401k Plan data: WILLIAM C. SMITH & CO. 401(K) PLAN plan

WILLIAM C. SMITH & CO. 401(K) PLAN 401k Plan overview

Plan Name	WILLIAM C. SMITH & CO. 401(K) PLAN
Plan identification number	001

WILLIAM C. SMITH & CO. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WILLIAM C. SMITH & COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: WILLIAM C. SMITH & COMPANY, INC.

Employer identification number (EIN): 521092879

NAIC Classification: 531390
NAIC Description: Other Activities Related to Real Estate

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WILLIAM C. SMITH & CO. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2024-01-01 DANIEL MORENO
001 2023-01-01
001 2023-01-01 DANIEL MORENO
001 2022-01-01
001 2022-01-01
001 2022-01-01 DANIEL MORENO
001 2021-01-01
001 2021-01-01
001 2021-01-01 DANIEL MORENO
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 TERRY BEAUFORD IAN KESSLER 2018-10-12
001 2016-01-01 TERRY BEAUFORD IAN KESSLER 2017-10-11
001 2015-01-01 IAN KESSLER IAN KESSLER 2016-10-13
001 2014-01-01 IAN KESSLER TERRY BEAUFORD 2015-10-15
001 2013-01-01 IAN KESSLER TERRY BEAUFORD 2014-10-14
001 2012-01-01 IAN KESSLER TERRY BEAUFORD 2013-10-11
001 2011-01-01 IAN KESSLER TERRY BEAUFORD 2012-10-15
001 2009-01-01 BONNIE TREIBER TERRY BEAUFORD 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2024-01-01	DANIEL MORENO
001	2023-01-01
001	2023-01-01	DANIEL MORENO
001	2022-01-01
001	2022-01-01
001	2022-01-01	DANIEL MORENO
001	2021-01-01
001	2021-01-01
001	2021-01-01	DANIEL MORENO
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	TERRY BEAUFORD	IAN KESSLER	2018-10-12
001	2016-01-01	TERRY BEAUFORD	IAN KESSLER	2017-10-11
001	2015-01-01	IAN KESSLER	IAN KESSLER	2016-10-13
001	2014-01-01	IAN KESSLER	TERRY BEAUFORD	2015-10-15
001	2013-01-01	IAN KESSLER	TERRY BEAUFORD	2014-10-14
001	2012-01-01	IAN KESSLER	TERRY BEAUFORD	2013-10-11
001	2011-01-01	IAN KESSLER	TERRY BEAUFORD	2012-10-15
001	2009-01-01	BONNIE TREIBER	TERRY BEAUFORD	2010-10-13

Plan Statistics for WILLIAM C. SMITH & CO. 401(K) PLAN

401k plan membership statisitcs for WILLIAM C. SMITH & CO. 401(K) PLAN

Measure Date Value
2023: WILLIAM C. SMITH & CO. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 623
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 450
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 106
Total of all active and inactive participants 2023-01-01 556
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 556
Number of participants with account balances 2023-01-01 538
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 68
2022: WILLIAM C. SMITH & CO. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 685
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 476
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 104
Total of all active and inactive participants 2022-01-01 580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 581
Number of participants with account balances 2022-01-01 553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 71
2021: WILLIAM C. SMITH & CO. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 698
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 515
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 154
Total of all active and inactive participants 2021-01-01 669
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 2
Total participants 2021-01-01 671
Number of participants with account balances 2021-01-01 653
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 57
2020: WILLIAM C. SMITH & CO. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 642
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 544
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 79
Total of all active and inactive participants 2020-01-01 623
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 624
Number of participants with account balances 2020-01-01 606
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 60
2019: WILLIAM C. SMITH & CO. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 698
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 564
Number of other retired or separated participants entitled to future benefits 2019-01-01 63
Total of all active and inactive participants 2019-01-01 627
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 628
Number of participants with account balances 2019-01-01 610
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 66
2018: WILLIAM C. SMITH & CO. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 615
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 535
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 62
Total of all active and inactive participants 2018-01-01 597
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 2
Total participants 2018-01-01 599
Number of participants with account balances 2018-01-01 503
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 46
2017: WILLIAM C. SMITH & CO. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 606
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 535
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 59
Total of all active and inactive participants 2017-01-01 594
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 595
Number of participants with account balances 2017-01-01 502
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 47
2016: WILLIAM C. SMITH & CO. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 591
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 554
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 29
Total of all active and inactive participants 2016-01-01 583
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 584
Number of participants with account balances 2016-01-01 490
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 33
2015: WILLIAM C. SMITH & CO. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 556
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 527
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 52
Total of all active and inactive participants 2015-01-01 579
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 580
Number of participants with account balances 2015-01-01 498
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 16
2014: WILLIAM C. SMITH & CO. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 465
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 488
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 50
Total of all active and inactive participants 2014-01-01 538
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 539
Number of participants with account balances 2014-01-01 473
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 33
2013: WILLIAM C. SMITH & CO. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 450
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 447
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 14
Total of all active and inactive participants 2013-01-01 461
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 461
Number of participants with account balances 2013-01-01 309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 15
2012: WILLIAM C. SMITH & CO. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 475
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 416
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 18
Total of all active and inactive participants 2012-01-01 434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 434
Number of participants with account balances 2012-01-01 296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 36
2011: WILLIAM C. SMITH & CO. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 540
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 447
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 13
Total of all active and inactive participants 2011-01-01 460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 460
Number of participants with account balances 2011-01-01 301
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 42
2009: WILLIAM C. SMITH & CO. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 502
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 452
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 59
Total of all active and inactive participants 2009-01-01 511
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 511
Number of participants with account balances 2009-01-01 288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 42

