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THE ALBAN TRACTOR 401(K) PLAN 401k Plan overview

Plan NameTHE ALBAN TRACTOR 401(K) PLAN
Plan identification number 001

THE ALBAN TRACTOR 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ALBAN TRACTOR CO. INC. has sponsored the creation of one or more 401k plans.

Company Name:ALBAN TRACTOR CO. INC.
Employer identification number (EIN):521249063
NAIC Classification:423800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ALBAN TRACTOR 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01JAMES F SWEENEY2022-02-07 JAMES F SWEENEY2022-02-07
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01RYAN JOHN JAMES F. SWEENEY2018-10-13
0012016-01-01JAMES F. SWEENEY JAMES F. SWEENEY2017-10-16
0012015-01-01JAMES F. SWEENEY JAMES F. SWEENEY2016-10-14
0012014-01-01JAMES F. SWEENEY JAMES F. SWEENEY2015-10-15
0012013-01-01JAMES SWEENEY JAMES SWEENEY2015-10-15
0012012-01-01RYAN JOHN RYAN JOHN2013-10-15
0012011-01-01JAMES SWEENEY JAMES SWEENEY2015-10-14
0012009-01-01RYAN D. JOHN RYAN D. JOHN2010-09-17

Plan Statistics for THE ALBAN TRACTOR 401(K) PLAN

401k plan membership statisitcs for THE ALBAN TRACTOR 401(K) PLAN

Measure Date Value
2020: THE ALBAN TRACTOR 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,080
Total number of active participants reported on line 7a of the Form 55002020-01-011
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-013
Total of all active and inactive participants2020-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-014
Number of participants with account balances2020-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: THE ALBAN TRACTOR 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01993
Total number of active participants reported on line 7a of the Form 55002019-01-01784
Number of retired or separated participants receiving benefits2019-01-018
Number of other retired or separated participants entitled to future benefits2019-01-01287
Total of all active and inactive participants2019-01-011,079
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-011,080
Number of participants with account balances2019-01-011,071
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0116
2018: THE ALBAN TRACTOR 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01917
Total number of active participants reported on line 7a of the Form 55002018-01-01754
Number of retired or separated participants receiving benefits2018-01-019
Number of other retired or separated participants entitled to future benefits2018-01-01229
Total of all active and inactive participants2018-01-01992
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01993
Number of participants with account balances2018-01-01985
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0126
2017: THE ALBAN TRACTOR 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01896
Total number of active participants reported on line 7a of the Form 55002017-01-01735
Number of retired or separated participants receiving benefits2017-01-019
Number of other retired or separated participants entitled to future benefits2017-01-01171
Total of all active and inactive participants2017-01-01915
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01917
Number of participants with account balances2017-01-01910
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0115
2016: THE ALBAN TRACTOR 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01821
Total number of active participants reported on line 7a of the Form 55002016-01-01748
Number of retired or separated participants receiving benefits2016-01-019
Number of other retired or separated participants entitled to future benefits2016-01-01138
Total of all active and inactive participants2016-01-01895
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01896
Number of participants with account balances2016-01-01891
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0116
2015: THE ALBAN TRACTOR 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01757
Total number of active participants reported on line 7a of the Form 55002015-01-01707
Number of retired or separated participants receiving benefits2015-01-018
Number of other retired or separated participants entitled to future benefits2015-01-01105
Total of all active and inactive participants2015-01-01820
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01821
Number of participants with account balances2015-01-01810
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0114
2014: THE ALBAN TRACTOR 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01707
Total number of active participants reported on line 7a of the Form 55002014-01-01671
Number of retired or separated participants receiving benefits2014-01-018
Number of other retired or separated participants entitled to future benefits2014-01-0178
Total of all active and inactive participants2014-01-01757
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01757
Number of participants with account balances2014-01-01753
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-018
2013: THE ALBAN TRACTOR 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01728
Total number of active participants reported on line 7a of the Form 55002013-01-01633
Number of retired or separated participants receiving benefits2013-01-018
Number of other retired or separated participants entitled to future benefits2013-01-0166
Total of all active and inactive participants2013-01-01707
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01707
Number of participants with account balances2013-01-01696
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE ALBAN TRACTOR 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01725
Total number of active participants reported on line 7a of the Form 55002012-01-01671
Number of retired or separated participants receiving benefits2012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-0152
Total of all active and inactive participants2012-01-01728
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01728
Number of participants with account balances2012-01-01709
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0117
2011: THE ALBAN TRACTOR 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01912
Total number of active participants reported on line 7a of the Form 55002011-01-01649
Number of retired or separated participants receiving benefits2011-01-016
Number of other retired or separated participants entitled to future benefits2011-01-0156
Total of all active and inactive participants2011-01-01711
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01711
Number of participants with account balances2011-01-01700
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2009: THE ALBAN TRACTOR 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01782
Total number of active participants reported on line 7a of the Form 55002009-01-01594
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01200
Total of all active and inactive participants2009-01-01794
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01796
Number of participants with account balances2009-01-01660
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0165

