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N. E. W. EXTENDED SAVINGS PLAN 401k Plan overview

Plan NameN. E. W. EXTENDED SAVINGS PLAN
Plan identification number 001

N. E. W. EXTENDED SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NATIONAL ELECTRONICS WARRANTY LLC has sponsored the creation of one or more 401k plans.

Company Name:NATIONAL ELECTRONICS WARRANTY LLC
Employer identification number (EIN):521356309
NAIC Classification:524290

Form 5500 Filing Information

Submission information for form 5500 for 401k plan N. E. W. EXTENDED SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012014-01-01KIRSTEN CALHOON KIRSTEN CALHOON2014-07-28
0012013-01-01KIRSTEN CALHOON KIRSTEN CALHOON2014-07-28
0012012-01-01KIRSTEN CALHOON KIRSTEN CALHOON2013-10-14
0012011-01-01KIRSTEN CALHOON KIRSTEN CALHOON2012-10-10
0012009-01-01KIRSTEN CALHOON KIRSTEN CALHOON2010-09-10

Plan Statistics for N. E. W. EXTENDED SAVINGS PLAN

401k plan membership statisitcs for N. E. W. EXTENDED SAVINGS PLAN

Measure Date Value
2014: N. E. W. EXTENDED SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-016,608
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-010
Number of participants with account balances2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: N. E. W. EXTENDED SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015,518
Total number of active participants reported on line 7a of the Form 55002013-01-015,237
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01220
Total of all active and inactive participants2013-01-015,457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-015,463
Number of participants with account balances2013-01-014,671
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012,074
2012: N. E. W. EXTENDED SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015,546
Total number of active participants reported on line 7a of the Form 55002012-01-015,108
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01173
Total of all active and inactive participants2012-01-015,281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-013
Total participants2012-01-015,284
Number of participants with account balances2012-01-015,051
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011,674
2011: N. E. W. EXTENDED SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015,341
Total number of active participants reported on line 7a of the Form 55002011-01-015,088
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01175
Total of all active and inactive participants2011-01-015,263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-015,265
Number of participants with account balances2011-01-015,103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01579
2009: N. E. W. EXTENDED SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015,491
Total number of active participants reported on line 7a of the Form 55002009-01-014,746
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012,715
Total of all active and inactive participants2009-01-017,461
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-017,461
Number of participants with account balances2009-01-015,115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011,956