Measure	Date	Value
2023: WILLIAM C. SMITH & CO. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	623
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	450
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	106
Total of all active and inactive participants	2023-01-01	556
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	556
Number of participants with account balances	2023-01-01	538
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	68
2022: WILLIAM C. SMITH & CO. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	685
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	476
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	104
Total of all active and inactive participants	2022-01-01	580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	581
Number of participants with account balances	2022-01-01	553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	71
2021: WILLIAM C. SMITH & CO. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	698
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	515
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	154
Total of all active and inactive participants	2021-01-01	669
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	2
Total participants	2021-01-01	671
Number of participants with account balances	2021-01-01	653
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	57
2020: WILLIAM C. SMITH & CO. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	642
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	544
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	79
Total of all active and inactive participants	2020-01-01	623
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	624
Number of participants with account balances	2020-01-01	606
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	60
2019: WILLIAM C. SMITH & CO. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	698
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	564
Number of other retired or separated participants entitled to future benefits	2019-01-01	63
Total of all active and inactive participants	2019-01-01	627
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	628
Number of participants with account balances	2019-01-01	610
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	66
2018: WILLIAM C. SMITH & CO. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	615
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	535
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	62
Total of all active and inactive participants	2018-01-01	597
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	2
Total participants	2018-01-01	599
Number of participants with account balances	2018-01-01	503
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	46
2017: WILLIAM C. SMITH & CO. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	606
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	535
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	59
Total of all active and inactive participants	2017-01-01	594
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	595
Number of participants with account balances	2017-01-01	502
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	47
2016: WILLIAM C. SMITH & CO. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	591
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	554
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	29
Total of all active and inactive participants	2016-01-01	583
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	584
Number of participants with account balances	2016-01-01	490
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	33
2015: WILLIAM C. SMITH & CO. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	556
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	527
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	52
Total of all active and inactive participants	2015-01-01	579
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	580
Number of participants with account balances	2015-01-01	498
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	16
2014: WILLIAM C. SMITH & CO. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	465
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	488
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	50
Total of all active and inactive participants	2014-01-01	538
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	539
Number of participants with account balances	2014-01-01	473
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	33
2013: WILLIAM C. SMITH & CO. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	450
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	447
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	14
Total of all active and inactive participants	2013-01-01	461
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	461
Number of participants with account balances	2013-01-01	309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	15
2012: WILLIAM C. SMITH & CO. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	475
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	416
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	18
Total of all active and inactive participants	2012-01-01	434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	434
Number of participants with account balances	2012-01-01	296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	36
2011: WILLIAM C. SMITH & CO. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	540
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	447
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	13
Total of all active and inactive participants	2011-01-01	460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	460
Number of participants with account balances	2011-01-01	301
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	42
2009: WILLIAM C. SMITH & CO. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	502
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	452
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	59
Total of all active and inactive participants	2009-01-01	511
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	511
Number of participants with account balances	2009-01-01	288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	42

