-31$5,837
Value of total corrective distributions2019-12-31$0
Value of total corrective distributions2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$11,414,649
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$11,414,649
Value of total assets at end of year2019-12-31$181,422,964
Value of total assets at end of year2019-12-31$181,422,964
Value of total assets at beginning of year2019-12-31$152,817,189
Value of total assets at beginning of year2019-12-31$152,817,189
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$64,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$64,227
Total income from rents2019-12-31$0
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$323,492
Total interest from all sources2019-12-31$323,492
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$5,333,246
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$5,333,246
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$5,333,246
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$5,333,246
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$6,630,422
Contributions received from participants2019-12-31$6,630,422
Participant contributions at end of year2019-12-31$3,165,445
Participant contributions at end of year2019-12-31$3,165,445
Participant contributions at beginning of year2019-12-31$2,765,828
Participant contributions at beginning of year2019-12-31$2,765,828
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,049,064
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,049,064
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Administrative expenses (other) incurred2019-12-31$64,227
Administrative expenses (other) incurred2019-12-31$64,227
Liabilities. Value of operating payables at end of year2019-12-31$0
Liabilities. Value of operating payables at end of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$28,605,775
Value of net income/loss2019-12-31$28,605,775
Value of net assets at end of year (total assets less liabilities)2019-12-31$181,422,964
Value of net assets at end of year (total assets less liabilities)2019-12-31$181,422,964
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$152,817,189
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$152,817,189
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Investment advisory and management fees2019-12-31$0
Investment advisory and management fees2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$165,204,649
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$165,204,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$136,883,834
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$136,883,834
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Interest on participant loans2019-12-31$164,357
Interest on participant loans2019-12-31$164,357
Income. Interest from loans (other than to participants)2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$0
Interest earned on other investments2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in master investment trust accounts at end of year2019-12-31$0
Value of interest in master investment trust accounts at end of year2019-12-31$0
Value of interest in master investment trust accounts at beginning of year2019-12-31$0
Value of interest in master investment trust accounts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$3,977,565
Value of interest in common/collective trusts at end of year2019-12-31$3,977,565
Value of interest in common/collective trusts at beginning of year2019-12-31$4,107,258
Value of interest in common/collective trusts at beginning of year2019-12-31$4,107,258
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$9,075,305
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$9,075,305
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$9,060,269
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$9,060,269
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$9,060,269
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$9,060,269
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$159,135
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$159,135
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$27,736,075
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$27,736,075
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$176,489
Net investment gain or loss from common/collective trusts2019-12-31$176,489
Net gain/loss from 103.12 investment entities2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31Yes
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Assets. Value of employer real property at end of year2019-12-31$0
Assets. Value of employer real property at end of year2019-12-31$0
Assets. Value of employer real property at beginning of year2019-12-31$0
Assets. Value of employer real property at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$3,735,163
Contributions received in cash from employer2019-12-31$3,735,163
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$16,308,112
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$16,308,112
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Contract administrator fees2019-12-31$0
Contract administrator fees2019-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at end of year2019-12-31$0
Liabilities. Value of benefit claims payable at end of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm name2019-12-31FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2019-12-31061648707
Accountancy firm EIN2019-12-31061648707
2018 : BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Expenses. Interest paid2018-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$0
Total income from all sources (including contributions)2018-12-31$4,906,542
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$24,479,597
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$24,374,862
Expenses. Certain deemed distributions of participant loans2018-12-31$14,751
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$11,734,001
Value of total assets at end of year2018-12-31$152,817,189
Value of total assets at beginning of year2018-12-31$172,390,244
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$89,984
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$274,111
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$7,298,043
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$7,298,043
Assets. Real estate other than employer real property at end of year2018-12-31$0
Assets. Real estate other than employer real property at beginning of year2018-12-31$0
Administrative expenses professional fees incurred2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$6,500,547
Participant contributions at end of year2018-12-31$2,765,828
Participant contributions at beginning of year2018-12-31$3,144,765
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,434,783
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Assets. Loans (other than to participants) at end of year2018-12-31$0
Assets. Loans (other than to participants) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$0
Administrative expenses (other) incurred2018-12-31$89,984
Liabilities. Value of operating payables at end of year2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-19,573,055
Value of net assets at end of year (total assets less liabilities)2018-12-31$152,817,189
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$172,390,244
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$0
Assets. partnership/joint venture interests at beginning of year2018-12-31$0
Investment advisory and management fees2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$136,883,834