Financial Data on THE ALBAN TRACTOR 401(K) PLAN

Measure Date Value
2020 : THE ALBAN TRACTOR 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$-1,910,285
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$142,110,578
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$141,920,943
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,555,310
Value of total assets at end of year2020-12-31$1,955
Value of total assets at beginning of year2020-12-31$144,022,818
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$189,635
Total interest from all sources2020-12-31$22,374
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$317,371
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$317,371
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$50,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,117,974
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$1,519,896
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$307,721
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$945,671
Administrative expenses (other) incurred2020-12-31$189,635
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-144,020,863
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,955
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$144,022,818
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,955
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$132,191,844
Interest on participant loans2020-12-31$22,374
Value of interest in common/collective trusts at end of year2020-12-31$0
Value of interest in common/collective trusts at beginning of year2020-12-31$10,311,078
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$-6,925,606
Net investment gain or loss from common/collective trusts2020-12-31$120,266
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,129,615
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$140,975,272
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM US LLP
Accountancy firm EIN2020-12-31420714325
2019 : THE ALBAN TRACTOR 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$35,208,454
Total income from all sources (including contributions)2019-12-31$35,208,454
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$23,246,250
Total of all expenses incurred2019-12-31$23,246,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$23,086,178
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$23,086,178
Expenses. Certain deemed distributions of participant loans2019-12-31$29,349
Expenses. Certain deemed distributions of participant loans2019-12-31$29,349
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,659,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,659,169
Value of total assets at end of year2019-12-31$144,022,818
Value of total assets at end of year2019-12-31$144,022,818
Value of total assets at beginning of year2019-12-31$132,060,614
Value of total assets at beginning of year2019-12-31$132,060,614
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$130,723
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$130,723
Total interest from all sources2019-12-31$83,103
Total interest from all sources2019-12-31$83,103
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,654,558
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,654,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,654,558
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,654,558
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,632,737
Contributions received from participants2019-12-31$3,632,737
Participant contributions at end of year2019-12-31$1,519,896
Participant contributions at end of year2019-12-31$1,519,896
Participant contributions at beginning of year2019-12-31$1,559,561
Participant contributions at beginning of year2019-12-31$1,559,561
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$585,328
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$585,328
Other income not declared elsewhere2019-12-31$94
Other income not declared elsewhere2019-12-31$94
Administrative expenses (other) incurred2019-12-31$130,723
Administrative expenses (other) incurred2019-12-31$130,723
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$11,962,204
Value of net income/loss2019-12-31$11,962,204
Value of net assets at end of year (total assets less liabilities)2019-12-31$144,022,818
Value of net assets at end of year (total assets less liabilities)2019-12-31$144,022,818
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$132,060,614
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$132,060,614
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$132,191,844
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$132,191,844
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$120,288,628
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$120,288,628
Interest on participant loans2019-12-31$83,103
Interest on participant loans2019-12-31$83,103
Value of interest in common/collective trusts at end of year2019-12-31$10,311,078
Value of interest in common/collective trusts at end of year2019-12-31$10,311,078
Value of interest in common/collective trusts at beginning of year2019-12-31$10,212,425
Value of interest in common/collective trusts at beginning of year2019-12-31$10,212,425
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$24,555,078
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$24,555,078
Net investment gain or loss from common/collective trusts2019-12-31$256,452
Net investment gain or loss from common/collective trusts2019-12-31$256,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,441,104
Contributions received in cash from employer2019-12-31$2,441,104
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$23,086,178
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$23,086,178
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm EIN2019-12-31420714325
Accountancy firm EIN2019-12-31420714325
2018 : THE ALBAN TRACTOR 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-3,166,829
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$14,740,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$14,610,592
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,453,467
Value of total assets at end of year2018-12-31$132,060,614
Value of total assets at beginning of year2018-12-31$149,967,552
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$129,517
Total interest from all sources2018-12-31$77,158
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,523,849
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$4,523,849
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,407,897
Participant contributions at end of year2018-12-31$1,559,561
Participant contributions at beginning of year2018-12-31$1,554,426
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$45,570
Other income not declared elsewhere2018-12-31$3,006
Administrative expenses (other) incurred2018-12-31$129,517
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-17,906,938
Value of net assets at end of year (total assets less liabilities)2018-12-31$132,060,614
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$149,967,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$120,288,628
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$134,889,917
Interest on participant loans2018-12-31$77,158
Value of interest in common/collective trusts at end of year2018-12-31$10,212,425
Value of interest in common/collective trusts at beginning of year2018-12-31$10,669,849
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-11,447,903
Net investment gain or loss from common/collective trusts2018-12-31$223,594
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$0
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$2,853,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$14,610,592
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : THE ALBAN TRACTOR 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$29,378,310
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$14,524,440
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$14,466,394
Expenses. Certain deemed distributions of participant loans2017-12-31$41,658
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,356,487
Value of total assets at end of year2017-12-31$149,967,552
Value of total assets at beginning of year2017-12-31$135,113,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$16,388
Total interest from all sources2017-12-31$66,465
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,946,139
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,946,139
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,310,972
