401k Plan data: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND plan

TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 401k Plan overview

Plan Name	TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND
Plan identification number	001

TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Profit-sharing

401k Sponsoring company profile

TRUSTEES OF TWU RETIREMENT AND SEVERANCE TRUST FUND has sponsored the creation of one or more 401k plans.

Company Name: TRUSTEES OF TWU RETIREMENT AND SEVERANCE TRUST FUND

Employer identification number (EIN): 521343368

NAIC Classification: 488990

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-10-01
001 2015-10-01
001 2014-10-01
001 2013-10-01
001 2012-10-01 ROBERT PAYNE
001 2011-10-01 ROBERT GLESS MARK DUNNING 2013-05-20
001 2009-10-01 ROBERT GLESS MARK DUNNING 2011-07-05
001 2008-10-01

Plan Statistics for TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND

401k plan membership statisitcs for TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND

Measure Date Value
2016: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2016 401k membership
Total participants, beginning-of-year 2016-10-01 888
Total number of active participants reported on line 7a of the Form 5500 2016-10-01 0
Number of retired or separated participants receiving benefits 2016-10-01 0
Number of other retired or separated participants entitled to future benefits 2016-10-01 0
Total of all active and inactive participants 2016-10-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-10-01 0
Total participants 2016-10-01 0
Number of participants with account balances 2016-10-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-10-01 0
Number of employers contributing to the scheme 2016-10-01 6
2015: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2015 401k membership
Total participants, beginning-of-year 2015-10-01 915
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 320
Number of other retired or separated participants entitled to future benefits 2015-10-01 3
Total of all active and inactive participants 2015-10-01 323
Total participants 2015-10-01 323
Number of participants with account balances 2015-10-01 888
Number of employers contributing to the scheme 2015-10-01 7
2014: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2014 401k membership
Total participants, beginning-of-year 2014-10-01 113
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 98
Number of other retired or separated participants entitled to future benefits 2014-10-01 2
Total of all active and inactive participants 2014-10-01 100
Total participants 2014-10-01 100
Number of participants with account balances 2014-10-01 915
Number of employers contributing to the scheme 2014-10-01 12
2013: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2013 401k membership
Total participants, beginning-of-year 2013-10-01 938
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 107
Number of other retired or separated participants entitled to future benefits 2013-10-01 6
Total of all active and inactive participants 2013-10-01 113
Total participants 2013-10-01 113
Number of participants with account balances 2013-10-01 926
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 0
Number of employers contributing to the scheme 2013-10-01 9
2012: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2012 401k membership
Total participants, beginning-of-year 2012-10-01 915
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 107
Number of retired or separated participants receiving benefits 2012-10-01 0
Number of other retired or separated participants entitled to future benefits 2012-10-01 2
Total of all active and inactive participants 2012-10-01 109
Total participants 2012-10-01 109
Number of participants with account balances 2012-10-01 938
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 8
Number of employers contributing to the scheme 2012-10-01 9
2011: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2011 401k membership
Total participants, beginning-of-year 2011-10-01 1,020
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 110
Number of other retired or separated participants entitled to future benefits 2011-10-01 2
Total of all active and inactive participants 2011-10-01 112
Total participants 2011-10-01 112
Number of participants with account balances 2011-10-01 915
Number of employers contributing to the scheme 2011-10-01 9
2009: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2009 401k membership
Total participants, beginning-of-year 2009-10-01 1,031
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 123
Number of other retired or separated participants entitled to future benefits 2009-10-01 1
Total of all active and inactive participants 2009-10-01 124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 1
Total participants 2009-10-01 125
Number of participants with account balances 2009-10-01 1,020
Number of employers contributing to the scheme 2009-10-01 8