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$156,750,270
Value of interest in pooled separate accounts at end of year2018-12-31$0
Value of interest in pooled separate accounts at beginning of year2018-12-31$0
Interest on participant loans2018-12-31$146,190
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$0
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in master investment trust accounts at end of year2018-12-31$0
Value of interest in master investment trust accounts at beginning of year2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$4,107,258
Value of interest in common/collective trusts at beginning of year2018-12-31$4,403,538
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$9,060,269
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$8,091,671
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$8,091,671
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$127,921
Assets. Value of investments in 103.12 investment entities at end of year2018-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Asset value of US Government securities at end of year2018-12-31$0
Asset value of US Government securities at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-14,439,516
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$39,903
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31Yes
Assets. Invements in employer securities at end of year2018-12-31$0
Assets. Invements in employer securities at beginning of year2018-12-31$0
Assets. Value of employer real property at end of year2018-12-31$0
Assets. Value of employer real property at beginning of year2018-12-31$0
Contributions received in cash from employer2018-12-31$3,798,671
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$24,374,862
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$0
Contract administrator fees2018-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$0
Liabilities. Value of benefit claims payable at end of year2018-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2018-12-31061648707
2017 : BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$38,278,299
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$18,091,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$17,976,820
Expenses. Certain deemed distributions of participant loans2017-12-31$10,379
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$11,374,536
Value of total assets at end of year2017-12-31$172,390,244
Value of total assets at beginning of year2017-12-31$152,203,592
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$104,448
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$189,514
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$6,872,980
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$6,872,980
Assets. Real estate other than employer real property at end of year2017-12-31$0
Assets. Real estate other than employer real property at beginning of year2017-12-31$0
Administrative expenses professional fees incurred2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$6,780,793
Participant contributions at end of year2017-12-31$3,144,765
Participant contributions at beginning of year2017-12-31$3,377,532
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$640,997
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Assets. Loans (other than to participants) at end of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$0
Administrative expenses (other) incurred2017-12-31$104,448
Liabilities. Value of operating payables at end of year2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$20,186,652
Value of net assets at end of year (total assets less liabilities)2017-12-31$172,390,244
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$152,203,592
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$156,750,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$135,154,596
Value of interest in pooled separate accounts at end of year2017-12-31$0
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$148,328
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$0
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in master investment trust accounts at end of year2017-12-31$0
Value of interest in master investment trust accounts at beginning of year2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$4,403,538
Value of interest in common/collective trusts at beginning of year2017-12-31$4,629,466
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$8,091,671
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$9,041,998
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$9,041,998
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$41,186
Assets. Value of investments in 103.12 investment entities at end of year2017-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2017-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Asset value of US Government securities at end of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$19,811,796
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$29,473
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Assets. Value of employer real property at end of year2017-12-31$0
Assets. Value of employer real property at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$3,952,746
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$17,976,820
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$0
Contract administrator fees2017-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$0
Liabilities. Value of benefit claims payable at end of year2017-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2017-12-31061648707
2016 : BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$21,574,964
Total of all expenses incurred2016-12-31$23,028,424
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$22,873,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$12,369,071
Value of total assets at end of year2016-12-31$152,268,740
Value of total assets at beginning of year2016-12-31$153,722,200
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$155,351
Total interest from all sources2016-12-31$157,716
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,242,107
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,242,107
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2016-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$7,066,712
Participant contributions at end of year2016-12-31$3,442,682
Participant contributions at beginning of year2016-12-31$3,544,830
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,214,271
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-1,453,460
Value of net assets at end of year (total assets less liabilities)2016-12-31$152,268,740
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$153,722,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$155,351
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$135,154,594
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$135,987,563
Interest on participant loans2016-12-31$153,737
Value of interest in common/collective trusts at end of year2016-12-31$4,629,466
Value of interest in common/collective trusts at beginning of year2016-12-31$4,498,855
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$9,041,998
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$8,647,721
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$8,647,721
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$3,979
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,769,115
Net investment gain or loss from common/collective trusts2016-12-31$36,955
