401k Plan data: SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN plan

SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN
Plan identification number	001

SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SURGICAL ASSOCIATES, P.A. has sponsored the creation of one or more 401k plans.

Company Name: SURGICAL ASSOCIATES, P.A.

Employer identification number (EIN): 510384948

NAIC Classification: 621112
NAIC Description: Offices of Physicians, Mental Health Specialists

Additional information about SURGICAL ASSOCIATES, P.A.

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 2952775

More information about SURGICAL ASSOCIATES, P.A.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01 SEAN M. MACE 2015-09-18
001 2013-01-01 SEAN M. MACE 2014-10-13
001 2012-01-01 SEAN M. MACE
001 2011-01-01 SEAN M. MACE
001 2010-01-01 SEAN MACE SEAN MACE 2011-07-19
001 2009-01-01 SEAN MACE
001 2009-01-01 SEAN MACE SEAN MACE 2010-07-30
001 2009-01-01 SEAN MACE SEAN MACE 2010-07-30
001 2009-01-01 SEAN MACE SEAN MACE 2010-07-30

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01	SEAN M. MACE	2015-09-18
001	2013-01-01	SEAN M. MACE	2014-10-13
001	2012-01-01	SEAN M. MACE
001	2011-01-01	SEAN M. MACE
001	2010-01-01	SEAN MACE		SEAN MACE	2011-07-19
001	2009-01-01	SEAN MACE
001	2009-01-01	SEAN MACE		SEAN MACE	2010-07-30
001	2009-01-01	SEAN MACE		SEAN MACE	2010-07-30
001	2009-01-01	SEAN MACE		SEAN MACE	2010-07-30

Plan Statistics for SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN

Measure Date Value
2012: SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 9
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 5
Total of all active and inactive participants 2012-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 15
Number of participants with account balances 2012-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 10
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 6
Total of all active and inactive participants 2011-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 16
Number of participants with account balances 2011-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2010: SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 12
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 5
Total of all active and inactive participants 2010-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 17
Number of participants with account balances 2010-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 14
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 5
Total of all active and inactive participants 2009-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 19
Number of participants with account balances 2009-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2012: SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	9
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	5
Total of all active and inactive participants	2012-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	15
Number of participants with account balances	2012-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	10
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	6
Total of all active and inactive participants	2011-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	16
Number of participants with account balances	2011-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2010: SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	12
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	5
Total of all active and inactive participants	2010-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	17
Number of participants with account balances	2010-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	14
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	5
Total of all active and inactive participants	2009-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	19
Number of participants with account balances	2009-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2012 : SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$409,166
Expenses. Total of all expenses incurred	2012-12-31	$516,130
Benefits paid (including direct rollovers)	2012-12-31	$515,155
Total plan assets at end of year	2012-12-31	$1,694,643
Total plan assets at beginning of year	2012-12-31	$1,801,607
Value of fidelity bond covering the plan	2012-12-31	$200,000
Total contributions received or receivable from participants	2012-12-31	$63,227
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$236,686
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$-106,964
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,694,643
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,801,607
Total contributions received or receivable from employer(s)	2012-12-31	$109,253
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$975
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$31,052
Expenses. Total of all expenses incurred	2011-12-31	$58,901
Benefits paid (including direct rollovers)	2011-12-31	$58,201
Total plan assets at end of year	2011-12-31	$1,801,607
Total plan assets at beginning of year	2011-12-31	$1,829,456
Value of fidelity bond covering the plan	2011-12-31	$265,000
Total contributions received or receivable from participants	2011-12-31	$72,375
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-142,907
Net income (gross income less expenses)	2011-12-31	$-27,849
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,801,607
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,829,456
Total contributions received or receivable from employer(s)	2011-12-31	$101,584
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$700
2010 : SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$421,279
Expenses. Total of all expenses incurred	2010-12-31	$39,394
Benefits paid (including direct rollovers)	2010-12-31	$38,619
Total plan assets at end of year	2010-12-31	$1,829,456
Total plan assets at beginning of year	2010-12-31	$1,447,571
Value of fidelity bond covering the plan	2010-12-31	$265,000
Total contributions received or receivable from participants	2010-12-31	$130,497
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$232,379
Net income (gross income less expenses)	2010-12-31	$381,885
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,829,456
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,447,571
Assets. Value of participant loans	2010-12-31	$81
Total contributions received or receivable from employer(s)	2010-12-31	$58,403
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$775

Form 5500 Responses for SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN

2012: SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SURGICAL ASSOCIATES, P.A. SAFE HARBOR 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	SURGICAL ASSOCIATES, P.A.
Employer identification number (EIN):	510384948
NAIC Classification:	621112
NAIC Description:	Offices of Physicians, Mental Health Specialists

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	2952775