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THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 401k Plan overview

Plan NameTHE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS
Plan identification number 005

THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

JOHNS HOPKINS UNIVERSITY OFFICE OF BENEFITS SERVICES has sponsored the creation of one or more 401k plans.

Company Name:JOHNS HOPKINS UNIVERSITY OFFICE OF BENEFITS SERVICES
Employer identification number (EIN):520595110
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052022-01-01JOEL SEARFOSS2023-10-13
0052021-01-01JOEL SEARFOSS2022-10-10
0052020-01-01JOEL SEARFOSS2021-10-12
0052019-01-01JOEL SEARFOSS2020-10-09
0052018-01-01JOEL SEARFOSS2019-10-10
0052017-01-01
0052016-01-01JOEL SEARFOSS
0052015-01-01
0052014-01-01
0052013-01-01
0052012-01-01SUSAN CARTER
0052011-01-01SUSAN CARTER
0052010-01-01SUSAN CARTER
0052009-01-01CHARLENE GRAMMER

Plan Statistics for THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS

401k plan membership statisitcs for THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS

Measure Date Value
2022: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2022 401k membership
Total participants, beginning-of-year2022-01-016,304
Total number of active participants reported on line 7a of the Form 55002022-01-012,637
Number of other retired or separated participants entitled to future benefits2022-01-013,286
Total of all active and inactive participants2022-01-015,923
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-016
Total participants2022-01-015,929
Number of participants with account balances2022-01-015,353
2021: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2021 401k membership
Total participants, beginning-of-year2021-01-016,804
Total number of active participants reported on line 7a of the Form 55002021-01-012,399
Number of other retired or separated participants entitled to future benefits2021-01-013,248
Total of all active and inactive participants2021-01-015,647
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-015
Total participants2021-01-015,652
Number of participants with account balances2021-01-015,162
2020: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2020 401k membership
Total participants, beginning-of-year2020-01-015,849
Total number of active participants reported on line 7a of the Form 55002020-01-012,626
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-013,122
Total of all active and inactive participants2020-01-015,748
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-014
Total participants2020-01-015,752
Number of participants with account balances2020-01-014,712
2019: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2019 401k membership
Total participants, beginning-of-year2019-01-015,436
Total number of active participants reported on line 7a of the Form 55002019-01-012,615
Number of other retired or separated participants entitled to future benefits2019-01-012,734
Total of all active and inactive participants2019-01-015,349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-015,352
Number of participants with account balances2019-01-014,604
2018: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2018 401k membership
Total participants, beginning-of-year2018-01-015,271
Total number of active participants reported on line 7a of the Form 55002018-01-012,637
Number of other retired or separated participants entitled to future benefits2018-01-012,720
Total of all active and inactive participants2018-01-015,357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-014
Total participants2018-01-015,361
Number of participants with account balances2018-01-014,362
2017: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2017 401k membership
Total participants, beginning-of-year2017-01-014,969
Total number of active participants reported on line 7a of the Form 55002017-01-012,505
Number of other retired or separated participants entitled to future benefits2017-01-012,378
Total of all active and inactive participants2017-01-014,883
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-014,884
Number of participants with account balances2017-01-014,082
2016: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2016 401k membership
Total participants, beginning-of-year2016-01-014,663
Total number of active participants reported on line 7a of the Form 55002016-01-012,563
Number of other retired or separated participants entitled to future benefits2016-01-012,186
Total of all active and inactive participants2016-01-014,749
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-014,751
Number of participants with account balances2016-01-013,803
2015: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2015 401k membership
Total participants, beginning-of-year2015-01-014,525
Total number of active participants reported on line 7a of the Form 55002015-01-012,380
Number of other retired or separated participants entitled to future benefits2015-01-011,999
Total of all active and inactive participants2015-01-014,379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-014,380
Number of participants with account balances2015-01-013,441
2014: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2014 401k membership
Total participants, beginning-of-year2014-01-014,418
Total number of active participants reported on line 7a of the Form 55002014-01-012,321
Number of other retired or separated participants entitled to future benefits2014-01-011,888
Total of all active and inactive participants2014-01-014,209
Total participants2014-01-014,209
Number of participants with account balances2014-01-013,310
2013: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2013 401k membership
Total participants, beginning-of-year2013-01-014,329
Total number of active participants reported on line 7a of the Form 55002013-01-012,627
Number of other retired or separated participants entitled to future benefits2013-01-011,790
Total of all active and inactive participants2013-01-014,417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-014,418
Number of participants with account balances2013-01-013,151
2012: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2012 401k membership
Total participants, beginning-of-year2012-01-013,776
Total number of active participants reported on line 7a of the Form 55002012-01-012,310
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011,651
Total of all active and inactive participants2012-01-013,961
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-013,961
Number of participants with account balances2012-01-012,984
2011: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2011 401k membership
Total participants, beginning-of-year2011-01-012,606
Total number of active participants reported on line 7a of the Form 55002011-01-012,388
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011,388
Total of all active and inactive participants2011-01-013,776
Total participants2011-01-013,776
Number of participants with account balances2011-01-012,776
2010: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2010 401k membership
Total participants, beginning-of-year2010-01-012,470
Total number of active participants reported on line 7a of the Form 55002010-01-012,212
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01393
Total of all active and inactive participants2010-01-012,605
Total participants2010-01-012,605
Number of participants with account balances2010-01-012,605
2009: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2009 401k membership
Total participants, beginning-of-year2009-01-011,988
Total number of active participants reported on line 7a of the Form 55002009-01-01937
Number of other retired or separated participants entitled to future benefits2009-01-011,232
Total of all active and inactive participants2009-01-012,169
Total participants2009-01-012,169
Number of participants with account balances2009-01-012,169