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$4,088,088
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$1,043,231
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$22,873,073
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2016-12-31061648707
2015 : BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total transfer of assets to this plan2015-12-31$7,994,886
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$14,561,948
Total of all expenses incurred2015-12-31$15,590,227
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$15,498,119
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$12,839,465
Value of total assets at end of year2015-12-31$153,722,200
Value of total assets at beginning of year2015-12-31$146,755,593
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$92,108
Total interest from all sources2015-12-31$149,370
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$6,276,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$6,276,601
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2015-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$7,988,555
Participant contributions at end of year2015-12-31$3,544,830
Participant contributions at beginning of year2015-12-31$3,568,541
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$295,906
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,028,279
Value of net assets at end of year (total assets less liabilities)2015-12-31$153,722,200
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$146,755,593
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$92,108
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$135,987,563
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$129,894,262
Interest on participant loans2015-12-31$149,781
Value of interest in common/collective trusts at end of year2015-12-31$4,498,855
Value of interest in common/collective trusts at beginning of year2015-12-31$3,899,299
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$8,647,721
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$8,417,578
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$8,417,578
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$-411
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-4,722,985
Net investment gain or loss from common/collective trusts2015-12-31$19,497
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,850,910
Employer contributions (assets) at end of year2015-12-31$1,043,231
Employer contributions (assets) at beginning of year2015-12-31$680,007
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$15,498,119
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2015-12-31061648707
2014 : BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$8,132
Total income from all sources (including contributions)2014-12-31$20,817,389
Total of all expenses incurred2014-12-31$12,855,926
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$12,825,326
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$12,440,194
Value of total assets at end of year2014-12-31$146,755,593
Value of total assets at beginning of year2014-12-31$138,802,262
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$30,600
Total interest from all sources2014-12-31$146,655
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$7,770,573
Participant contributions at end of year2014-12-31$3,568,541
Participant contributions at beginning of year2014-12-31$3,248,793
Participant contributions at end of year2014-12-31$295,906
Participant contributions at beginning of year2014-12-31$245,991
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$8,132
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$7,961,463
Value of net assets at end of year (total assets less liabilities)2014-12-31$146,755,593
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$138,794,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$30,600
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$129,894,262
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$121,420,069
Interest on participant loans2014-12-31$145,553
Value of interest in common/collective trusts at end of year2014-12-31$3,899,299
Value of interest in common/collective trusts at beginning of year2014-12-31$3,438,715
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$8,417,578
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$9,749,636
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$9,749,636
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1,102
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$8,195,457
Net investment gain or loss from common/collective trusts2014-12-31$35,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$4,669,621
Employer contributions (assets) at end of year2014-12-31$680,007
Employer contributions (assets) at beginning of year2014-12-31$699,058
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$12,825,326
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2014-12-31061648707
2013 : BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$8,132
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$16,400
Total income from all sources (including contributions)2013-12-31$35,289,901
Total of all expenses incurred2013-12-31$9,908,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$9,872,701
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$12,039,409
Value of total assets at end of year2013-12-31$138,802,262
Value of total assets at beginning of year2013-12-31$113,429,542
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$36,212
Total interest from all sources2013-12-31$130,026
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$7,476,517
Participant contributions at end of year2013-12-31$3,248,793
Participant contributions at beginning of year2013-12-31$2,918,590
Participant contributions at end of year2013-12-31$245,991
Participant contributions at beginning of year2013-12-31$219,262
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$8,132
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$16,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$25,380,988
Value of net assets at end of year (total assets less liabilities)2013-12-31$138,794,130
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$113,413,142
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$36,212
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$121,420,069
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$93,217,017
Interest on participant loans2013-12-31$128,933
Value of interest in common/collective trusts at end of year2013-12-31$3,438,715
Value of interest in common/collective trusts at beginning of year2013-12-31$4,133,270
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$9,749,636
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$12,032,049
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$12,032,049
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$1,093
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$23,087,030
Net investment gain or loss from common/collective trusts2013-12-31$33,436
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$4,562,892
Employer contributions (assets) at end of year2013-12-31$699,058
Employer contributions (assets) at beginning of year2013-12-31$909,354
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$9,872,701
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FIONDELLA, MILONE AND LASARCINA LLP
Accountancy firm EIN2013-12-31061648707
2012 : BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$16,400
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$16,820