Financial Data on WILLIAM C. SMITH & CO. 401(K) PLAN

Measure	Date	Value
2023 : WILLIAM C. SMITH & CO. 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$7,415,699
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$4,465,834
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$4,324,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$2,841,714
Value of total assets at end of year	2023-12-31	$29,920,655
Value of total assets at beginning of year	2023-12-31	$26,970,790
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$141,347
Total interest from all sources	2023-12-31	$52,709
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$549,198
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$549,198
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$2,359,039
Participant contributions at end of year	2023-12-31	$765,838
Participant contributions at beginning of year	2023-12-31	$536,723
Participant contributions at end of year	2023-12-31	$71,968
Participant contributions at beginning of year	2023-12-31	$75,881
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$21,670
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$2,949,865
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$29,920,655
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$26,970,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$28,750,038
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$25,830,681
Interest on participant loans	2023-12-31	$52,709
Value of interest in common/collective trusts at end of year	2023-12-31	$316,876
Value of interest in common/collective trusts at beginning of year	2023-12-31	$510,993
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$3,962,999
Net investment gain or loss from common/collective trusts	2023-12-31	$9,079
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$461,005
Employer contributions (assets) at end of year	2023-12-31	$15,935
Employer contributions (assets) at beginning of year	2023-12-31	$16,512
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$4,324,487
Contract administrator fees	2023-12-31	$141,347
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	APRIO LLP
Accountancy firm EIN	2023-12-31	571157523
Total unrealized appreciation/depreciation of assets	2023-01-01	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-01-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-01-01	$0
Total income from all sources (including contributions)	2023-01-01	$7,415,699
Total loss/gain on sale of assets	2023-01-01	$0
Total of all expenses incurred	2023-01-01	$4,465,834
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-01-01	$4,324,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-01-01	$2,841,714
Value of total assets at end of year	2023-01-01	$29,920,655
Value of total assets at beginning of year	2023-01-01	$26,970,790
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-01-01	$141,347
Total interest from all sources	2023-01-01	$52,709
Total dividends received (eg from common stock, registered investment company shares)	2023-01-01	$549,198
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-01-01	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-01-01	$549,198
Was this plan covered by a fidelity bond	2023-01-01	Yes
Value of fidelity bond cover	2023-01-01	$2,000,000
If this is an individual account plan, was there a blackout period	2023-01-01	No
Were there any nonexempt tranactions with any party-in-interest	2023-01-01	No
Contributions received from participants	2023-01-01	$2,359,039
Participant contributions at end of year	2023-01-01	$765,838
Participant contributions at beginning of year	2023-01-01	$536,723
Participant contributions at end of year	2023-01-01	$71,968
Participant contributions at beginning of year	2023-01-01	$75,881
Income. Received or receivable in cash from other sources (including rollovers)	2023-01-01	$21,670
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-01-01	No
Value of net income/loss	2023-01-01	$2,949,865
Value of net assets at end of year (total assets less liabilities)	2023-01-01	$29,920,655
Value of net assets at beginning of year (total assets less liabilities)	2023-01-01	$26,970,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-01-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-01-01	No
Were any leases to which the plan was party in default or uncollectible	2023-01-01	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-01-01	$28,750,038
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-01-01	$25,830,681
Interest on participant loans	2023-01-01	$52,709
Value of interest in common/collective trusts at end of year	2023-01-01	$316,876
Value of interest in common/collective trusts at beginning of year	2023-01-01	$510,993
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-01-01	$3,962,999
Net investment gain or loss from common/collective trusts	2023-01-01	$9,079
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-01-01	No
Was there a failure to transmit to the plan any participant contributions	2023-01-01	Yes
Has the plan failed to provide any benefit when due under the plan	2023-01-01	No
Contributions received in cash from employer	2023-01-01	$461,005
Employer contributions (assets) at end of year	2023-01-01	$15,935
Employer contributions (assets) at beginning of year	2023-01-01	$16,512
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-01-01	$4,324,487
Contract administrator fees	2023-01-01	$141,347
Did the plan have assets held for investment	2023-01-01	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-01-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-01-01	No
Opinion of an independent qualified public accountant for this plan	2023-01-01	1
Accountancy firm name	2023-01-01	APRIO LLP
Accountancy firm EIN	2023-01-01	571157523
2022 : WILLIAM C. SMITH & CO. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-2,602,846
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$4,295,320
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$4,088,509
Expenses. Certain deemed distributions of participant loans	2022-12-31	$63,701
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,966,850
Value of total assets at end of year	2022-12-31	$26,970,790
Value of total assets at beginning of year	2022-12-31	$33,868,956
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$143,110
Total interest from all sources	2022-12-31	$31,251
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$451,280
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$451,280
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$2,400,726
Participant contributions at end of year	2022-12-31	$536,723
Participant contributions at beginning of year	2022-12-31	$634,460
Participant contributions at end of year	2022-12-31	$75,881
Participant contributions at beginning of year	2022-12-31	$82,314
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$102,986
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$3,117
Other income not declared elsewhere	2022-12-31	$198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-6,898,166
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$26,970,790
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$33,868,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$414
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$25,830,681
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$32,712,390
Interest on participant loans	2022-12-31	$31,251
Value of interest in common/collective trusts at end of year	2022-12-31	$510,993
Value of interest in common/collective trusts at beginning of year	2022-12-31	$422,121
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-6,060,534
Net investment gain or loss from common/collective trusts	2022-12-31	$8,109
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$463,138
Employer contributions (assets) at end of year	2022-12-31	$16,512
Employer contributions (assets) at beginning of year	2022-12-31	$17,671
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$4,085,392
Contract administrator fees	2022-12-31	$142,696
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	APRIO LLP
Accountancy firm EIN	2022-12-31	571157523
Total unrealized appreciation/depreciation of assets	2022-01-01	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-01-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-01-01	$0
Total income from all sources (including contributions)	2022-01-01	$-2,602,846
Total loss/gain on sale of assets	2022-01-01	$0
Total of all expenses incurred	2022-01-01	$4,295,320