Participant contributions at end of year2017-12-31$1,554,426
Participant contributions at beginning of year2017-12-31$1,622,096
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$228,157
Other income not declared elsewhere2017-12-31$46
Administrative expenses (other) incurred2017-12-31$16,388
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$14,853,870
Value of net assets at end of year (total assets less liabilities)2017-12-31$149,967,552
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$135,113,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$134,889,917
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$118,827,283
Interest on participant loans2017-12-31$66,465
Value of interest in common/collective trusts at end of year2017-12-31$10,669,849
Value of interest in common/collective trusts at beginning of year2017-12-31$12,746,663
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$19,799,505
Net investment gain or loss from common/collective trusts2017-12-31$209,668
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,817,358
Employer contributions (assets) at end of year2017-12-31$2,853,360
Employer contributions (assets) at beginning of year2017-12-31$1,917,640
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$14,466,394
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : THE ALBAN TRACTOR 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$13,444,400
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$8,577,480
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$8,521,073
Expenses. Certain deemed distributions of participant loans2016-12-31$40,526
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,576,993
Value of total assets at end of year2016-12-31$135,113,682
Value of total assets at beginning of year2016-12-31$130,246,762
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$15,881
Total interest from all sources2016-12-31$67,586
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,530,381
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,530,381
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,213,065
Participant contributions at end of year2016-12-31$1,622,096
Participant contributions at beginning of year2016-12-31$1,621,673
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$3,669
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$446,288
Other income not declared elsewhere2016-12-31$8,421
Administrative expenses (other) incurred2016-12-31$15,881
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,866,920
Value of net assets at end of year (total assets less liabilities)2016-12-31$135,113,682
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$130,246,762
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$118,827,283
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$113,222,687
Interest on participant loans2016-12-31$67,586
Value of interest in common/collective trusts at end of year2016-12-31$12,746,663
Value of interest in common/collective trusts at beginning of year2016-12-31$11,677,733
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,020,745
Net investment gain or loss from common/collective trusts2016-12-31$240,274
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,917,640
Employer contributions (assets) at end of year2016-12-31$1,917,640
Employer contributions (assets) at beginning of year2016-12-31$3,721,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$8,521,073
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM US LLP
Accountancy firm EIN2016-12-31420714325
2015 : THE ALBAN TRACTOR 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$8,284,227
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$5,137,159
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,101,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$7,503,037
Value of total assets at end of year2015-12-31$130,246,762
Value of total assets at beginning of year2015-12-31$127,099,694
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$36,053
Total interest from all sources2015-12-31$69,839
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,244,095
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,244,095
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,031,519
Participant contributions at end of year2015-12-31$1,621,673
Participant contributions at beginning of year2015-12-31$1,583,441
Participant contributions at end of year2015-12-31$3,669
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$750,518
Other income not declared elsewhere2015-12-31$671
Administrative expenses (other) incurred2015-12-31$36,053
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,147,068
Value of net assets at end of year (total assets less liabilities)2015-12-31$130,246,762
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$127,099,694
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$113,222,687
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$109,142,382
Interest on participant loans2015-12-31$69,839
Value of interest in common/collective trusts at end of year2015-12-31$11,677,733
Value of interest in common/collective trusts at beginning of year2015-12-31$12,785,547
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,378,116
Net investment gain or loss from common/collective trusts2015-12-31$-155,299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,721,000
Employer contributions (assets) at end of year2015-12-31$3,721,000
Employer contributions (assets) at beginning of year2015-12-31$3,588,324
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,101,106
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RSM US LLP
Accountancy firm EIN2015-12-31420714325
2014 : THE ALBAN TRACTOR 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$13,854,595
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$8,561,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$8,485,419
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,524,790
Value of total assets at end of year2014-12-31$127,099,694
Value of total assets at beginning of year2014-12-31$121,806,971
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$76,453
Total interest from all sources2014-12-31$62,200
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,999,467
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,999,467
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,836,527
Participant contributions at end of year2014-12-31$1,583,441
Participant contributions at beginning of year2014-12-31$1,518,854
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$99,939
Other income not declared elsewhere2014-12-31$257
Administrative expenses (other) incurred2014-12-31$76,453
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,292,723
Value of net assets at end of year (total assets less liabilities)2014-12-31$127,099,694
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$121,806,971
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$109,142,382
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$101,456,985
Interest on participant loans2014-12-31$62,200
Value of interest in common/collective trusts at end of year2014-12-31$12,785,547
Value of interest in common/collective trusts at beginning of year2014-12-31$15,441,641
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,057,109
Net investment gain or loss from common/collective trusts2014-12-31$210,772
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,588,324
Employer contributions (assets) at end of year2014-12-31$3,588,324
Employer contributions (assets) at beginning of year2014-12-31$3,389,491
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$8,485,419
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCGLADREY LLP
Accountancy firm EIN2014-12-31420714325
2013 : THE ALBAN TRACTOR 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$26,501,022
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$5,592,212
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,582,320
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,431,992
Value of total assets at end of year2013-12-31$121,587,408
Value of total assets at beginning of year2013-12-31$100,678,598
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$9,892
Total interest from all sources2013-12-31$60,047
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,739,661
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,739,661
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,652,497
Participant contributions at end of year2013-12-31$1,717,951
Participant contributions at beginning of year2013-12-31$1,342,507
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$390,004