Financial Data on THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS

Measure Date Value
2022 : THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-5,750
Total unrealized appreciation/depreciation of assets2022-12-31$-5,750
Total income from all sources (including contributions)2022-12-31$-10,793,929
Total of all expenses incurred2022-12-31$4,081,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,027,623
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,958,794
Value of total assets at end of year2022-12-31$82,975,624
Value of total assets at beginning of year2022-12-31$97,851,458
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$54,282
Total interest from all sources2022-12-31$-6,992
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,621,179
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,621,179
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$5,845,845
Participant contributions at end of year2022-12-31$74,288
Participant contributions at beginning of year2022-12-31$1,041
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$250,933
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-14,875,834
Value of net assets at end of year (total assets less liabilities)2022-12-31$82,975,624
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$97,851,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$81,006,012
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$96,159,391
Value of interest in pooled separate accounts at end of year2022-12-31$531,158
Value of interest in pooled separate accounts at beginning of year2022-12-31$451,483
Interest on participant loans2022-12-31$1,636
Interest earned on other investments2022-12-31$-8,628
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,364,166
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,239,543
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-20,403,551
Net investment gain/loss from pooled separate accounts2022-12-31$42,391
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$862,016
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,027,623
Contract administrator fees2022-12-31$54,282
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SB & COMPANY, LLC
Accountancy firm EIN2022-12-31202153727
2021 : THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$4,379
Total unrealized appreciation/depreciation of assets2021-12-31$4,379
Total income from all sources (including contributions)2021-12-31$22,003,129
Total loss/gain on sale of assets2021-12-31$31,055
Total of all expenses incurred2021-12-31$5,137,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,137,621
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$7,303,122
Value of total assets at end of year2021-12-31$97,851,458
Value of total assets at beginning of year2021-12-31$80,985,950
Total interest from all sources2021-12-31$4,656,521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Minimum employer required contribution for this plan year2021-12-31$0
Amount contributed by the employer to the plan for this plan year2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$5,662,749
Participant contributions at end of year2021-12-31$1,041
Participant contributions at beginning of year2021-12-31$1,730
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$343,010
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$16,865,508
Value of net assets at end of year (total assets less liabilities)2021-12-31$97,851,458
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$80,985,950
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$96,159,391
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$79,471,005
Value of interest in pooled separate accounts at end of year2021-12-31$451,483
Value of interest in pooled separate accounts at beginning of year2021-12-31$356,518
Interest earned on other investments2021-12-31$4,656,521
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,239,543
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,156,697
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$9,940,545
Net investment gain/loss from pooled separate accounts2021-12-31$67,507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,297,363
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,137,621
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$31,055
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KPMG LLP
Accountancy firm EIN2021-12-31135565207
2020 : THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$24,479
Total unrealized appreciation/depreciation of assets2020-12-31$24,479
Total income from all sources (including contributions)2020-12-31$17,308,030
Total loss/gain on sale of assets2020-12-31$9,153
Total of all expenses incurred2020-12-31$2,783,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,783,388
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,055,795
Value of total assets at end of year2020-12-31$80,985,950
Value of total assets at beginning of year2020-12-31$66,461,308
Total interest from all sources2020-12-31$2,825,578
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2020-12-310
Minimum employer required contribution for this plan year2020-12-31$0
Amount contributed by the employer to the plan for this plan year2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,463,887
Participant contributions at end of year2020-12-31$1,730
Participant contributions at beginning of year2020-12-31$2,752
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$190,110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$14,524,642
Value of net assets at end of year (total assets less liabilities)2020-12-31$80,985,950
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$66,461,308
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$79,471,005
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$64,980,734
Value of interest in pooled separate accounts at end of year2020-12-31$356,518
Value of interest in pooled separate accounts at beginning of year2020-12-31$379,989
Interest earned on other investments2020-12-31$2,825,578
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,156,697
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,097,833
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$9,396,541
Net investment gain/loss from pooled separate accounts2020-12-31$-3,516
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$401,798
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,783,388
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$9,153
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KPMG LLP
Accountancy firm EIN2020-12-31135565207
2019 : THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$31,197
Total unrealized appreciation/depreciation of assets2019-12-31$31,197
Total income from all sources (including contributions)2019-12-31$17,776,584
Total of all expenses incurred2019-12-31$1,919,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,919,070
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,626,151
Value of total assets at end of year2019-12-31$66,461,308
Value of total assets at beginning of year2019-12-31$50,603,794
Total interest from all sources2019-12-31$2,263,172
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2019-12-310
Minimum employer required contribution for this plan year2019-12-31$0
Amount contributed by the employer to the plan for this plan year2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,554,040
Participant contributions at end of year2019-12-31$2,752
Participant contributions at beginning of year2019-12-31$3,983
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$266,212
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$15,857,514
Value of net assets at end of year (total assets less liabilities)2019-12-31$66,461,308
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$50,603,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$64,980,734
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$49,225,343
Value of interest in pooled separate accounts at end of year2019-12-31$379,989
Value of interest in pooled separate accounts at beginning of year2019-12-31$336,923
Interest earned on other investments2019-12-31$2,263,172
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,097,833
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,037,545
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$10,837,183
Net investment gain/loss from pooled separate accounts2019-12-31$18,881
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$805,899
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,919,070