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-01-01	$4,088,509
Expenses. Certain deemed distributions of participant loans	2022-01-01	$63,701
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-01-01	$2,966,850
Value of total assets at end of year	2022-01-01	$26,970,790
Value of total assets at beginning of year	2022-01-01	$33,868,956
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-01-01	$143,110
Total interest from all sources	2022-01-01	$31,251
Total dividends received (eg from common stock, registered investment company shares)	2022-01-01	$451,280
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-01-01	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-01-01	$451,280
Was this plan covered by a fidelity bond	2022-01-01	Yes
Value of fidelity bond cover	2022-01-01	$2,000,000
If this is an individual account plan, was there a blackout period	2022-01-01	No
Were there any nonexempt tranactions with any party-in-interest	2022-01-01	No
Contributions received from participants	2022-01-01	$2,400,726
Participant contributions at end of year	2022-01-01	$536,723
Participant contributions at beginning of year	2022-01-01	$634,460
Participant contributions at end of year	2022-01-01	$75,881
Participant contributions at beginning of year	2022-01-01	$82,314
Income. Received or receivable in cash from other sources (including rollovers)	2022-01-01	$102,986
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-01-01	$3,117
Other income not declared elsewhere	2022-01-01	$198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-01-01	No
Value of net income/loss	2022-01-01	$-6,898,166
Value of net assets at end of year (total assets less liabilities)	2022-01-01	$26,970,790
Value of net assets at beginning of year (total assets less liabilities)	2022-01-01	$33,868,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-01-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-01-01	No
Were any leases to which the plan was party in default or uncollectible	2022-01-01	No
Investment advisory and management fees	2022-01-01	$414
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-01-01	$25,830,681
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-01-01	$32,712,390
Interest on participant loans	2022-01-01	$31,251
Value of interest in common/collective trusts at end of year	2022-01-01	$510,993
Value of interest in common/collective trusts at beginning of year	2022-01-01	$422,121
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-01-01	$-6,060,534
Net investment gain or loss from common/collective trusts	2022-01-01	$8,109
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-01-01	No
Was there a failure to transmit to the plan any participant contributions	2022-01-01	Yes
Has the plan failed to provide any benefit when due under the plan	2022-01-01	No
Contributions received in cash from employer	2022-01-01	$463,138
Employer contributions (assets) at end of year	2022-01-01	$16,512
Employer contributions (assets) at beginning of year	2022-01-01	$17,671
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-01-01	$4,085,392
Contract administrator fees	2022-01-01	$142,696
Did the plan have assets held for investment	2022-01-01	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-01-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-01-01	No
Opinion of an independent qualified public accountant for this plan	2022-01-01	1
Accountancy firm name	2022-01-01	APRIO LLP
Accountancy firm EIN	2022-01-01	571157523
2021 : WILLIAM C. SMITH & CO. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$7,372,745
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$3,063,478
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$2,902,736
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$3,129,287
Value of total assets at end of year	2021-12-31	$33,868,956
Value of total assets at beginning of year	2021-12-31	$29,559,689
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$160,742
Total interest from all sources	2021-12-31	$36,530
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$386,976
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$386,976
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$2,495,619
Participant contributions at end of year	2021-12-31	$634,460
Participant contributions at beginning of year	2021-12-31	$545,264
Participant contributions at end of year	2021-12-31	$82,314
Participant contributions at beginning of year	2021-12-31	$78,701
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$147,655
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$12,992
Other income not declared elsewhere	2021-12-31	$57
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$4,309,267
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$33,868,956
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$29,559,689
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$1,046
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$32,712,390
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$28,087,040
Interest on participant loans	2021-12-31	$36,530
Value of interest in common/collective trusts at end of year	2021-12-31	$422,121
Value of interest in common/collective trusts at beginning of year	2021-12-31	$831,521
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$3,810,377
Net investment gain or loss from common/collective trusts	2021-12-31	$9,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$486,013
Employer contributions (assets) at end of year	2021-12-31	$17,671
Employer contributions (assets) at beginning of year	2021-12-31	$17,163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$2,889,744
Contract administrator fees	2021-12-31	$159,696
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	ARONSON LLC
Accountancy firm EIN	2021-12-31	371611326
2020 : WILLIAM C. SMITH & CO. 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$0
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$7,642,108
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$3,044,174
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$2,903,121
Expenses. Certain deemed distributions of participant loans	2020-12-31	$0
Value of total corrective distributions	2020-12-31	$132
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$3,371,573
Value of total assets at end of year	2020-12-31	$29,559,689
Value of total assets at beginning of year	2020-12-31	$24,961,755
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$140,921
Total income from rents	2020-12-31	$0
Total interest from all sources	2020-12-31	$42,949
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$408,647
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$408,647
Administrative expenses professional fees incurred	2020-12-31	$0
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Amount of non-exempt transactions with any party-in-interest	2020-12-31	$0
Contributions received from participants	2020-12-31	$2,495,753
Participant contributions at end of year	2020-12-31	$545,264
Participant contributions at beginning of year	2020-12-31	$664,341
Participant contributions at end of year	2020-12-31	$78,701
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$363,746
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Other income not declared elsewhere	2020-12-31	$67
Administrative expenses (other) incurred	2020-12-31	$0
Liabilities. Value of operating payables at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$4,597,934
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$29,559,689
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$24,961,755
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2020-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2020-12-31	$0
Investment advisory and management fees	2020-12-31	$12,887
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$28,087,040
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$23,749,471
Interest on participant loans	2020-12-31	$42,949
Income. Interest from loans (other than to participants)	2020-12-31	$0
Interest earned on other investments	2020-12-31	$0
Income. Interest from US Government securities	2020-12-31	$0
Income. Interest from corporate debt instruments	2020-12-31	$0
Value of interest in common/collective trusts at end of year	2020-12-31	$831,521
Value of interest in common/collective trusts at beginning of year	2020-12-31	$547,943
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$3,816,284
Net investment gain/loss from pooled separate accounts	2020-12-31	$0