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$3,389,491
Total non interest bearing cash at beginning of year2013-12-31$3,252,577
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$20,908,810
Value of net assets at end of year (total assets less liabilities)2013-12-31$121,587,408
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$100,678,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$101,456,986
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$33,565,189
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$49,203,394
Interest on participant loans2013-12-31$60,047
Value of interest in common/collective trusts at end of year2013-12-31$15,022,980
Value of interest in common/collective trusts at beginning of year2013-12-31$13,314,931
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$8,079,317
Net investment gain/loss from pooled separate accounts2013-12-31$10,431,036
Net investment gain or loss from common/collective trusts2013-12-31$-241,031
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,389,491
Employer contributions (assets) at end of year2013-12-31$3,389,491
Employer contributions (assets) at beginning of year2013-12-31$3,252,577
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,582,320
Contract administrator fees2013-12-31$9,892
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCGLADREY LLP
Accountancy firm EIN2013-12-31420714325
2012 : THE ALBAN TRACTOR 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$16,513,606
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,157,496
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,145,694
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,800,827
Value of total assets at end of year2012-12-31$100,678,598
Value of total assets at beginning of year2012-12-31$88,322,488
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$11,802
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$59,696
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$538,420
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$538,420
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$2,498,205
Participant contributions at end of year2012-12-31$1,342,507
Participant contributions at beginning of year2012-12-31$1,294,000
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$50,045
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$0
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$12,356,110
Value of net assets at end of year (total assets less liabilities)2012-12-31$100,678,598
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$88,322,488
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$33,565,189
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$37,336,616
Value of interest in pooled separate accounts at end of year2012-12-31$49,203,394
Value of interest in pooled separate accounts at beginning of year2012-12-31$32,843,029
Interest on participant loans2012-12-31$59,696
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$0
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$13,314,931
Value of interest in common/collective trusts at beginning of year2012-12-31$13,790,178
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,886,943
Net investment gain/loss from pooled separate accounts2012-12-31$6,072,404
Net investment gain or loss from common/collective trusts2012-12-31$155,316
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,252,577
Employer contributions (assets) at end of year2012-12-31$3,252,577
Employer contributions (assets) at beginning of year2012-12-31$3,058,665
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,145,694
Contract administrator fees2012-12-31$11,802
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCGLADREY LLP
Accountancy firm EIN2012-12-31420714325
2011 : THE ALBAN TRACTOR 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$3,312,465
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,431,734
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,420,392
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,413,783
Value of total assets at end of year2011-12-31$88,322,488
Value of total assets at beginning of year2011-12-31$89,441,757
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$11,342
Total interest from all sources2011-12-31$63,923
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$545,762
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$545,762
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,339,478
Participant contributions at end of year2011-12-31$1,294,000
Participant contributions at beginning of year2011-12-31$1,470,596
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$79,037
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$2
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,119,269
Value of net assets at end of year (total assets less liabilities)2011-12-31$88,322,488
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$89,441,757
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$37,336,616
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$34,875,125
Value of interest in pooled separate accounts at end of year2011-12-31$32,843,029
Value of interest in pooled separate accounts at beginning of year2011-12-31$36,320,485
Interest on participant loans2011-12-31$63,923
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$13,790,178
Value of interest in common/collective trusts at beginning of year2011-12-31$13,911,883
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,442,770
Net investment gain/loss from pooled separate accounts2011-12-31$-1,532,870
Net investment gain or loss from common/collective trusts2011-12-31$264,635
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,995,268
Employer contributions (assets) at end of year2011-12-31$3,058,665
Employer contributions (assets) at beginning of year2011-12-31$2,863,668
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,420,392
Contract administrator fees2011-12-31$11,342
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCGLADREY, LLP
Accountancy firm EIN2011-12-31420714325
2010 : THE ALBAN TRACTOR 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$15,131,149
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,910,297
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,858,810
Expenses. Certain deemed distributions of participant loans2010-12-31$2,431
Value of total corrective distributions2010-12-31$38,761
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,045,879
Value of total assets at end of year2010-12-31$89,441,757
Value of total assets at beginning of year2010-12-31$77,220,905
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$10,295
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$72,741
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$563,187
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$563,187
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$2,115,004
Participant contributions at end of year2010-12-31$1,470,596
Participant contributions at beginning of year2010-12-31$1,225,060
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$24,570
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$672
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$12,220,852
Value of net assets at end of year (total assets less liabilities)2010-12-31$89,441,757
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$77,220,905
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$34,875,125
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$30,769,962
Value of interest in pooled separate accounts at end of year2010-12-31$36,320,485
Value of interest in pooled separate accounts at beginning of year2010-12-31$31,080,645
Interest on participant loans2010-12-31$72,741
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$13,911,883
Value of interest in common/collective trusts at beginning of year2010-12-31$13,528,483
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,748,908
Net investment gain/loss from pooled separate accounts2010-12-31$5,219,525
Net investment gain or loss from common/collective trusts2010-12-31$480,237
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,906,305
Employer contributions (assets) at end of year2010-12-31$2,863,668
Employer contributions (assets) at beginning of year2010-12-31$616,755
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,858,810
Contract administrator fees2010-12-31$10,295
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCGLADREY & PULLEN, LLP
Accountancy firm EIN2010-12-31420714325
2009 : THE ALBAN TRACTOR 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE ALBAN TRACTOR 401(K) PLAN

