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SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 401k Plan overview

Plan NameSMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN
Plan identification number 001

SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.

401k Sponsoring company profile

SMITH MANAGEMENT & CONSULTING CORP. has sponsored the creation of one or more 401k plans.

Company Name:SMITH MANAGEMENT & CONSULTING CORP.
Employer identification number (EIN):521401667
NAIC Classification:445310
NAIC Description:Beer, Wine, and Liquor Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01SEAN A SMITH SEAN A SMITH2019-03-28
0012017-01-01SEAN A SMITH SEAN A SMITH2018-02-23
0012016-01-01SEAN A SMITH SEAN A SMITH2017-07-14
0012015-01-01SEAN A SMITH SEAN A SMITH2016-07-20
0012014-01-01SEAN A SMITH SEAN A SMITH2015-07-21
0012013-01-01SEAN A SMITH SEAN A SMITH2014-07-24
0012012-01-01SEAN A SMITH SEAN A SMITH2013-07-19
0012011-10-01SEAN A SMITH SEAN A SMITH2012-07-27

Plan Statistics for SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN

401k plan membership statisitcs for SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN

Measure Date Value
2022: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-010
Total participants2022-01-010
Number of participants with account balances2022-01-010
2021: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-014
Total number of active participants reported on line 7a of the Form 55002021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-012
Total of all active and inactive participants2021-01-014
Total participants2021-01-014
Number of participants with account balances2021-01-012
2020: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013
Total number of active participants reported on line 7a of the Form 55002020-01-014
Total of all active and inactive participants2020-01-014
Total participants2020-01-014
Number of participants with account balances2020-01-014
2019: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013
Total number of active participants reported on line 7a of the Form 55002019-01-013
Total of all active and inactive participants2019-01-013
Total participants2019-01-013
Number of participants with account balances2019-01-013
2018: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014
Total number of active participants reported on line 7a of the Form 55002018-01-013
Total of all active and inactive participants2018-01-013
Total participants2018-01-013
Number of participants with account balances2018-01-013
2017: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-015
Total number of active participants reported on line 7a of the Form 55002017-01-013
Total of all active and inactive participants2017-01-013
Total participants2017-01-013
Number of participants with account balances2017-01-015
2016: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014
Total number of active participants reported on line 7a of the Form 55002016-01-013
Total of all active and inactive participants2016-01-013
Total participants2016-01-013
Number of participants with account balances2016-01-015
2015: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013
Total number of active participants reported on line 7a of the Form 55002015-01-014
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-014
Number of participants with account balances2015-01-014
2014: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013
Total number of active participants reported on line 7a of the Form 55002014-01-013
Total of all active and inactive participants2014-01-013
Total participants2014-01-013
Number of participants with account balances2014-01-013
2013: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011
Total number of active participants reported on line 7a of the Form 55002013-01-013
Total of all active and inactive participants2013-01-013
Total participants2013-01-013
Number of participants with account balances2013-01-013
2012: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011
Total number of active participants reported on line 7a of the Form 55002012-01-011
Total of all active and inactive participants2012-01-011
Total participants2012-01-011
Number of participants with account balances2012-01-011
2011: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-010
Total number of active participants reported on line 7a of the Form 55002011-10-011
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-010
Total of all active and inactive participants2011-10-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-011
Number of participants with account balances2011-10-011

