THE BANK OF NEW YORK MELLON has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2014 : CF DV GLOBAL ALPHA II FUND 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-10-31 | $496 |
| Total unrealized appreciation/depreciation of assets | 2014-10-31 | $496 |
| Total transfer of assets to this plan | 2014-10-31 | $0 |
| Total transfer of assets from this plan | 2014-10-31 | $42,659,005 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-10-31 | $13,560,334 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-10-31 | $620,618 |
| Total income from all sources (including contributions) | 2014-10-31 | $617,273 |
| Total loss/gain on sale of assets | 2014-10-31 | $356 |
| Total of all expenses incurred | 2014-10-31 | $13,954 |
| Value of total assets at end of year | 2014-10-31 | $13,560,334 |
| Value of total assets at beginning of year | 2014-10-31 | $42,676,304 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-10-31 | $13,954 |
| Total interest from all sources | 2014-10-31 | $2,764 |
| Administrative expenses professional fees incurred | 2014-10-31 | $18,460 |
| Assets. Other investments not covered elsewhere at end of year | 2014-10-31 | $361,788 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-10-31 | $887,004 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-10-31 | $10,156 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-10-31 | $5,468 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-10-31 | $13,560,334 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-10-31 | $620,618 |
| Other income not declared elsewhere | 2014-10-31 | $611,697 |
| Administrative expenses (other) incurred | 2014-10-31 | $-4,506 |
| Total non interest bearing cash at end of year | 2014-10-31 | $155 |
| Value of net income/loss | 2014-10-31 | $603,319 |
| Value of net assets at end of year (total assets less liabilities) | 2014-10-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-10-31 | $42,055,686 |
| Interest earned on other investments | 2014-10-31 | $1,294 |
| Income. Interest from US Government securities | 2014-10-31 | $1,470 |
| Value of interest in common/collective trusts at end of year | 2014-10-31 | $13,188,235 |
| Value of interest in common/collective trusts at beginning of year | 2014-10-31 | $5,786,128 |
| Asset value of US Government securities at beginning of year | 2014-10-31 | $35,997,704 |
| Net investment gain or loss from common/collective trusts | 2014-10-31 | $1,960 |
| Aggregate proceeds on sale of assets | 2014-10-31 | $59,204,917 |
| Aggregate carrying amount (costs) on sale of assets | 2014-10-31 | $59,204,561 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-06-30 | $-2,545 |
| Total unrealized appreciation/depreciation of assets | 2014-06-30 | $-2,545 |
| Total transfer of assets to this plan | 2014-06-30 | $8,100,388 |
| Total transfer of assets from this plan | 2014-06-30 | $54,113,549 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-30 | $620,618 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-30 | $5,220,977 |
| Total income from all sources (including contributions) | 2014-06-30 | $-1,639,602 |
| Total loss/gain on sale of assets | 2014-06-30 | $511 |
| Total of all expenses incurred | 2014-06-30 | $34,697 |
| Value of total assets at end of year | 2014-06-30 | $42,676,304 |
| Value of total assets at beginning of year | 2014-06-30 | $94,964,123 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-06-30 | $34,697 |
| Total interest from all sources | 2014-06-30 | $21,360 |
| Administrative expenses professional fees incurred | 2014-06-30 | $30,528 |
| Participant contributions at beginning of year | 2014-06-30 | $223 |
| Assets. Other investments not covered elsewhere at end of year | 2014-06-30 | $887,004 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-06-30 | $2,691,024 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-06-30 | $5,468 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-06-30 | $1,163 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-06-30 | $620,618 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-06-30 | $5,220,977 |
| Other income not declared elsewhere | 2014-06-30 | $-1,668,300 |
| Administrative expenses (other) incurred | 2014-06-30 | $4,169 |
| Value of net income/loss | 2014-06-30 | $-1,674,299 |
| Value of net assets at end of year (total assets less liabilities) | 2014-06-30 | $42,055,686 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-06-30 | $89,743,146 |
| Interest earned on other investments | 2014-06-30 | $-1,817 |
| Income. Interest from US Government securities | 2014-06-30 | $23,177 |
| Value of interest in common/collective trusts at end of year | 2014-06-30 | $5,786,128 |
| Value of interest in common/collective trusts at beginning of year | 2014-06-30 | $13,589,027 |
| Asset value of US Government securities at end of year | 2014-06-30 | $35,997,704 |
| Asset value of US Government securities at beginning of year | 2014-06-30 | $78,682,686 |
| Net investment gain or loss from common/collective trusts | 2014-06-30 | $9,372 |
| Aggregate proceeds on sale of assets | 2014-06-30 | $344,123,971 |
| Aggregate carrying amount (costs) on sale of assets | 2014-06-30 | $344,123,460 |