Total income from all sources (including contributions)2012-12-31$22,915,731
Total of all expenses incurred2012-12-31$8,463,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$8,397,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$11,325,540
Value of total assets at end of year2012-12-31$113,429,542
Value of total assets at beginning of year2012-12-31$98,977,905
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$66,649
Total interest from all sources2012-12-31$121,329
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$6,803,370
Participant contributions at end of year2012-12-31$2,918,590
Participant contributions at beginning of year2012-12-31$2,274,560
Participant contributions at end of year2012-12-31$219,262
Participant contributions at beginning of year2012-12-31$164,122
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$16,400
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$16,820
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$14,452,057
Value of net assets at end of year (total assets less liabilities)2012-12-31$113,413,142
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$98,961,085
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$66,649
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$93,217,017
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$79,217,019
Interest on participant loans2012-12-31$120,217
Value of interest in common/collective trusts at end of year2012-12-31$4,133,270
Value of interest in common/collective trusts at beginning of year2012-12-31$4,627,840
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$12,032,049
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$11,103,296
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$11,103,296
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,112
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$11,417,143
Net investment gain or loss from common/collective trusts2012-12-31$51,719
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,522,170
Employer contributions (assets) at end of year2012-12-31$909,354
Employer contributions (assets) at beginning of year2012-12-31$1,591,068
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$8,397,025
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FIONDELLA, MILONE & LASARACINA, LLP
Accountancy firm EIN2012-12-31061648707
2011 : BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$16,820
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$14,940
Total income from all sources (including contributions)2011-12-31$10,881,044
Total of all expenses incurred2011-12-31$7,797,848
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$7,729,762
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$11,180,478
Value of total assets at end of year2011-12-31$98,977,905
Value of total assets at beginning of year2011-12-31$95,892,829
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$68,086
Total interest from all sources2011-12-31$108,014
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$6,132,296
Participant contributions at end of year2011-12-31$2,274,560
Participant contributions at beginning of year2011-12-31$2,339,678
Participant contributions at end of year2011-12-31$164,122
Participant contributions at beginning of year2011-12-31$140,206
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$16,820
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$14,940
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$3,083,196
Value of net assets at end of year (total assets less liabilities)2011-12-31$98,961,085
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$95,877,889
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$68,086
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$79,217,019
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$78,116,304
Interest on participant loans2011-12-31$106,953
Value of interest in common/collective trusts at end of year2011-12-31$4,627,840
Value of interest in common/collective trusts at beginning of year2011-12-31$4,606,682
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$11,103,296
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$10,416,084
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$10,416,084
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,061
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-465,048
Net investment gain or loss from common/collective trusts2011-12-31$57,600
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$5,048,182
Employer contributions (assets) at end of year2011-12-31$1,591,068
Employer contributions (assets) at beginning of year2011-12-31$273,875
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$7,729,762
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FIONDELLA, MILONE & LASARACINA, LLP
Accountancy firm EIN2011-12-31061648707
2010 : BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total transfer of assets to this plan2010-12-31$69,277,082
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$14,940
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$8,863
Total income from all sources (including contributions)2010-12-31$14,081,334
Total of all expenses incurred2010-12-31$4,365,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,316,760
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,330,592
Value of total assets at end of year2010-12-31$95,892,829
Value of total assets at beginning of year2010-12-31$16,883,873
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$48,508
Total interest from all sources2010-12-31$75,911
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,899,776
Participant contributions at end of year2010-12-31$2,339,678
Participant contributions at beginning of year2010-12-31$879,058
Participant contributions at end of year2010-12-31$140,206
Participant contributions at beginning of year2010-12-31$39,054
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$14,940
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$8,863
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$9,716,066
Value of net assets at end of year (total assets less liabilities)2010-12-31$95,877,889
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$16,875,010
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$48,508
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$78,116,304
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$14,245,810
Interest on participant loans2010-12-31$74,796
Value of interest in common/collective trusts at end of year2010-12-31$4,606,682
Value of interest in common/collective trusts at beginning of year2010-12-31$523,320
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$10,416,084
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,196,631
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,196,631
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,115
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$8,643,891
Net investment gain or loss from common/collective trusts2010-12-31$30,940
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,430,816
Employer contributions (assets) at end of year2010-12-31$273,875
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,316,760
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FIONDELLA, MILONE & LASARACINA,LLP
Accountancy firm EIN2010-12-31061648707

Form 5500 Responses for BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN

2019: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: BROOKS BROTHERS 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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