Measure	Date	Value
2016: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2016 401k membership
Total participants, beginning-of-year	2016-10-01	888
Total number of active participants reported on line 7a of the Form 5500	2016-10-01	0
Number of retired or separated participants receiving benefits	2016-10-01	0
Number of other retired or separated participants entitled to future benefits	2016-10-01	0
Total of all active and inactive participants	2016-10-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-10-01	0
Total participants	2016-10-01	0
Number of participants with account balances	2016-10-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-10-01	0
Number of employers contributing to the scheme	2016-10-01	6
2015: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2015 401k membership
Total participants, beginning-of-year	2015-10-01	915
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	320
Number of other retired or separated participants entitled to future benefits	2015-10-01	3
Total of all active and inactive participants	2015-10-01	323
Total participants	2015-10-01	323
Number of participants with account balances	2015-10-01	888
Number of employers contributing to the scheme	2015-10-01	7
2014: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2014 401k membership
Total participants, beginning-of-year	2014-10-01	113
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	98
Number of other retired or separated participants entitled to future benefits	2014-10-01	2
Total of all active and inactive participants	2014-10-01	100
Total participants	2014-10-01	100
Number of participants with account balances	2014-10-01	915
Number of employers contributing to the scheme	2014-10-01	12
2013: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2013 401k membership
Total participants, beginning-of-year	2013-10-01	938
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	107
Number of other retired or separated participants entitled to future benefits	2013-10-01	6
Total of all active and inactive participants	2013-10-01	113
Total participants	2013-10-01	113
Number of participants with account balances	2013-10-01	926
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	0
Number of employers contributing to the scheme	2013-10-01	9
2012: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2012 401k membership
Total participants, beginning-of-year	2012-10-01	915
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	107
Number of retired or separated participants receiving benefits	2012-10-01	0
Number of other retired or separated participants entitled to future benefits	2012-10-01	2
Total of all active and inactive participants	2012-10-01	109
Total participants	2012-10-01	109
Number of participants with account balances	2012-10-01	938
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	8
Number of employers contributing to the scheme	2012-10-01	9
2011: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2011 401k membership
Total participants, beginning-of-year	2011-10-01	1,020
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	110
Number of other retired or separated participants entitled to future benefits	2011-10-01	2
Total of all active and inactive participants	2011-10-01	112
Total participants	2011-10-01	112
Number of participants with account balances	2011-10-01	915
Number of employers contributing to the scheme	2011-10-01	9
2009: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2009 401k membership
Total participants, beginning-of-year	2009-10-01	1,031
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	123
Number of other retired or separated participants entitled to future benefits	2009-10-01	1
Total of all active and inactive participants	2009-10-01	124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	1
Total participants	2009-10-01	125
Number of participants with account balances	2009-10-01	1,020
Number of employers contributing to the scheme	2009-10-01	8

