ALEXANDER & CLEAVER, P.A. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ALEXANDER & CLEAVER, P.A. EMPLOYEE'S PROFIT SHARIN
401k plan membership statisitcs for ALEXANDER & CLEAVER, P.A. EMPLOYEE'S PROFIT SHARIN
| Measure | Date | Value |
|---|
| 2014: ALEXANDER & CLEAVER, P.A. EMPLOYEE'S PROFIT SHARIN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 36 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 0 |
| Total of all active and inactive participants | 2014-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 0 |
| Number of participants with account balances | 2014-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: ALEXANDER & CLEAVER, P.A. EMPLOYEE'S PROFIT SHARIN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 38 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 25 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 11 |
| Total of all active and inactive participants | 2013-01-01 | 36 |
| Total participants | 2013-01-01 | 36 |
| Number of participants with account balances | 2013-01-01 | 36 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 2 |
| 2012: ALEXANDER & CLEAVER, P.A. EMPLOYEE'S PROFIT SHARIN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 36 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 25 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 13 |
| Total of all active and inactive participants | 2012-01-01 | 38 |
| Total participants | 2012-01-01 | 38 |
| Number of participants with account balances | 2012-01-01 | 38 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 3 |
| 2011: ALEXANDER & CLEAVER, P.A. EMPLOYEE'S PROFIT SHARIN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 39 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 28 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 8 |
| Total of all active and inactive participants | 2011-01-01 | 36 |
| Total participants | 2011-01-01 | 36 |
| Number of participants with account balances | 2011-01-01 | 36 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2010: ALEXANDER & CLEAVER, P.A. EMPLOYEE'S PROFIT SHARIN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 38 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 27 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 12 |
| Total of all active and inactive participants | 2010-01-01 | 39 |
| Total participants | 2010-01-01 | 39 |
| Number of participants with account balances | 2010-01-01 | 39 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 1 |
| 2009: ALEXANDER & CLEAVER, P.A. EMPLOYEE'S PROFIT SHARIN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 32 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 27 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 11 |
| Total of all active and inactive participants | 2009-01-01 | 38 |
| Total participants | 2009-01-01 | 38 |
| Number of participants with account balances | 2009-01-01 | 38 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 1 |
| Measure | Date | Value |
|---|
| 2014 : ALEXANDER & CLEAVER, P.A. EMPLOYEE'S PROFIT SHARIN 2014 401k financial data |
|---|
| Transfers to/from the plan | 2014-12-31 | $-3,615,891 |
| Total income from all sources | 2014-12-31 | $167,610 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $490,947 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $485,863 |
| Total plan assets at beginning of year | 2014-12-31 | $3,939,228 |
| Value of fidelity bond covering the plan | 2014-12-31 | $600,000 |
| Expenses. Other expenses not covered elsewhere | 2014-12-31 | $5,084 |
| Other income received | 2014-12-31 | $17,610 |
| Net income (gross income less expenses) | 2014-12-31 | $-323,337 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,939,228 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $150,000 |
| 2013 : ALEXANDER & CLEAVER, P.A. EMPLOYEE'S PROFIT SHARIN 2013 401k financial data |
|---|
| Total plan liabilities at beginning of year | 2013-12-31 | $7,659 |
| Total income from all sources | 2013-12-31 | $384,018 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $117,395 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $86,234 |
| Total plan assets at end of year | 2013-12-31 | $5,555,669 |
| Total plan assets at beginning of year | 2013-12-31 | $5,296,705 |
| Value of fidelity bond covering the plan | 2013-12-31 | $600,000 |
| Expenses. Other expenses not covered elsewhere | 2013-12-31 | $18,973 |
| Other income received | 2013-12-31 | $184,018 |
| Net income (gross income less expenses) | 2013-12-31 | $266,623 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $5,555,669 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $5,289,046 |
| Assets. Value of participant loans | 2013-12-31 | $81,338 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $200,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $12,188 |
| 2012 : ALEXANDER & CLEAVER, P.A. EMPLOYEE'S PROFIT SHARIN 2012 401k financial data |
|---|
| Total plan liabilities at end of year | 2012-12-31 | $7,659 |
| Total income from all sources | 2012-12-31 | $324,090 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $191,155 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $161,448 |
| Total plan assets at end of year | 2012-12-31 | $5,296,705 |
| Total plan assets at beginning of year | 2012-12-31 | $5,156,111 |
| Value of fidelity bond covering the plan | 2012-12-31 | $550,000 |
| Expenses. Other expenses not covered elsewhere | 2012-12-31 | $18,170 |
| Other income received | 2012-12-31 | $124,090 |
| Net income (gross income less expenses) | 2012-12-31 | $132,935 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $5,289,046 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $5,156,111 |
| Assets. Value of participant loans | 2012-12-31 | $61,973 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $200,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $11,537 |
| 2011 : ALEXANDER & CLEAVER, P.A. EMPLOYEE'S PROFIT SHARIN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $312,782 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $42,299 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $13,074 |
| Total plan assets at end of year | 2011-12-31 | $5,156,111 |
| Total plan assets at beginning of year | 2011-12-31 | $4,885,628 |
| Value of fidelity bond covering the plan | 2011-12-31 | $500,000 |