Net investment gain or loss from common/collective trusts	2020-12-31	$2,588
Net gain/loss from 103.12 investment entities	2020-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$512,074
Employer contributions (assets) at end of year	2020-12-31	$17,163
Employer contributions (assets) at beginning of year	2020-12-31	$0
Income. Dividends from preferred stock	2020-12-31	$0
Income. Dividends from common stock	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$2,903,121
Contract administrator fees	2020-12-31	$128,034
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$0
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-12-31	$0
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	ARONSON LLC
Accountancy firm EIN	2020-12-31	371611326
2019 : WILLIAM C. SMITH & CO. 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$7,471,026
Total income from all sources (including contributions)	2019-12-31	$7,471,026
Total of all expenses incurred	2019-12-31	$2,683,116
Total of all expenses incurred	2019-12-31	$2,683,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,564,172
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,564,172
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$3,151,193
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$3,151,193
Value of total assets at end of year	2019-12-31	$24,961,755
Value of total assets at end of year	2019-12-31	$24,961,755
Value of total assets at beginning of year	2019-12-31	$20,173,845
Value of total assets at beginning of year	2019-12-31	$20,173,845
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$118,944
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$118,944
Total interest from all sources	2019-12-31	$45,166
Total interest from all sources	2019-12-31	$45,166
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$391,591
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$391,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$391,591
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$391,591
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$2,000,000
Value of fidelity bond cover	2019-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$2,165,014
Contributions received from participants	2019-12-31	$2,165,014
Participant contributions at end of year	2019-12-31	$664,341
Participant contributions at end of year	2019-12-31	$664,341
Participant contributions at beginning of year	2019-12-31	$591,088
Participant contributions at beginning of year	2019-12-31	$591,088
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$546,848
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$546,848
Other income not declared elsewhere	2019-12-31	$3,220
Other income not declared elsewhere	2019-12-31	$3,220
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$4,787,910
Value of net income/loss	2019-12-31	$4,787,910
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$24,961,755
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$24,961,755
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$20,173,845
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$20,173,845
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$235
Investment advisory and management fees	2019-12-31	$235
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$23,749,471
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$23,749,471
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$18,925,103
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$18,925,103
Interest on participant loans	2019-12-31	$45,166
Interest on participant loans	2019-12-31	$45,166
Value of interest in common/collective trusts at end of year	2019-12-31	$547,943
Value of interest in common/collective trusts at end of year	2019-12-31	$547,943
Value of interest in common/collective trusts at beginning of year	2019-12-31	$657,654
Value of interest in common/collective trusts at beginning of year	2019-12-31	$657,654
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,849,823
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,849,823
Net investment gain or loss from common/collective trusts	2019-12-31	$30,033
Net investment gain or loss from common/collective trusts	2019-12-31	$30,033
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$439,331
Contributions received in cash from employer	2019-12-31	$439,331
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,564,172
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,564,172
Contract administrator fees	2019-12-31	$118,709
Contract administrator fees	2019-12-31	$118,709
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	ARONSON LLC
Accountancy firm name	2019-12-31	ARONSON LLC
Accountancy firm EIN	2019-12-31	371611326
Accountancy firm EIN	2019-12-31	371611326
2018 : WILLIAM C. SMITH & CO. 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$0
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,335,437
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,651,031
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,570,333
Expenses. Certain deemed distributions of participant loans	2018-12-31	$3,285
Value of total corrective distributions	2018-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,392,285
Value of total assets at end of year	2018-12-31	$20,173,845
Value of total assets at beginning of year	2018-12-31	$20,489,439
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$77,413
Total income from rents	2018-12-31	$0
Total interest from all sources	2018-12-31	$30,945
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$328,175
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$328,175
Administrative expenses professional fees incurred	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Amount of non-exempt transactions with any party-in-interest	2018-12-31	$0
Contributions received from participants	2018-12-31	$1,884,645
Participant contributions at end of year	2018-12-31	$591,088
Participant contributions at beginning of year	2018-12-31	$443,180
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$4,821
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$149,626
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$747
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Other income not declared elsewhere	2018-12-31	$1,794
Administrative expenses (other) incurred	2018-12-31	$0
Liabilities. Value of operating payables at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-315,594
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$20,173,845
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$20,489,439
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2018-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2018-12-31	$0
Investment advisory and management fees	2018-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$18,925,103
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$7,671,469
Interest on participant loans	2018-12-31	$30,945
Income. Interest from loans (other than to participants)	2018-12-31	$0
Interest earned on other investments	2018-12-31	$0
Income. Interest from US Government securities	2018-12-31	$0
Income. Interest from corporate debt instruments	2018-12-31	$0
Value of interest in common/collective trusts at end of year	2018-12-31	$657,654
Value of interest in common/collective trusts at beginning of year	2018-12-31	$12,369,038
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,332,860
Net investment gain/loss from pooled separate accounts	2018-12-31	$0
Net investment gain or loss from common/collective trusts	2018-12-31	$-84,902
Net gain/loss from 103.12 investment entities	2018-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$358,014
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$931
Income. Dividends from preferred stock	2018-12-31	$0
Income. Dividends from common stock	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,569,586
Contract administrator fees	2018-12-31	$77,413
Liabilities. Value of benefit claims payable at beginning of year	2018-12-31	$0
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2018-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	ARONSON LLC
Accountancy firm EIN	2018-12-31	371611326
2017 : WILLIAM C. SMITH & CO. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$0
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$5,427,173
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$2,025,539
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,012,114
Expenses. Certain deemed distributions of participant loans	2017-12-31	$0