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KPMG LLP
Accountancy firm EIN2019-12-31135565207
2018 : THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$28,699
Total unrealized appreciation/depreciation of assets2018-12-31$28,699
Total income from all sources (including contributions)2018-12-31$523,702
Total of all expenses incurred2018-12-31$1,925,131
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,925,131
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,158,254
Value of total assets at end of year2018-12-31$50,603,794
Value of total assets at beginning of year2018-12-31$52,005,223
Total interest from all sources2018-12-31$2,526,732
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2018-12-310
Minimum employer required contribution for this plan year2018-12-31$0
Amount contributed by the employer to the plan for this plan year2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,307,706
Participant contributions at end of year2018-12-31$3,983
Participant contributions at beginning of year2018-12-31$2,654
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$79,793
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,401,429
Value of net assets at end of year (total assets less liabilities)2018-12-31$50,603,794
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$52,005,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$49,225,343
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$50,718,121
Value of interest in pooled separate accounts at end of year2018-12-31$336,923
Value of interest in pooled separate accounts at beginning of year2018-12-31$339,046
Interest earned on other investments2018-12-31$2,526,732
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,037,545
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$945,402
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,205,940
Net investment gain/loss from pooled separate accounts2018-12-31$15,957
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$770,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,925,131
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KPMG LLP
Accountancy firm EIN2018-12-31135565207
2017 : THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$26,946
Total unrealized appreciation/depreciation of assets2017-12-31$26,946
Total income from all sources (including contributions)2017-12-31$12,286,812
Total of all expenses incurred2017-12-31$1,873,270
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,873,270
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,549,500
Value of total assets at end of year2017-12-31$52,005,223
Value of total assets at beginning of year2017-12-31$41,591,681
Total interest from all sources2017-12-31$1,800,934
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2017-12-310
Minimum employer required contribution for this plan year2017-12-31$0
Amount contributed by the employer to the plan for this plan year2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,697,142
Participant contributions at end of year2017-12-31$2,654
Participant contributions at beginning of year2017-12-31$23,400
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$105,390
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$10,413,542
Value of net assets at end of year (total assets less liabilities)2017-12-31$52,005,223
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$41,591,681
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$50,718,121
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$40,341,817
Value of interest in pooled separate accounts at end of year2017-12-31$339,046
Value of interest in pooled separate accounts at beginning of year2017-12-31$336,083
Interest earned on other investments2017-12-31$1,800,934
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$945,402
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$890,381
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,894,955
Net investment gain/loss from pooled separate accounts2017-12-31$14,477
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$746,968
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,873,270
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KPMG LLP
Accountancy firm EIN2017-12-31135565207
2016 : THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$25,497
Total unrealized appreciation/depreciation of assets2016-12-31$25,497
Total income from all sources (including contributions)2016-12-31$6,406,650
Total of all expenses incurred2016-12-31$1,597,885
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,597,885
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,349,531
Value of total assets at end of year2016-12-31$41,591,681
Value of total assets at beginning of year2016-12-31$36,782,916
Total interest from all sources2016-12-31$1,294,325
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2016-12-310
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,409,950
Participant contributions at end of year2016-12-31$23,400
Participant contributions at beginning of year2016-12-31$5,166
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$217,293
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,808,765
Value of net assets at end of year (total assets less liabilities)2016-12-31$41,591,681
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$36,782,916
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$40,341,817
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$35,637,655
Value of interest in pooled separate accounts at end of year2016-12-31$336,083
Value of interest in pooled separate accounts at beginning of year2016-12-31$286,462
Interest earned on other investments2016-12-31$1,294,325
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$890,381
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$853,633
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,721,390
Net investment gain/loss from pooled separate accounts2016-12-31$15,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$722,288
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,597,885
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$24,850
Total unrealized appreciation/depreciation of assets2015-12-31$24,850
Total income from all sources (including contributions)2015-12-31$2,542,485
Total of all expenses incurred2015-12-31$1,814,490
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,814,490
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,557,306
Value of total assets at end of year2015-12-31$36,782,916
Value of total assets at beginning of year2015-12-31$36,054,921
Total interest from all sources2015-12-31$1,521,523
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2015-12-310
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,683,640
Participant contributions at end of year2015-12-31$5,166
Participant contributions at beginning of year2015-12-31$212,715
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$180,823
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$727,995
Value of net assets at end of year (total assets less liabilities)2015-12-31$36,782,916
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$36,054,921
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$35,637,655
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$34,744,135
Value of interest in pooled separate accounts at end of year2015-12-31$286,462
Value of interest in pooled separate accounts at beginning of year2015-12-31$279,307
Interest earned on other investments2015-12-31$1,521,523
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$853,633
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$818,764
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,582,938
Net investment gain/loss from pooled separate accounts2015-12-31$21,744
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$692,843
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,814,490
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$24,073
Total unrealized appreciation/depreciation of assets2014-12-31$24,073
Total income from all sources (including contributions)2014-12-31$5,360,318
Total of all expenses incurred2014-12-31$2,168,402
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,168,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,456,812
Value of total assets at end of year2014-12-31$36,054,921
Value of total assets at beginning of year2014-12-31$32,863,005
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7
Total interest from all sources2014-12-31$1,646,803
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2014-12-310
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,602,708