| 2013 : CF DV GLOBAL ALPHA II FUND 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-06-30 | $-3,865 |
| Total unrealized appreciation/depreciation of assets | 2013-06-30 | $-3,865 |
| Total transfer of assets to this plan | 2013-06-30 | $950,024 |
| Total transfer of assets from this plan | 2013-06-30 | $25,253,586 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-06-30 | $5,220,977 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-06-30 | $1,578,798 |
| Total income from all sources (including contributions) | 2013-06-30 | $2,324,416 |
| Total loss/gain on sale of assets | 2013-06-30 | $688 |
| Total of all expenses incurred | 2013-06-30 | $38,114 |
| Value of total assets at end of year | 2013-06-30 | $94,964,123 |
| Value of total assets at beginning of year | 2013-06-30 | $113,339,204 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-06-30 | $38,114 |
| Total interest from all sources | 2013-06-30 | $68,644 |
| Administrative expenses professional fees incurred | 2013-06-30 | $30,900 |
| Participant contributions at end of year | 2013-06-30 | $223 |
| Assets. Other investments not covered elsewhere at end of year | 2013-06-30 | $2,691,024 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-06-30 | $3,060,166 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-06-30 | $1,163 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-06-30 | $2,066 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-06-30 | $5,220,977 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-06-30 | $1,578,798 |
| Other income not declared elsewhere | 2013-06-30 | $2,236,856 |
| Administrative expenses (other) incurred | 2013-06-30 | $7,214 |
| Value of net income/loss | 2013-06-30 | $2,286,302 |
| Value of net assets at end of year (total assets less liabilities) | 2013-06-30 | $89,743,146 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-06-30 | $111,760,406 |
| Interest earned on other investments | 2013-06-30 | $-13,026 |
| Income. Interest from US Government securities | 2013-06-30 | $81,670 |
| Value of interest in common/collective trusts at end of year | 2013-06-30 | $13,589,027 |
| Value of interest in common/collective trusts at beginning of year | 2013-06-30 | $16,252,988 |
| Asset value of US Government securities at end of year | 2013-06-30 | $78,682,686 |
| Asset value of US Government securities at beginning of year | 2013-06-30 | $94,023,984 |
| Net investment gain or loss from common/collective trusts | 2013-06-30 | $22,093 |
| Aggregate proceeds on sale of assets | 2013-06-30 | $370,624,353 |
| Aggregate carrying amount (costs) on sale of assets | 2013-06-30 | $370,623,665 |
| 2012 : CF DV GLOBAL ALPHA II FUND 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-06-30 | $1,618 |
| Total unrealized appreciation/depreciation of assets | 2012-06-30 | $1,618 |
| Total transfer of assets to this plan | 2012-06-30 | $517,128 |
| Total transfer of assets from this plan | 2012-06-30 | $111,163,144 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-06-30 | $1,578,798 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-06-30 | $10,829,148 |
| Total income from all sources (including contributions) | 2012-06-30 | $-1,337,338 |
| Total loss/gain on sale of assets | 2012-06-30 | $394 |
| Total of all expenses incurred | 2012-06-30 | $43,529 |
| Value of total assets at end of year | 2012-06-30 | $113,339,204 |
| Value of total assets at beginning of year | 2012-06-30 | $234,750,534 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-06-30 | $43,529 |
| Total interest from all sources | 2012-06-30 | $58,296 |
| Administrative expenses professional fees incurred | 2012-06-30 | $30,000 |
| Assets. Other investments not covered elsewhere at end of year | 2012-06-30 | $3,060,166 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-06-30 | $4,532,802 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-06-30 | $2,066 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-06-30 | $4,604 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-06-30 | $1,578,798 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-06-30 | $10,829,148 |
| Other income not declared elsewhere | 2012-06-30 | $-1,425,068 |
| Administrative expenses (other) incurred | 2012-06-30 | $13,529 |
| Value of net income/loss | 2012-06-30 | $-1,380,867 |
| Value of net assets at end of year (total assets less liabilities) | 2012-06-30 | $111,760,406 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-06-30 | $223,921,386 |
| Interest earned on other investments | 2012-06-30 | $3,267 |
| Income. Interest from US Government securities | 2012-06-30 | $55,029 |
| Value of interest in common/collective trusts at end of year | 2012-06-30 | $16,252,988 |
| Value of interest in common/collective trusts at beginning of year | 2012-06-30 | $38,790,355 |
| Asset value of US Government securities at end of year | 2012-06-30 | $94,023,984 |
| Asset value of US Government securities at beginning of year | 2012-06-30 | $191,422,773 |
| Net investment gain or loss from common/collective trusts | 2012-06-30 | $27,422 |
| Aggregate proceeds on sale of assets | 2012-06-30 | $687,987,505 |
| Aggregate carrying amount (costs) on sale of assets | 2012-06-30 | $687,987,111 |