Financial Data on N. E. W. EXTENDED SAVINGS PLAN

Measure Date Value
2014 : N. E. W. EXTENDED SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-01-10$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-01-10$0
Total unrealized appreciation/depreciation of assets2014-01-10$0
Total transfer of assets to this plan2014-01-10$0
Total transfer of assets from this plan2014-01-10$75,162,742
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-01-10$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-01-10$0
Total income from all sources (including contributions)2014-01-10$16,551
Total loss/gain on sale of assets2014-01-10$0
Total of all expenses incurred2014-01-10$178,844
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-01-10$177,134
Expenses. Certain deemed distributions of participant loans2014-01-10$0
Value of total corrective distributions2014-01-10$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-01-10$0
Value of total assets at end of year2014-01-10$0
Value of total assets at beginning of year2014-01-10$75,325,035
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-01-10$1,710
Total income from rents2014-01-10$0
Total interest from all sources2014-01-10$1,561
Total dividends received (eg from common stock, registered investment company shares)2014-01-10$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-01-10No
Total dividends received from registered investment company shares (eg mutual funds)2014-01-10$0
Administrative expenses professional fees incurred2014-01-10$0
Was this plan covered by a fidelity bond2014-01-10Yes
Value of fidelity bond cover2014-01-10$10,000,000
If this is an individual account plan, was there a blackout period2014-01-10Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-01-10$0
Were there any nonexempt tranactions with any party-in-interest2014-01-10No
Amount of non-exempt transactions with any party-in-interest2014-01-10$0
Contributions received from participants2014-01-10$0
Participant contributions at end of year2014-01-10$0
Participant contributions at beginning of year2014-01-10$1,917,030
Participant contributions at end of year2014-01-10$0
Participant contributions at beginning of year2014-01-10$176,675
Income. Received or receivable in cash from other sources (including rollovers)2014-01-10$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-01-10$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-01-10$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-01-10$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-01-10$0
Other income not declared elsewhere2014-01-10$28,149
Administrative expenses (other) incurred2014-01-10$0
Liabilities. Value of operating payables at beginning of year2014-01-10$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-01-10No
Value of net income/loss2014-01-10$-162,293
Value of net assets at end of year (total assets less liabilities)2014-01-10$0
Value of net assets at beginning of year (total assets less liabilities)2014-01-10$75,325,035
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-01-10No
Were any loans by the plan or fixed income obligations due to the plan in default2014-01-10No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-01-10$0
Were any leases to which the plan was party in default or uncollectible2014-01-10No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-01-10$0
Investment advisory and management fees2014-01-10$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-01-10$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-01-10$9,046,622
Value of interest in pooled separate accounts at end of year2014-01-10$0
Value of interest in pooled separate accounts at beginning of year2014-01-10$62,672,993
Interest on participant loans2014-01-10$996
Income. Interest from loans (other than to participants)2014-01-10$0
Interest earned on other investments2014-01-10$565
Income. Interest from US Government securities2014-01-10$0
Income. Interest from corporate debt instruments2014-01-10$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-01-10$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-01-10$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-01-10$1,423,597
Expenses. Payments to insurance carriers foe the provision of benefits2014-01-10$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-01-10$-9,602
Net investment gain/loss from pooled separate accounts2014-01-10$-3,557
Net investment gain or loss from common/collective trusts2014-01-10$0
Net gain/loss from 103.12 investment entities2014-01-10$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-01-10No
Was there a failure to transmit to the plan any participant contributions2014-01-10No
Has the plan failed to provide any benefit when due under the plan2014-01-10No
Contributions received in cash from employer2014-01-10$0
Employer contributions (assets) at end of year2014-01-10$0
Employer contributions (assets) at beginning of year2014-01-10$88,118
Income. Dividends from preferred stock2014-01-10$0
Income. Dividends from common stock2014-01-10$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-01-10$177,134
Contract administrator fees2014-01-10$1,710
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-01-10Yes
Liabilities. Value of benefit claims payable at beginning of year2014-01-10$0
Did the plan have assets held for investment2014-01-10No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-01-10No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-01-10Yes
Aggregate proceeds on sale of assets2014-01-10$0
Aggregate carrying amount (costs) on sale of assets2014-01-10$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-01-10$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-01-10Yes
Opinion of an independent qualified public accountant for this plan2014-01-10Disclaimer
Accountancy firm name2014-01-10FRYE & COMPANY, CPAS
Accountancy firm EIN2014-01-10454199441
2013 : N. E. W. EXTENDED SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$256,354
Total transfer of assets from this plan2013-12-31$22,768
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$21,896,015
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$6,541,161
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,396,034
Expenses. Certain deemed distributions of participant loans2013-12-31$34,223
Value of total corrective distributions2013-12-31$508
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$9,961,560
Value of total assets at end of year2013-12-31$75,325,035
Value of total assets at beginning of year2013-12-31$59,736,595
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$110,396
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$79,555
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$74,364
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$74,364
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Amount of non-exempt transactions with any party-in-interest2013-12-31$0
Contributions received from participants2013-12-31$6,279,097
Participant contributions at end of year2013-12-31$1,917,030
Participant contributions at beginning of year2013-12-31$1,807,307
Participant contributions at end of year2013-12-31$176,675
Participant contributions at beginning of year2013-12-31$15,016
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$552,743
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$-23,477
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$15,354,854
Value of net assets at end of year (total assets less liabilities)2013-12-31$75,325,035
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$59,736,595
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31Yes
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$0
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,046,622
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,640,366
Value of interest in pooled separate accounts at end of year2013-12-31$62,672,993
Value of interest in pooled separate accounts at beginning of year2013-12-31$49,912,586
Interest on participant loans2013-12-31$55,686
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$23,869
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,423,597
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,354,896
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,758,110