Participant contributions at end of year2014-12-31$212,715
Participant contributions at beginning of year2014-12-31$57,662
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$174,587
Administrative expenses (other) incurred2014-12-31$7
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,191,916
Value of net assets at end of year (total assets less liabilities)2014-12-31$36,054,921
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$32,863,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$34,744,135
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$31,719,965
Value of interest in pooled separate accounts at end of year2014-12-31$279,307
Value of interest in pooled separate accounts at beginning of year2014-12-31$266,353
Interest earned on other investments2014-12-31$1,646,803
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$818,764
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$819,025
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,200,879
Net investment gain/loss from pooled separate accounts2014-12-31$31,751
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$679,517
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,168,395
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$23,549
Total unrealized appreciation/depreciation of assets2013-12-31$23,549
Total income from all sources (including contributions)2013-12-31$8,495,898
Total of all expenses incurred2013-12-31$1,625,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,625,702
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,243,396
Value of total assets at end of year2013-12-31$32,863,005
Value of total assets at beginning of year2013-12-31$25,992,831
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$22
Total interest from all sources2013-12-31$1,117,495
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2013-12-310
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,574,547
Participant contributions at end of year2013-12-31$57,662
Participant contributions at beginning of year2013-12-31$35,552
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$27,476
Administrative expenses (other) incurred2013-12-31$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$6,870,174
Value of net assets at end of year (total assets less liabilities)2013-12-31$32,863,005
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$25,992,831
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$31,719,965
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$24,922,753
Value of interest in pooled separate accounts at end of year2013-12-31$266,353
Value of interest in pooled separate accounts at beginning of year2013-12-31$232,847
Interest earned on other investments2013-12-31$1,117,495
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$819,025
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$801,679
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,088,850
Net investment gain/loss from pooled separate accounts2013-12-31$22,608
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$641,373
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,625,702
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$5,505,189
Total of all expenses incurred2012-12-31$1,259,631
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,259,144
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,367,916
Value of total assets at end of year2012-12-31$25,992,831
Value of total assets at beginning of year2012-12-31$21,747,273
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$487
Total interest from all sources2012-12-31$623,377
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2012-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,518,105
Participant contributions at end of year2012-12-31$35,552
Participant contributions at beginning of year2012-12-31$12,484
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$231,427
Administrative expenses (other) incurred2012-12-31$487
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,245,558
Value of net assets at end of year (total assets less liabilities)2012-12-31$25,992,831
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$21,747,273
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$24,922,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$20,740,049
Value of interest in pooled separate accounts at end of year2012-12-31$232,847
Value of interest in pooled separate accounts at beginning of year2012-12-31$218,137
Interest earned on other investments2012-12-31$623,377
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$801,679
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$776,603
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,492,202
Net investment gain/loss from pooled separate accounts2012-12-31$21,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$618,384
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,259,144
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$1,711,669
Total of all expenses incurred2011-12-31$1,165,120
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,156,934
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,099,529
Value of total assets at end of year2011-12-31$21,747,273
Value of total assets at beginning of year2011-12-31$21,200,724
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,186
Total interest from all sources2011-12-31$471,485
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,565,884
Participant contributions at end of year2011-12-31$12,484
Participant contributions at beginning of year2011-12-31$13,335
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$29,488
Administrative expenses (other) incurred2011-12-31$8,186
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$546,549
Value of net assets at end of year (total assets less liabilities)2011-12-31$21,747,273
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$21,200,724
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$20,740,049
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$20,250,363
Value of interest in pooled separate accounts at end of year2011-12-31$218,137
Value of interest in pooled separate accounts at beginning of year2011-12-31$196,586
Interest earned on other investments2011-12-31$471,485
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$776,603
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$740,440
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-884,715
Net investment gain/loss from pooled separate accounts2011-12-31$25,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$504,157
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,156,934
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KPMG LLP
Accountancy firm EIN2011-12-31135565207
2010 : THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$2,256,469
Total unrealized appreciation/depreciation of assets2010-12-31$2,256,469
Total income from all sources (including contributions)2010-12-31$4,743,347
Total of all expenses incurred2010-12-31$1,597,735
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,593,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,176,603
Value of total assets at end of year2010-12-31$21,200,724
Value of total assets at beginning of year2010-12-31$18,055,112
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,614
Total interest from all sources2010-12-31$310,275
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,644,276
Participant contributions at end of year2010-12-31$13,335
Participant contributions at beginning of year2010-12-31$32,413
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$58,943
Administrative expenses (other) incurred2010-12-31$4,614
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,145,612
Value of net assets at end of year (total assets less liabilities)2010-12-31$21,200,724
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$18,055,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$20,250,363
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$17,116,896
Value of interest in pooled separate accounts at end of year2010-12-31$196,586
Value of interest in pooled separate accounts at beginning of year2010-12-31$173,389
Interest earned on other investments2010-12-31$310,275
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$740,440
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$732,414
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$473,384
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,593,121
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KPMG LLP
Accountancy firm EIN2010-12-31135565207