Value of total corrective distributions	2017-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,344,820
Value of total assets at end of year	2017-12-31	$20,489,439
Value of total assets at beginning of year	2017-12-31	$17,087,805
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$13,425
Total income from rents	2017-12-31	$0
Total interest from all sources	2017-12-31	$23,827
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$89,235
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$89,235
Administrative expenses professional fees incurred	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Amount of non-exempt transactions with any party-in-interest	2017-12-31	$0
Contributions received from participants	2017-12-31	$1,874,592
Participant contributions at end of year	2017-12-31	$443,180
Participant contributions at beginning of year	2017-12-31	$414,201
Participant contributions at end of year	2017-12-31	$4,821
Participant contributions at beginning of year	2017-12-31	$4,602
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$125,830
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$14,531
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Other income not declared elsewhere	2017-12-31	$17
Administrative expenses (other) incurred	2017-12-31	$0
Liabilities. Value of operating payables at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$3,401,634
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$20,489,439
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$17,087,805
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	Yes
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2017-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2017-12-31	$0
Investment advisory and management fees	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$7,671,469
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$6,324,618
Interest on participant loans	2017-12-31	$23,827
Income. Interest from loans (other than to participants)	2017-12-31	$0
Interest earned on other investments	2017-12-31	$0
Income. Interest from US Government securities	2017-12-31	$0
Income. Interest from corporate debt instruments	2017-12-31	$0
Value of interest in common/collective trusts at end of year	2017-12-31	$12,369,038
Value of interest in common/collective trusts at beginning of year	2017-12-31	$10,343,677
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,374,092
Net investment gain/loss from pooled separate accounts	2017-12-31	$0
Net investment gain or loss from common/collective trusts	2017-12-31	$1,595,182
Net gain/loss from 103.12 investment entities	2017-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$344,398
Employer contributions (assets) at end of year	2017-12-31	$931
Employer contributions (assets) at beginning of year	2017-12-31	$707
Income. Dividends from preferred stock	2017-12-31	$0
Income. Dividends from common stock	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,997,583
Contract administrator fees	2017-12-31	$13,425
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$0
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	ARONSON LLC
Accountancy firm EIN	2017-12-31	371611326
2016 : WILLIAM C. SMITH & CO. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$0
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$3,677,874
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,140,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,127,554
Expenses. Certain deemed distributions of participant loans	2016-12-31	$0
Value of total corrective distributions	2016-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,654,934
Value of total assets at end of year	2016-12-31	$17,087,805
Value of total assets at beginning of year	2016-12-31	$14,550,058
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$12,573
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$23,911
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$79,103
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$79,103
Administrative expenses professional fees incurred	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Amount of non-exempt transactions with any party-in-interest	2016-12-31	$0
Contributions received from participants	2016-12-31	$1,708,588
Participant contributions at end of year	2016-12-31	$414,201
Participant contributions at beginning of year	2016-12-31	$476,250
Participant contributions at end of year	2016-12-31	$4,602
Participant contributions at beginning of year	2016-12-31	$60,592
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$630,089
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$493
Administrative expenses (other) incurred	2016-12-31	$0
Liabilities. Value of operating payables at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$2,537,747
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$17,087,805
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$14,550,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2016-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2016-12-31	$0
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$6,324,618
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$5,995,930
Interest on participant loans	2016-12-31	$23,911
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$0
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$10,343,677
Value of interest in common/collective trusts at beginning of year	2016-12-31	$8,005,882
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$294,141
Net investment gain/loss from pooled separate accounts	2016-12-31	$0
Net investment gain or loss from common/collective trusts	2016-12-31	$625,292
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$316,257
Employer contributions (assets) at end of year	2016-12-31	$707
Employer contributions (assets) at beginning of year	2016-12-31	$11,404
Income. Dividends from preferred stock	2016-12-31	$0
Income. Dividends from common stock	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,127,554
Contract administrator fees	2016-12-31	$12,573
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ARONSON LLC
Accountancy firm EIN	2016-12-31	371611326
2015 : WILLIAM C. SMITH & CO. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$0
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,152,699
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,488,113
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,477,338
Expenses. Certain deemed distributions of participant loans	2015-12-31	$0
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,207,113
Value of total assets at end of year	2015-12-31	$14,550,058
Value of total assets at beginning of year	2015-12-31	$13,885,472
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$10,775
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$21,250
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$74,002
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$74,002
Administrative expenses professional fees incurred	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Amount of non-exempt transactions with any party-in-interest	2015-12-31	$0
Contributions received from participants	2015-12-31	$1,534,246
Participant contributions at end of year	2015-12-31	$476,250
Participant contributions at beginning of year	2015-12-31	$399,651
Participant contributions at end of year	2015-12-31	$60,592
Participant contributions at beginning of year	2015-12-31	$56,415
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$386,856
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$545
Administrative expenses (other) incurred	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$664,586
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$14,550,058
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$13,885,472
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2015-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2015-12-31	$0
Investment advisory and management fees	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$5,995,930
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$6,425,981
Interest on participant loans	2015-12-31	$21,250
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$0
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$8,005,882
Value of interest in common/collective trusts at beginning of year	2015-12-31	$6,993,767
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-45,630
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$-104,581
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$286,011
Employer contributions (assets) at end of year	2015-12-31	$11,404