Financial Data on TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND

Measure	Date	Value
2017 : TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-07-31	$-32,192
Total unrealized appreciation/depreciation of assets	2017-07-31	$-32,192
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-07-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-07-31	$34,961
Total income from all sources (including contributions)	2017-07-31	$-14,148
Total loss/gain on sale of assets	2017-07-31	$18,044
Total of all expenses incurred	2017-07-31	$1,678,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-07-31	$1,649,018
Value of total assets at end of year	2017-07-31	$0
Value of total assets at beginning of year	2017-07-31	$1,727,487
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-07-31	$29,360
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-07-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-07-31	$0
Administrative expenses professional fees incurred	2017-07-31	$17,358
Was this plan covered by a fidelity bond	2017-07-31	Yes
Value of fidelity bond cover	2017-07-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-07-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-07-31	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-07-31	$7,482
Administrative expenses (other) incurred	2017-07-31	$5,797
Liabilities. Value of operating payables at end of year	2017-07-31	$0
Liabilities. Value of operating payables at beginning of year	2017-07-31	$34,961
Total non interest bearing cash at end of year	2017-07-31	$0
Total non interest bearing cash at beginning of year	2017-07-31	$149,034
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-07-31	No
Value of net income/loss	2017-07-31	$-1,692,526
Value of net assets at end of year (total assets less liabilities)	2017-07-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-07-31	$1,692,526
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-07-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-07-31	No
Were any leases to which the plan was party in default or uncollectible	2017-07-31	No
Investment advisory and management fees	2017-07-31	$1,080
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-07-31	$63,066
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-07-31	$63,066
Asset value of US Government securities at beginning of year	2017-07-31	$227,665
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-07-31	No
Was there a failure to transmit to the plan any participant contributions	2017-07-31	No
Has the plan failed to provide any benefit when due under the plan	2017-07-31	No
Employer contributions (assets) at beginning of year	2017-07-31	$54,970
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-07-31	$1,649,018
Asset. Corporate debt instrument debt (other) at beginning of year	2017-07-31	$264,555
Contract administrator fees	2017-07-31	$5,125
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-07-31	No
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-07-31	$960,715
Did the plan have assets held for investment	2017-07-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-07-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-07-31	Yes
Aggregate proceeds on sale of assets	2017-07-31	$1,452,893
Aggregate carrying amount (costs) on sale of assets	2017-07-31	$1,434,849
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-07-31	No
Opinion of an independent qualified public accountant for this plan	2017-07-31	Unqualified
Accountancy firm name	2017-07-31	WEYRICH, CRONIN & SORRA, LLC
Accountancy firm EIN	2017-07-31	814643077
2016 : TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-09-30	$91,901
Total unrealized appreciation/depreciation of assets	2016-09-30	$91,901
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$34,961
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$485
Total income from all sources (including contributions)	2016-09-30	$352,509
Total loss/gain on sale of assets	2016-09-30	$-6,825
Total of all expenses incurred	2016-09-30	$173,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-09-30	$66,429
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-09-30	$221,247
Value of total assets at end of year	2016-09-30	$1,727,487
Value of total assets at beginning of year	2016-09-30	$1,513,574
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-09-30	$106,643
Total interest from all sources	2016-09-30	$18,166
Total dividends received (eg from common stock, registered investment company shares)	2016-09-30	$28,001
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-09-30	No
Administrative expenses professional fees incurred	2016-09-30	$39,276
Was this plan covered by a fidelity bond	2016-09-30	Yes
Value of fidelity bond cover	2016-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2016-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2016-09-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-09-30	$7,482
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-09-30	$9,187
Other income not declared elsewhere	2016-09-30	$19
Administrative expenses (other) incurred	2016-09-30	$23,088
Liabilities. Value of operating payables at end of year	2016-09-30	$34,961
Liabilities. Value of operating payables at beginning of year	2016-09-30	$485
Total non interest bearing cash at end of year	2016-09-30	$149,034
Total non interest bearing cash at beginning of year	2016-09-30	$151,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Value of net income/loss	2016-09-30	$179,437
Value of net assets at end of year (total assets less liabilities)	2016-09-30	$1,692,526
Value of net assets at beginning of year (total assets less liabilities)	2016-09-30	$1,513,089
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-09-30	No
Were any leases to which the plan was party in default or uncollectible	2016-09-30	No
Investment advisory and management fees	2016-09-30	$13,779
Income. Interest from US Government securities	2016-09-30	$8,369
Income. Interest from corporate debt instruments	2016-09-30	$9,725
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-09-30	$63,066
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-09-30	$72
Asset value of US Government securities at end of year	2016-09-30	$227,665
Asset value of US Government securities at beginning of year	2016-09-30	$214,088
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-09-30	No
Was there a failure to transmit to the plan any participant contributions	2016-09-30	No
Has the plan failed to provide any benefit when due under the plan	2016-09-30	No
Contributions received in cash from employer	2016-09-30	$221,247
Employer contributions (assets) at end of year	2016-09-30	$54,970
Employer contributions (assets) at beginning of year	2016-09-30	$11,566
Income. Dividends from common stock	2016-09-30	$28,001
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-09-30	$66,429
Asset. Corporate debt instrument debt (other) at end of year	2016-09-30	$264,555
Asset. Corporate debt instrument debt (other) at beginning of year	2016-09-30	$323,826
Contract administrator fees	2016-09-30	$30,500
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-09-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2016-09-30	$960,715
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-09-30	$803,622
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-09-30	$0
Did the plan have assets held for investment	2016-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-09-30	No
Aggregate proceeds on sale of assets	2016-09-30	$530,808
Aggregate carrying amount (costs) on sale of assets	2016-09-30	$537,633
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-09-30	No
Opinion of an independent qualified public accountant for this plan	2016-09-30	Unqualified
Accountancy firm name	2016-09-30	WEYRICH, CRONIN & SORRA
Accountancy firm EIN	2016-09-30	521162023
2015 : TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-09-30	$-47,011
Total unrealized appreciation/depreciation of assets	2015-09-30	$-47,011
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$485
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$1,699