Financial Data on SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN

Measure Date Value
2022 : SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources2022-12-31$1
Expenses. Total of all expenses incurred2022-12-31$15,987
Benefits paid (including direct rollovers)2022-12-31$15,887
Total plan assets at beginning of year2022-12-31$15,986
Other income received2022-12-31$1
Net income (gross income less expenses)2022-12-31$-15,986
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$15,986
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$100
2021 : SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources2021-12-31$41,636
Expenses. Total of all expenses incurred2021-12-31$329,030
Benefits paid (including direct rollovers)2021-12-31$328,750
Total plan assets at end of year2021-12-31$15,986
Total plan assets at beginning of year2021-12-31$303,380
Value of fidelity bond covering the plan2021-12-31$35,000
Total contributions received or receivable from participants2021-12-31$13,456
Other income received2021-12-31$24,716
Net income (gross income less expenses)2021-12-31$-287,394
Net plan assets at end of year (total assets less liabilities)2021-12-31$15,986
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$303,380
Total contributions received or receivable from employer(s)2021-12-31$3,464
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$280
2020 : SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources2020-12-31$83,340
Expenses. Total of all expenses incurred2020-12-31$3,590
Benefits paid (including direct rollovers)2020-12-31$3,300
Total plan assets at end of year2020-12-31$303,380
Total plan assets at beginning of year2020-12-31$223,630
Value of fidelity bond covering the plan2020-12-31$35,000
Total contributions received or receivable from participants2020-12-31$20,104
Other income received2020-12-31$57,474
Net income (gross income less expenses)2020-12-31$79,750
Net plan assets at end of year (total assets less liabilities)2020-12-31$303,380
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$223,630
Total contributions received or receivable from employer(s)2020-12-31$5,762
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$290
2019 : SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources2019-12-31$54,408
Expenses. Total of all expenses incurred2019-12-31$361
Total plan assets at end of year2019-12-31$223,630
Total plan assets at beginning of year2019-12-31$169,583
Value of fidelity bond covering the plan2019-12-31$25,000
Total contributions received or receivable from participants2019-12-31$19,984
Other income received2019-12-31$29,451
Net income (gross income less expenses)2019-12-31$54,047
Net plan assets at end of year (total assets less liabilities)2019-12-31$223,630
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$169,583
Total contributions received or receivable from employer(s)2019-12-31$4,973
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$361
2018 : SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$10,610
Expenses. Total of all expenses incurred2018-12-31$1,876
Benefits paid (including direct rollovers)2018-12-31$1,516
Total plan assets at end of year2018-12-31$169,583
Total plan assets at beginning of year2018-12-31$160,849
Value of fidelity bond covering the plan2018-12-31$20,000
Total contributions received or receivable from participants2018-12-31$18,884
Other income received2018-12-31$-13,326
Net income (gross income less expenses)2018-12-31$8,734
Net plan assets at end of year (total assets less liabilities)2018-12-31$169,583
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$160,849
Total contributions received or receivable from employer(s)2018-12-31$5,052
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$360
2017 : SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$32,918
Expenses. Total of all expenses incurred2017-12-31$394
Benefits paid (including direct rollovers)2017-12-31$182
Total plan assets at end of year2017-12-31$160,849
Total plan assets at beginning of year2017-12-31$128,325
Value of fidelity bond covering the plan2017-12-31$20,000
Total contributions received or receivable from participants2017-12-31$18,875
Other income received2017-12-31$8,853
Net income (gross income less expenses)2017-12-31$32,524
Net plan assets at end of year (total assets less liabilities)2017-12-31$160,849
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$128,325
Total contributions received or receivable from employer(s)2017-12-31$5,190
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$212
2016 : SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$27,406
Expenses. Total of all expenses incurred2016-12-31$468
Total plan assets at end of year2016-12-31$128,325
Total plan assets at beginning of year2016-12-31$101,387
Value of fidelity bond covering the plan2016-12-31$12,000
Total contributions received or receivable from participants2016-12-31$18,900
Other income received2016-12-31$3,054
Net income (gross income less expenses)2016-12-31$26,938
Net plan assets at end of year (total assets less liabilities)2016-12-31$128,325
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$101,387
Total contributions received or receivable from employer(s)2016-12-31$5,452
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$468
2015 : SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$22,760
Total plan assets at end of year2015-12-31$101,387
Total plan assets at beginning of year2015-12-31$78,627
Value of fidelity bond covering the plan2015-12-31$10,000
Total contributions received or receivable from participants2015-12-31$18,734
Other income received2015-12-31$-1,084
Net income (gross income less expenses)2015-12-31$22,760
Net plan assets at end of year (total assets less liabilities)2015-12-31$101,387
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$78,627
Total contributions received or receivable from employer(s)2015-12-31$5,110
2014 : SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$22,523
Total plan assets at end of year2014-12-31$78,627
Total plan assets at beginning of year2014-12-31$56,104
Value of fidelity bond covering the plan2014-12-31$10,000
Total contributions received or receivable from participants2014-12-31$18,004
Other income received2014-12-31$6
Net income (gross income less expenses)2014-12-31$22,523
Net plan assets at end of year (total assets less liabilities)2014-12-31$78,627
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$56,104
Total contributions received or receivable from employer(s)2014-12-31$4,513
2013 : SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$22,848
Total plan assets at end of year2013-12-31$56,104
Total plan assets at beginning of year2013-12-31$33,256
Value of fidelity bond covering the plan2013-12-31$10,000
Total contributions received or receivable from participants2013-12-31$17,500
Other income received2013-12-31$4
Net income (gross income less expenses)2013-12-31$22,848
Net plan assets at end of year (total assets less liabilities)2013-12-31$56,104
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$33,256
Total contributions received or receivable from employer(s)2013-12-31$5,344
2012 : SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$20,256
Total plan assets at end of year2012-12-31$33,256
Total plan assets at beginning of year2012-12-31$13,000
Value of fidelity bond covering the plan2012-12-31$10,000
Total contributions received or receivable from participants2012-12-31$16,510
Other income received2012-12-31$2
Net income (gross income less expenses)2012-12-31$20,256
Net plan assets at end of year (total assets less liabilities)2012-12-31$33,256
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$13,000
Total contributions received or receivable from employer(s)2012-12-31$3,744
2011 : SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$13,000
Total plan assets at end of year2011-12-31$13,000
Total contributions received or receivable from participants2011-12-31$13,000
Net income (gross income less expenses)2011-12-31$13,000
Net plan assets at end of year (total assets less liabilities)2011-12-31$13,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0

Form 5500 Responses for SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN

2022: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SMITH MANAGEMENT & CONSULTING CORP. 401 (K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01First time form 5500 has been submittedYes
2011-10-01This return/report is a short plan year return/report (less than 12 months)Yes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes

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