| Other income received | 2011-12-31 | $112,782 |
| Net income (gross income less expenses) | 2011-12-31 | $270,483 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $5,156,111 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,885,628 |
| Assets. Value of participant loans | 2011-12-31 | $44,631 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $200,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $29,225 |
| 2010 : ALEXANDER & CLEAVER, P.A. EMPLOYEE'S PROFIT SHARIN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $289,815 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $28,610 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $5,083 |
| Total plan assets at end of year | 2010-12-31 | $4,885,628 |
| Total plan assets at beginning of year | 2010-12-31 | $4,624,423 |
| Value of fidelity bond covering the plan | 2010-12-31 | $500,000 |
| Other income received | 2010-12-31 | $139,815 |
| Net income (gross income less expenses) | 2010-12-31 | $261,205 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $4,885,628 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $4,624,423 |
| Assets. Value of participant loans | 2010-12-31 | $46,533 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $150,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $23,527 |
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 04236802 |
| Policy instance | 3 |
| Insurance contract or identification number | 04236802 | | Insurance policy start date | 2013-12-01 | | Insurance policy end date | 2014-11-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 ) |
| Policy contract number | 8505796 |
| Policy instance | 4 |
| Insurance contract or identification number | 8505796 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | Yes | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 04241883 |
| Policy instance | 2 |
| Insurance contract or identification number | 04241883 | | Insurance policy start date | 2013-11-01 | | Insurance policy end date | 2014-10-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| STATE FARM LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69108 ) |
| Policy contract number | LF-0154-6372 |
| Policy instance | 1 |
| Insurance contract or identification number | LF-0154-6372 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 | | Insurance broker name | LESLIE RIEHL |
|
| STATE FARM LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69108 ) |
| Policy contract number | LF-0154-6372 |
| Policy instance | 1 |
| Insurance contract or identification number | LF-0154-6372 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 | | Insurance broker name | LESLIE RIEHL |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 04241883 |
| Policy instance | 2 |
| Insurance contract or identification number | 04241883 | | Insurance policy start date | 2012-11-01 | | Insurance policy end date | 2013-10-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 04236802 |
| Policy instance | 3 |
| Insurance contract or identification number | 04236802 | | Insurance policy start date | 2012-12-01 | | Insurance policy end date | 2013-11-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 ) |
| Policy contract number | 8505796 |
| Policy instance | 4 |
| Insurance contract or identification number | 8505796 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | Yes | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| STATE FARM LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69108 ) |
| Policy contract number | LF-0154-6372 |
| Policy instance | 1 |
| Insurance contract or identification number | LF-0154-6372 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 | | Insurance broker name | LESLIE RIEHL |
|
| PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 ) |
| Policy contract number | 8505796 |
| Policy instance | 4 |
| Insurance contract or identification number | 8505796 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 04236802 |
| Policy instance | 3 |
| Insurance contract or identification number | 04236802 | | Insurance policy start date | 2011-12-01 | | Insurance policy end date | 2012-11-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 04241883 |
| Policy instance | 2 |
| Insurance contract or identification number | 04241883 | | Insurance policy start date | 2011-11-01 | | Insurance policy end date | 2012-10-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 04236802 |
| Policy instance | 3 |
| Insurance contract or identification number | 04236802 | | Insurance policy start date | 2010-12-01 | | Insurance policy end date | 2011-11-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 04241883 |
| Policy instance | 2 |
| Insurance contract or identification number | 04241883 | | Insurance policy start date | 2010-11-01 | | Insurance policy end date | 2011-10-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| STATE FARM LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69108 ) |
| Policy contract number | LF-0154-6372 |
| Policy instance | 1 |
| Insurance contract or identification number | LF-0154-6372 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 ) |
| Policy contract number | 8505796 |
| Policy instance | 4 |
| Insurance contract or identification number | 8505796 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 ) |
| Policy contract number | 8505796 |
| Policy instance | 4 |
| Insurance contract or identification number | 8505796 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 04241883 |
| Policy instance | 2 |
| Insurance contract or identification number | 04241883 | | Insurance policy start date | 2009-11-01 | | Insurance policy end date | 2010-10-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| STATE FARM LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69108 ) |
| Policy contract number | LF-0154-6372 |
| Policy instance | 1 |
| Insurance contract or identification number | LF-0154-6372 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 | | Insurance broker name | JOYCE A. GLADSTONE |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 04236802 |
| Policy instance | 3 |
| Insurance contract or identification number | 04236802 | | Insurance policy start date | 2009-12-01 | | Insurance policy end date | 2010-11-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