Form 5500 Responses for THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS

2022: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE JOHNS HOPKINS UNIVERSITY INCOME DEFERRAL 403(B) PLAN FOR RESIDENTS, INTERNS AND POSTDOCTORAL FELLOWS 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number406298
Policy instance 2
Insurance contract or identification number406298
Number of Individuals Covered668
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50923
Policy instance 1
Insurance contract or identification number50923
Number of Individuals Covered42
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $21
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103371
Policy instance 2
Insurance contract or identification number103371
Number of Individuals Covered668
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50923
Policy instance 1
Insurance contract or identification number50923
Number of Individuals Covered43
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $45
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $29
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103371
Policy instance 2
Insurance contract or identification number103371
Number of Individuals Covered673
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50923
Policy instance 1
Insurance contract or identification number50923
Number of Individuals Covered43
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $14
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103371
Policy instance 2
Insurance contract or identification number103371
Number of Individuals Covered663
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50923
Policy instance 1
Insurance contract or identification number50923
Number of Individuals Covered43
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $29
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103371
Policy instance 2
Insurance contract or identification number103371
Number of Individuals Covered664
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50923
Policy instance 1
Insurance contract or identification number50923
Number of Individuals Covered44
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $37
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103371
Policy instance 2
Insurance contract or identification number103371
Number of Individuals Covered648
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50923
Policy instance 1
Insurance contract or identification number50923
Number of Individuals Covered45
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $24
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14
Insurance broker organization code?3
Insurance broker nameAMANDA R HAHN

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