Employer contributions (assets) at beginning of year	2015-12-31	$9,658
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,477,338
Contract administrator fees	2015-12-31	$10,775
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ARONSON LLC
Accountancy firm EIN	2015-12-31	371611326
2014 : WILLIAM C. SMITH & CO. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$0
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,468,865
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$677,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$669,380
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,791,621
Value of total assets at end of year	2014-12-31	$13,885,472
Value of total assets at beginning of year	2014-12-31	$12,094,357
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$8,370
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$19,680
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$135,168
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$135,168
Administrative expenses professional fees incurred	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Amount of non-exempt transactions with any party-in-interest	2014-12-31	$0
Contributions received from participants	2014-12-31	$1,361,811
Participant contributions at end of year	2014-12-31	$399,651
Participant contributions at beginning of year	2014-12-31	$326,308
Participant contributions at end of year	2014-12-31	$56,415
Participant contributions at beginning of year	2014-12-31	$39,675
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$174,373
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$70
Administrative expenses (other) incurred	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,791,115
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$13,885,472
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$12,094,357
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2014-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$6,425,981
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$5,774,869
Interest on participant loans	2014-12-31	$19,680
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$6,993,767
Value of interest in common/collective trusts at beginning of year	2014-12-31	$5,946,948
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$172,210
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$350,116
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$255,437
Employer contributions (assets) at end of year	2014-12-31	$9,658
Employer contributions (assets) at beginning of year	2014-12-31	$6,557
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$669,380
Contract administrator fees	2014-12-31	$8,370
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ARONSON LLC
Accountancy firm EIN	2014-12-31	371611326
2013 : WILLIAM C. SMITH & CO. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$0
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,235,463
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$715,564
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$708,622
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,329,162
Value of total assets at end of year	2013-12-31	$12,094,357
Value of total assets at beginning of year	2013-12-31	$9,574,458
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$6,942
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$15,447
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$71,316
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$71,316
Administrative expenses professional fees incurred	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Amount of non-exempt transactions with any party-in-interest	2013-12-31	$0
Contributions received from participants	2013-12-31	$982,859
Participant contributions at end of year	2013-12-31	$326,308
Participant contributions at beginning of year	2013-12-31	$286,501
Participant contributions at end of year	2013-12-31	$39,675
Participant contributions at beginning of year	2013-12-31	$38,874
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$170,282
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$1,833
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$88
Administrative expenses (other) incurred	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,519,899
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$12,094,357
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$9,574,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2013-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$5,774,869
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$4,222,282
Interest on participant loans	2013-12-31	$15,447
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$5,946,948
Value of interest in common/collective trusts at beginning of year	2013-12-31	$5,020,531
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,082,505
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$736,945
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$176,021
Employer contributions (assets) at end of year	2013-12-31	$6,557
Employer contributions (assets) at beginning of year	2013-12-31	$6,270
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$706,789
Contract administrator fees	2013-12-31	$6,942
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ARONSON LLC
Accountancy firm EIN	2013-12-31	371611326
2012 : WILLIAM C. SMITH & CO. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets	2012-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$0
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,247,162
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$443,688
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$440,280
Expenses. Certain deemed distributions of participant loans	2012-12-31	$0
Value of total corrective distributions	2012-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,177,890
Value of total assets at end of year	2012-12-31	$9,574,458
Value of total assets at beginning of year	2012-12-31	$7,770,984
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$3,408
Total income from rents	2012-12-31	$0
Total interest from all sources	2012-12-31	$14,485
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$68,237
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$68,237
Administrative expenses professional fees incurred	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Amount of non-exempt transactions with any party-in-interest	2012-12-31	$0
Contributions received from participants	2012-12-31	$938,207
Participant contributions at end of year	2012-12-31	$286,501
Participant contributions at beginning of year	2012-12-31	$260,138
Participant contributions at end of year	2012-12-31	$38,874
Participant contributions at beginning of year	2012-12-31	$37,836
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$65,866
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Other income not declared elsewhere	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$0
Liabilities. Value of operating payables at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,803,474
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$9,574,458
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$7,770,984
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2012-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2012-12-31	$0
Investment advisory and management fees	2012-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,222,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,311,049
Interest on participant loans	2012-12-31	$14,485
Income. Interest from loans (other than to participants)	2012-12-31	$0
Interest earned on other investments	2012-12-31	$0
Income. Interest from US Government securities	2012-12-31	$0
Income. Interest from corporate debt instruments	2012-12-31	$0
Value of interest in common/collective trusts at end of year	2012-12-31	$5,020,531
Value of interest in common/collective trusts at beginning of year	2012-12-31	$4,156,185
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$512,382
Net investment gain/loss from pooled separate accounts	2012-12-31	$0
Net investment gain or loss from common/collective trusts	2012-12-31	$474,168
Net gain/loss from 103.12 investment entities	2012-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$173,817
Employer contributions (assets) at end of year	2012-12-31	$6,270
Employer contributions (assets) at beginning of year	2012-12-31	$5,776
Income. Dividends from preferred stock	2012-12-31	$0
Income. Dividends from common stock	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$440,280