| 2011 : CF DV GLOBAL ALPHA II FUND 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-06-30 | $8,955 |
| Total unrealized appreciation/depreciation of assets | 2011-06-30 | $8,955 |
| Total transfer of assets to this plan | 2011-06-30 | $1,574,348 |
| Total transfer of assets from this plan | 2011-06-30 | $61,262,574 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-06-30 | $10,829,148 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-06-30 | $2,624,994 |
| Total income from all sources (including contributions) | 2011-06-30 | $16,041,621 |
| Total loss/gain on sale of assets | 2011-06-30 | $926 |
| Total of all expenses incurred | 2011-06-30 | $58,595 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-06-30 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-06-30 | $0 |
| Value of total assets at end of year | 2011-06-30 | $234,750,534 |
| Value of total assets at beginning of year | 2011-06-30 | $270,251,580 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-06-30 | $58,595 |
| Total interest from all sources | 2011-06-30 | $278,171 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-06-30 | $0 |
| Administrative expenses professional fees incurred | 2011-06-30 | $46,288 |
| Assets. Other investments not covered elsewhere at end of year | 2011-06-30 | $4,532,802 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-06-30 | $19,434,054 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-06-30 | $4,604 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-06-30 | $5,826 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-06-30 | $10,829,148 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-06-30 | $2,624,994 |
| Other income not declared elsewhere | 2011-06-30 | $15,664,699 |
| Administrative expenses (other) incurred | 2011-06-30 | $12,307 |
| Value of net income/loss | 2011-06-30 | $15,983,026 |
| Value of net assets at end of year (total assets less liabilities) | 2011-06-30 | $223,921,386 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-06-30 | $267,626,586 |
| Income. Interest from US Government securities | 2011-06-30 | $278,171 |
| Value of interest in common/collective trusts at end of year | 2011-06-30 | $38,790,355 |
| Value of interest in common/collective trusts at beginning of year | 2011-06-30 | $21,247,049 |
| Asset value of US Government securities at end of year | 2011-06-30 | $191,422,773 |
| Asset value of US Government securities at beginning of year | 2011-06-30 | $229,564,651 |
| Net investment gain or loss from common/collective trusts | 2011-06-30 | $88,870 |
| Aggregate proceeds on sale of assets | 2011-06-30 | $938,108,153 |
| Aggregate carrying amount (costs) on sale of assets | 2011-06-30 | $938,107,227 |
| 2010 : CF DV GLOBAL ALPHA II FUND 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-06-30 | $-5,252 |
| Total unrealized appreciation/depreciation of assets | 2010-06-30 | $-5,252 |
| Total transfer of assets to this plan | 2010-06-30 | $29,071,184 |
| Total transfer of assets from this plan | 2010-06-30 | $31,332,524 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-06-30 | $2,624,994 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-06-30 | $2,097,014 |
| Total income from all sources (including contributions) | 2010-06-30 | $22,655,129 |
| Total loss/gain on sale of assets | 2010-06-30 | $0 |
| Total of all expenses incurred | 2010-06-30 | $53,776 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-06-30 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-06-30 | $0 |
| Value of total assets at end of year | 2010-06-30 | $270,251,580 |
| Value of total assets at beginning of year | 2010-06-30 | $249,383,587 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-06-30 | $53,776 |
| Total interest from all sources | 2010-06-30 | $2,966 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-06-30 | $0 |
| Administrative expenses professional fees incurred | 2010-06-30 | $53,776 |
| Assets. Other investments not covered elsewhere at end of year | 2010-06-30 | $19,434,054 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-06-30 | $2,500,575 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-06-30 | $5,826 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-06-30 | $158,931 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-06-30 | $2,624,994 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-06-30 | $2,097,014 |
| Other income not declared elsewhere | 2010-06-30 | $15,984,366 |
| Value of net income/loss | 2010-06-30 | $22,601,353 |
| Value of net assets at end of year (total assets less liabilities) | 2010-06-30 | $267,626,586 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-06-30 | $247,286,573 |
| Income. Interest from US Government securities | 2010-06-30 | $2,966 |
| Value of interest in common/collective trusts at end of year | 2010-06-30 | $21,247,049 |
| Value of interest in common/collective trusts at beginning of year | 2010-06-30 | $234,677,765 |
| Asset value of US Government securities at end of year | 2010-06-30 | $229,564,651 |
| Asset value of US Government securities at beginning of year | 2010-06-30 | $12,046,316 |
| Net investment gain or loss from common/collective trusts | 2010-06-30 | $6,673,049 |