Net investment gain/loss from pooled separate accounts2013-12-31$10,045,903
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,129,720
Employer contributions (assets) at end of year2013-12-31$88,118
Employer contributions (assets) at beginning of year2013-12-31$6,424
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,396,034
Contract administrator fees2013-12-31$110,396
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FRYE & COMPANY, CPAS
Accountancy firm EIN2013-12-31454199441
2012 : N. E. W. EXTENDED SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$418,160
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$16,369,923
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$5,556,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,521,064
Expenses. Certain deemed distributions of participant loans2012-12-31$1,329
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$9,556,402
Value of total assets at end of year2012-12-31$59,736,595
Value of total assets at beginning of year2012-12-31$49,341,204
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$33,979
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$79,034
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$88,017
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$88,017
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$6,132,852
Participant contributions at end of year2012-12-31$1,807,307
Participant contributions at beginning of year2012-12-31$1,605,003
Participant contributions at end of year2012-12-31$15,016
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$441,128
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$-3,339
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$10,813,551
Value of net assets at end of year (total assets less liabilities)2012-12-31$59,736,595
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$49,341,204
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,640,366
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,547,781
Value of interest in pooled separate accounts at end of year2012-12-31$49,912,586
Value of interest in pooled separate accounts at beginning of year2012-12-31$40,877,961
Interest on participant loans2012-12-31$51,505
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$27,529
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,354,896
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,310,459
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$767,377
Net investment gain/loss from pooled separate accounts2012-12-31$5,882,432
Net investment gain or loss from common/collective trusts2012-12-31$0
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,982,422
Employer contributions (assets) at end of year2012-12-31$6,424
Employer contributions (assets) at beginning of year2012-12-31$0
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,521,064
Contract administrator fees2012-12-31$33,979
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FRYE & COMPANY, CPAS
Accountancy firm EIN2012-12-31454199441
2011 : N. E. W. EXTENDED SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$14,762
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$7,866,503
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,424,533
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,393,030
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$8,911,730
Value of total assets at end of year2011-12-31$49,341,204
Value of total assets at beginning of year2011-12-31$43,913,996
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$31,503
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$71,017
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$55,365
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$55,365
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$5,847,857
Participant contributions at end of year2011-12-31$1,605,003
Participant contributions at beginning of year2011-12-31$1,179,262
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$6,411
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$305,834
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$9,431
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$5,441,970
Value of net assets at end of year (total assets less liabilities)2011-12-31$49,341,204
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$43,913,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,547,781
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,539,378
Value of interest in pooled separate accounts at end of year2011-12-31$40,877,961
Value of interest in pooled separate accounts at beginning of year2011-12-31$35,993,696
Interest on participant loans2011-12-31$42,567
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$28,450
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,310,459
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,191,458
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$1,395
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-567,433
Net investment gain/loss from pooled separate accounts2011-12-31$-613,607
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,758,039
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$3,791
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,391,635
Contract administrator fees2011-12-31$31,503
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FRYE & COMPANY, CPAS
Accountancy firm EIN2011-12-31454199441
2010 : N. E. W. EXTENDED SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$13,752,612
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$3,550,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,486,417
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$8,484,578
Value of total assets at end of year2010-12-31$43,913,996
Value of total assets at beginning of year2010-12-31$33,712,076
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$64,275
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$65,167
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$47,052
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$47,052
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$5,278,763
Participant contributions at end of year2010-12-31$1,179,262
Participant contributions at beginning of year2010-12-31$910,255
Participant contributions at end of year2010-12-31$6,411
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$501,443
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$9,858
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$3,111
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$10,201,920
Value of net assets at end of year (total assets less liabilities)2010-12-31$43,913,996
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$33,712,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,539,378
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$35,993,696
Value of interest in pooled separate accounts at beginning of year2010-12-31$31,679,526
Interest on participant loans2010-12-31$36,544
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$28,623
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,191,458
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,122,295
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$841,383
Net investment gain/loss from pooled separate accounts2010-12-31$4,311,321
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,704,372
Employer contributions (assets) at end of year2010-12-31$3,791
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,476,559
Contract administrator fees2010-12-31$64,275
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FRYE & WOLCOTT, CPAS
Accountancy firm EIN2010-12-31542042172
2009 : N. E. W. EXTENDED SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for N. E. W. EXTENDED SAVINGS PLAN

2014: N. E. W. EXTENDED SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingYes
2014-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: N. E. W. EXTENDED SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: N. E. W. EXTENDED SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: N. E. W. EXTENDED SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: N. E. W. EXTENDED SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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