Total income from all sources (including contributions)	2015-09-30	$174,525
Total loss/gain on sale of assets	2015-09-30	$-894
Total of all expenses incurred	2015-09-30	$284,397
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-30	$195,246
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-30	$173,562
Value of total assets at end of year	2015-09-30	$1,513,574
Value of total assets at beginning of year	2015-09-30	$1,624,660
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-09-30	$89,151
Total interest from all sources	2015-09-30	$23,905
Total dividends received (eg from common stock, registered investment company shares)	2015-09-30	$24,963
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-09-30	No
Administrative expenses professional fees incurred	2015-09-30	$40,985
Was this plan covered by a fidelity bond	2015-09-30	Yes
Value of fidelity bond cover	2015-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2015-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2015-09-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-09-30	$6,995
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-09-30	$3,163
Administrative expenses (other) incurred	2015-09-30	$12,952
Liabilities. Value of operating payables at end of year	2015-09-30	$485
Liabilities. Value of operating payables at beginning of year	2015-09-30	$1,699
Total non interest bearing cash at end of year	2015-09-30	$151,285
Total non interest bearing cash at beginning of year	2015-09-30	$181,242
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Value of net income/loss	2015-09-30	$-109,872
Value of net assets at end of year (total assets less liabilities)	2015-09-30	$1,513,089
Value of net assets at beginning of year (total assets less liabilities)	2015-09-30	$1,622,961
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-30	No
Were any leases to which the plan was party in default or uncollectible	2015-09-30	No
Investment advisory and management fees	2015-09-30	$14,714
Income. Interest from US Government securities	2015-09-30	$7,736
Income. Interest from corporate debt instruments	2015-09-30	$16,169
Asset value of US Government securities at end of year	2015-09-30	$214,088
Asset value of US Government securities at beginning of year	2015-09-30	$232,067
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-30	No
Was there a failure to transmit to the plan any participant contributions	2015-09-30	No
Has the plan failed to provide any benefit when due under the plan	2015-09-30	No
Contributions received in cash from employer	2015-09-30	$173,562
Employer contributions (assets) at end of year	2015-09-30	$11,566
Employer contributions (assets) at beginning of year	2015-09-30	$10,186
Income. Dividends from common stock	2015-09-30	$24,963
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-30	$195,246
Asset. Corporate debt instrument debt (other) at end of year	2015-09-30	$323,826
Asset. Corporate debt instrument debt (other) at beginning of year	2015-09-30	$399,231
Contract administrator fees	2015-09-30	$20,500
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-09-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2015-09-30	$803,622
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-09-30	$795,169
Assets. Value of buildings and other operty used in plan operation at end of year	2015-09-30	$2,192
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-09-30	$3,602
Did the plan have assets held for investment	2015-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-30	No
Aggregate proceeds on sale of assets	2015-09-30	$392,495
Aggregate carrying amount (costs) on sale of assets	2015-09-30	$393,389
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-09-30	No
Opinion of an independent qualified public accountant for this plan	2015-09-30	Unqualified
Accountancy firm name	2015-09-30	WEYRICH, CRONIN & SORRA, CHARTERED
Accountancy firm EIN	2015-09-30	521162023
2014 : TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-09-30	$-23,430
Total unrealized appreciation/depreciation of assets	2014-09-30	$-23,430
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$1,699
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$1,019
Total income from all sources (including contributions)	2014-09-30	$159,017
Total loss/gain on sale of assets	2014-09-30	$-67
Total of all expenses incurred	2014-09-30	$447,987
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$385,772
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$165,942
Value of total assets at end of year	2014-09-30	$1,624,660
Value of total assets at beginning of year	2014-09-30	$1,912,950
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-30	$62,215
Total interest from all sources	2014-09-30	$711
Total dividends received (eg from common stock, registered investment company shares)	2014-09-30	$1,617
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	No
Administrative expenses professional fees incurred	2014-09-30	$21,992
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2014-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-09-30	$3,163
Administrative expenses (other) incurred	2014-09-30	$12,049
Liabilities. Value of operating payables at end of year	2014-09-30	$1,699
Liabilities. Value of operating payables at beginning of year	2014-09-30	$1,019
Total non interest bearing cash at end of year	2014-09-30	$181,242
Total non interest bearing cash at beginning of year	2014-09-30	$162,321
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Value of net income/loss	2014-09-30	$-288,970
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$1,622,961
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$1,911,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Investment advisory and management fees	2014-09-30	$7,674
Income. Interest from US Government securities	2014-09-30	$225
Income. Interest from corporate debt instruments	2014-09-30	$486
Value of interest in common/collective trusts at beginning of year	2014-09-30	$1,731,878
Asset value of US Government securities at end of year	2014-09-30	$232,067
Net investment gain or loss from common/collective trusts	2014-09-30	$14,244
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	Yes
Was there a failure to transmit to the plan any participant contributions	2014-09-30	No
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Contributions received in cash from employer	2014-09-30	$165,942
Employer contributions (assets) at end of year	2014-09-30	$10,186
Employer contributions (assets) at beginning of year	2014-09-30	$15,806
Income. Dividends from common stock	2014-09-30	$1,617
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$385,772
Asset. Corporate debt instrument debt (other) at end of year	2014-09-30	$399,231
Contract administrator fees	2014-09-30	$20,500
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-09-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-09-30	$795,169
Assets. Value of buildings and other operty used in plan operation at end of year	2014-09-30	$3,602
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-09-30	$2,945
Did the plan have assets held for investment	2014-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	No
Aggregate proceeds on sale of assets	2014-09-30	$5,967
Aggregate carrying amount (costs) on sale of assets	2014-09-30	$6,034
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	No
Opinion of an independent qualified public accountant for this plan	2014-09-30	Unqualified
Accountancy firm name	2014-09-30	WEYRICH, CRONIN & SORRA, CHARTERED
Accountancy firm EIN	2014-09-30	521162023
2013 : TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$1,019
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$3,860
Total income from all sources (including contributions)	2013-09-30	$219,438
Total of all expenses incurred	2013-09-30	$116,695
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$68,219
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$199,163
Value of total assets at end of year	2013-09-30	$1,912,950
Value of total assets at beginning of year	2013-09-30	$1,813,048