Contract administrator fees	2012-12-31	$3,408
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ARONSON LLC
Accountancy firm EIN	2012-12-31	371611326
2011 : WILLIAM C. SMITH & CO. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$0
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$985,631
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$559,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$556,186
Expenses. Certain deemed distributions of participant loans	2011-12-31	$0
Value of total corrective distributions	2011-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,106,232
Value of total assets at end of year	2011-12-31	$7,770,984
Value of total assets at beginning of year	2011-12-31	$7,344,763
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$3,224
Total income from rents	2011-12-31	$0
Total interest from all sources	2011-12-31	$14,168
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$44,353
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$44,353
Administrative expenses professional fees incurred	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Amount of non-exempt transactions with any party-in-interest	2011-12-31	$0
Contributions received from participants	2011-12-31	$932,412
Participant contributions at end of year	2011-12-31	$260,138
Participant contributions at beginning of year	2011-12-31	$268,058
Participant contributions at end of year	2011-12-31	$37,836
Participant contributions at beginning of year	2011-12-31	$34,620
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$0
Administrative expenses (other) incurred	2011-12-31	$0
Liabilities. Value of operating payables at beginning of year	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$426,221
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$7,770,984
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,344,763
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2011-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2011-12-31	$0
Investment advisory and management fees	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,311,049
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$0
Value of interest in pooled separate accounts at end of year	2011-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$6,241,057
Interest on participant loans	2011-12-31	$14,168
Income. Interest from loans (other than to participants)	2011-12-31	$0
Interest earned on other investments	2011-12-31	$0
Income. Interest from US Government securities	2011-12-31	$0
Income. Interest from corporate debt instruments	2011-12-31	$0
Value of interest in common/collective trusts at end of year	2011-12-31	$4,156,185
Value of interest in common/collective trusts at beginning of year	2011-12-31	$794,027
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-344,484
Net investment gain/loss from pooled separate accounts	2011-12-31	$317,558
Net investment gain or loss from common/collective trusts	2011-12-31	$-152,196
Net gain/loss from 103.12 investment entities	2011-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$173,820
Employer contributions (assets) at end of year	2011-12-31	$5,776
Employer contributions (assets) at beginning of year	2011-12-31	$7,001
Income. Dividends from preferred stock	2011-12-31	$0
Income. Dividends from common stock	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$556,186
Contract administrator fees	2011-12-31	$3,224
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2011-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ARONSON LLC
Accountancy firm EIN	2011-12-31	371611326
2010 : WILLIAM C. SMITH & CO. 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$0
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,844,726
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$500,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$496,897
Expenses. Certain deemed distributions of participant loans	2010-12-31	$0
Value of total corrective distributions	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$999,120
Value of total assets at end of year	2010-12-31	$7,344,763
Value of total assets at beginning of year	2010-12-31	$6,000,734
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,800
Total income from rents	2010-12-31	$0
Total interest from all sources	2010-12-31	$14,384
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$0
Administrative expenses professional fees incurred	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$200,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Amount of non-exempt transactions with any party-in-interest	2010-12-31	$0
Contributions received from participants	2010-12-31	$838,318
Participant contributions at end of year	2010-12-31	$268,058
Participant contributions at beginning of year	2010-12-31	$214,104
Participant contributions at end of year	2010-12-31	$34,620
Participant contributions at beginning of year	2010-12-31	$28,064
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$2,138
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$0
Administrative expenses (other) incurred	2010-12-31	$0
Liabilities. Value of operating payables at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,344,029
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,344,763
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$6,000,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2010-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2010-12-31	$0
Investment advisory and management fees	2010-12-31	$0
Value of interest in pooled separate accounts at end of year	2010-12-31	$6,241,057
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$4,675,737
Interest on participant loans	2010-12-31	$14,384
Income. Interest from loans (other than to participants)	2010-12-31	$0
Interest earned on other investments	2010-12-31	$0
Income. Interest from US Government securities	2010-12-31	$0
Income. Interest from corporate debt instruments	2010-12-31	$0
Value of interest in common/collective trusts at end of year	2010-12-31	$794,027
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,077,278
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$0
Net investment gain/loss from pooled separate accounts	2010-12-31	$807,277
Net investment gain or loss from common/collective trusts	2010-12-31	$23,945
Net gain/loss from 103.12 investment entities	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$158,664
Employer contributions (assets) at end of year	2010-12-31	$7,001
Employer contributions (assets) at beginning of year	2010-12-31	$5,551
Income. Dividends from preferred stock	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$496,897
Contract administrator fees	2010-12-31	$3,800
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ARONSON LLC
Accountancy firm EIN	2010-12-31	371611326
2009 : WILLIAM C. SMITH & CO. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for WILLIAM C. SMITH & CO. 401(K) PLAN

2023: WILLIAM C. SMITH & CO. 401(K) PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: WILLIAM C. SMITH & CO. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	Yes
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: WILLIAM C. SMITH & CO. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	Yes
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: WILLIAM C. SMITH & CO. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: WILLIAM C. SMITH & CO. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: WILLIAM C. SMITH & CO. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: WILLIAM C. SMITH & CO. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: WILLIAM C. SMITH & CO. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: WILLIAM C. SMITH & CO. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: WILLIAM C. SMITH & CO. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: WILLIAM C. SMITH & CO. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: WILLIAM C. SMITH & CO. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: WILLIAM C. SMITH & CO. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: WILLIAM C. SMITH & CO. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	520099
Policy instance	1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	520099
Policy instance	1

Potentially related plans

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Company Name:	WILLIAM C. SMITH & COMPANY, INC.
Employer identification number (EIN):	521092879
NAIC Classification:	531390
NAIC Description:	Other Activities Related to Real Estate