2020: THE ALBAN TRACTOR 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE ALBAN TRACTOR 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE ALBAN TRACTOR 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE ALBAN TRACTOR 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE ALBAN TRACTOR 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE ALBAN TRACTOR 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE ALBAN TRACTOR 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE ALBAN TRACTOR 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE ALBAN TRACTOR 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE ALBAN TRACTOR 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE ALBAN TRACTOR 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439590
Policy instance 1
Insurance contract or identification number439590
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439590
Policy instance 1
Insurance contract or identification number439590
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439590
Policy instance 1
Insurance contract or identification number439590
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439590
Policy instance 1
Insurance contract or identification number439590
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439590
Policy instance 1
Insurance contract or identification number439590
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,213
Amount paid for insurance broker fees26179
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameNORTHWESTERN MUTUAL INVESTMENT SERV
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439590
Policy instance 1
Insurance contract or identification number439590
Number of Individuals Covered728
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $5,456
Total amount of fees paid to insurance companyUSD $23,079
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,456
Amount paid for insurance broker fees23079
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameNORTHWESTERN MUTUAL INVESTMENT SERV
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439590
Policy instance 1
Insurance contract or identification number439590
Number of Individuals Covered711
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $4,329
Total amount of fees paid to insurance companyUSD $26,713
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number439590
Policy instance 1
Insurance contract or identification number439590
Number of Individuals Covered910
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $4,074
Total amount of fees paid to insurance companyUSD $25,202
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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