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$48,476
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Administrative expenses professional fees incurred	2013-09-30	$11,811
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$1,000,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Administrative expenses (other) incurred	2013-09-30	$9,273
Liabilities. Value of operating payables at end of year	2013-09-30	$1,019
Liabilities. Value of operating payables at beginning of year	2013-09-30	$3,860
Total non interest bearing cash at end of year	2013-09-30	$162,321
Total non interest bearing cash at beginning of year	2013-09-30	$79,678
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$102,743
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$1,911,931
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$1,809,188
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Investment advisory and management fees	2013-09-30	$6,892
Value of interest in common/collective trusts at end of year	2013-09-30	$1,731,878
Value of interest in common/collective trusts at beginning of year	2013-09-30	$1,718,495
Net investment gain or loss from common/collective trusts	2013-09-30	$20,275
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Contributions received in cash from employer	2013-09-30	$199,163
Employer contributions (assets) at end of year	2013-09-30	$15,806
Employer contributions (assets) at beginning of year	2013-09-30	$12,006
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$68,219
Contract administrator fees	2013-09-30	$20,500
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-09-30	No
Assets. Value of buildings and other operty used in plan operation at end of year	2013-09-30	$2,945
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-09-30	$2,869
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	No
Opinion of an independent qualified public accountant for this plan	2013-09-30	Unqualified
Accountancy firm name	2013-09-30	WEYRICH, CRONIN & SORRA, CHARTERED
Accountancy firm EIN	2013-09-30	521162023
2012 : TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$3,860
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$1,768
Total income from all sources (including contributions)	2012-09-30	$212,545
Total of all expenses incurred	2012-09-30	$471,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$422,383
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$187,004
Value of total assets at end of year	2012-09-30	$1,813,048
Value of total assets at beginning of year	2012-09-30	$2,070,166
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$49,372
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Administrative expenses professional fees incurred	2012-09-30	$11,955
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$50,000
Funding deficiency by the employer to the plan for this plan year	2012-09-30	$0
Minimum employer required contribution for this plan year	2012-09-30	$0
Amount contributed by the employer to the plan for this plan year	2012-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-09-30	$1,153
Administrative expenses (other) incurred	2012-09-30	$9,730
Liabilities. Value of operating payables at end of year	2012-09-30	$3,860
Liabilities. Value of operating payables at beginning of year	2012-09-30	$1,768
Total non interest bearing cash at end of year	2012-09-30	$79,678
Total non interest bearing cash at beginning of year	2012-09-30	$228,085
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$-259,210
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$1,809,188
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$2,068,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Investment advisory and management fees	2012-09-30	$7,187
Value of interest in common/collective trusts at end of year	2012-09-30	$1,718,495
Value of interest in common/collective trusts at beginning of year	2012-09-30	$1,825,142
Net investment gain or loss from common/collective trusts	2012-09-30	$25,541
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	No
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Contributions received in cash from employer	2012-09-30	$187,004
Employer contributions (assets) at end of year	2012-09-30	$12,006
Employer contributions (assets) at beginning of year	2012-09-30	$12,937
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$422,383
Contract administrator fees	2012-09-30	$20,500
Assets. Value of buildings and other operty used in plan operation at end of year	2012-09-30	$2,869
Assets. Value of buildings and other operty used in plan operation at beginning of year	2012-09-30	$2,849
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	No
Opinion of an independent qualified public accountant for this plan	2012-09-30	Unqualified
Accountancy firm name	2012-09-30	MICHAEL D. SISK AND COMPANY, PC
Accountancy firm EIN	2012-09-30	521857374
2011 : TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$1,768
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$4,704
Total income from all sources (including contributions)	2011-09-30	$235,185
Total of all expenses incurred	2011-09-30	$140,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$68,019
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$198,886
Value of total assets at end of year	2011-09-30	$2,070,166
Value of total assets at beginning of year	2011-09-30	$1,978,427
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$72,491
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Administrative expenses professional fees incurred	2011-09-30	$33,794
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$50,000
Funding deficiency by the employer to the plan for this plan year	2011-09-30	$0
Minimum employer required contribution for this plan year	2011-09-30	$0
Amount contributed by the employer to the plan for this plan year	2011-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-09-30	$1,153
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-09-30	$3,384
Other income not declared elsewhere	2011-09-30	$6,335
Administrative expenses (other) incurred	2011-09-30	$10,923
Liabilities. Value of operating payables at end of year	2011-09-30	$1,768
Liabilities. Value of operating payables at beginning of year	2011-09-30	$4,704
Total non interest bearing cash at end of year	2011-09-30	$228,085
Total non interest bearing cash at beginning of year	2011-09-30	$158,189
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$94,675
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$2,068,398
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$1,973,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Investment advisory and management fees	2011-09-30	$7,274
Value of interest in common/collective trusts at end of year	2011-09-30	$1,825,142
Value of interest in common/collective trusts at beginning of year	2011-09-30	$1,799,069
Net investment gain or loss from common/collective trusts	2011-09-30	$29,964
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Contributions received in cash from employer	2011-09-30	$198,886
Employer contributions (assets) at end of year	2011-09-30	$12,937
Employer contributions (assets) at beginning of year	2011-09-30	$14,841
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$68,019
Contract administrator fees	2011-09-30	$20,500
Assets. Value of buildings and other operty used in plan operation at end of year	2011-09-30	$2,849
Assets. Value of buildings and other operty used in plan operation at beginning of year	2011-09-30	$2,944
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	No
Opinion of an independent qualified public accountant for this plan	2011-09-30	Unqualified
Accountancy firm name	2011-09-30	MICHAEL D. SISK AND COMPANY, PC
Accountancy firm EIN	2011-09-30	521857374
2010 : TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2010 401k financial data
Funding deficiency by the employer to the plan for this plan year	2010-09-30	$0
Minimum employer required contribution for this plan year	2010-09-30	$0
Amount contributed by the employer to the plan for this plan year	2010-09-30	$0

Form 5500 Responses for TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND

2016: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2016 form 5500 responses
2016-10-01	Type of plan entity	Multi-employer plan
2016-10-01	This submission is the final filing	Yes
2016-10-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-10-01	Plan is a collectively bargained plan	Yes
2016-10-01	Plan funding arrangement – Trust	Yes
2016-10-01	Plan benefit arrangement - Trust	Yes
2015: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2015 form 5500 responses
2015-10-01	Type of plan entity	Multi-employer plan
2015-10-01	Plan is a collectively bargained plan	Yes
2015-10-01	Plan funding arrangement – Trust	Yes
2015-10-01	Plan benefit arrangement - Trust	Yes
2014: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2014 form 5500 responses
2014-10-01	Type of plan entity	Multi-employer plan
2014-10-01	Plan is a collectively bargained plan	Yes
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2013 form 5500 responses
2013-10-01	Type of plan entity	Multi-employer plan
2013-10-01	Plan is a collectively bargained plan	Yes
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2012 form 5500 responses
2012-10-01	Type of plan entity	Multi-employer plan
2012-10-01	Plan is a collectively bargained plan	Yes
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2011 form 5500 responses
2011-10-01	Type of plan entity	Multi-employer plan
2011-10-01	Plan is a collectively bargained plan	Yes
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2009: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2009 form 5500 responses
2009-10-01	Type of plan entity	Multi-employer plan
2009-10-01	Plan is a collectively bargained plan	Yes
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes
2008: TRANSPORT WORKERS UNION OF AMERICA RETIREMENT AND SEVERANCE TRUST FUND 2008 form 5500 responses
2008-10-01	Type of plan entity	Multi-employer plan
2008-10-01	Submission has been amended	No
2008-10-01	This submission is the final filing	No
2008-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-10-01	Plan is a collectively bargained plan	No

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Company Name:	TRUSTEES OF TWU RETIREMENT AND SEVERANCE TRUST FUND
Employer identification number (EIN):	521343368
NAIC Classification:	488990