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QUALITY TECHNOLOGY, INC. 401(K) PLAN 401k Plan overview

Plan NameQUALITY TECHNOLOGY, INC. 401(K) PLAN
Plan identification number 003

QUALITY TECHNOLOGY, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

QUALITY TECHNOLOGY, INC. has sponsored the creation of one or more 401k plans.

Company Name:QUALITY TECHNOLOGY, INC.
Employer identification number (EIN):521626237
NAIC Classification:541512
NAIC Description:Computer Systems Design Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan QUALITY TECHNOLOGY, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01RODNEY WHITFIELD2023-10-15
0032021-01-01RODNEY WHITFIELD2022-10-12
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01RODNEY WHITFIELD
0032016-01-01RENEE PARKER
0032015-01-01RENEE PARKER
0032014-01-01RENEE PARKER2016-11-21
0032014-01-01RENEE PARKER2015-10-14
0032013-01-01RENEE PARKER2016-11-21
0032012-01-01RENEE PARKER2013-10-10
0032011-01-01RENEE PARKER2012-10-15
0032010-01-01RENEE PARKER2011-08-01
0032009-01-01RENEE PARKER

Plan Statistics for QUALITY TECHNOLOGY, INC. 401(K) PLAN

401k plan membership statisitcs for QUALITY TECHNOLOGY, INC. 401(K) PLAN

Measure Date Value
2021: QUALITY TECHNOLOGY, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01158
Total number of active participants reported on line 7a of the Form 55002021-01-0134
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0148
Total of all active and inactive participants2021-01-0182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0182
Number of participants with account balances2021-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0120
2020: QUALITY TECHNOLOGY, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01165
Total number of active participants reported on line 7a of the Form 55002020-01-0151
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-01103
Total of all active and inactive participants2020-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01157
Number of participants with account balances2020-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0111
2019: QUALITY TECHNOLOGY, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01164
Total number of active participants reported on line 7a of the Form 55002019-01-0154
Number of retired or separated participants receiving benefits2019-01-019
Number of other retired or separated participants entitled to future benefits2019-01-0199
Total of all active and inactive participants2019-01-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01162
Number of participants with account balances2019-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0121
2018: QUALITY TECHNOLOGY, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01180
Total number of active participants reported on line 7a of the Form 55002018-01-0165
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0199
Total of all active and inactive participants2018-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01164
Number of participants with account balances2018-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0117
2017: QUALITY TECHNOLOGY, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01212
Total number of active participants reported on line 7a of the Form 55002017-01-0170
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01100
Total of all active and inactive participants2017-01-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01170
Number of participants with account balances2017-01-01162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0162
2016: QUALITY TECHNOLOGY, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01194
Total number of active participants reported on line 7a of the Form 55002016-01-01130
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0181
Total of all active and inactive participants2016-01-01211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01211
Number of participants with account balances2016-01-01204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0133
2015: QUALITY TECHNOLOGY, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01167
Total number of active participants reported on line 7a of the Form 55002015-01-01124
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0163
Total of all active and inactive participants2015-01-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01187
Number of participants with account balances2015-01-01176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0143
2009: QUALITY TECHNOLOGY, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-010
Total number of active participants reported on line 7a of the Form 55002009-01-010
Total of all active and inactive participants2009-01-010
Total participants2009-01-010

Financial Data on QUALITY TECHNOLOGY, INC. 401(K) PLAN

Measure Date Value
2021 : QUALITY TECHNOLOGY, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$17,117
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$17,117
Total income from all sources (including contributions)2021-12-31$785,447
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$897,513
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$829,157
Expenses. Certain deemed distributions of participant loans2021-12-31$1,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$295,654
Value of total assets at end of year2021-12-31$3,170,370
Value of total assets at beginning of year2021-12-31$3,282,436
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$67,071
Total interest from all sources2021-12-31$3,468
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$326,532
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$208,769
Participant contributions at end of year2021-12-31$71,625
Participant contributions at beginning of year2021-12-31$42,828
Participant contributions at end of year2021-12-31$141
Participant contributions at beginning of year2021-12-31$141
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$57,423
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$17,117
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$17,117
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$18,139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-112,066
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,153,253
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$3,265,319
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$67,071
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,110,977
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$874,966
Income. Interest from loans (other than to participants)2021-12-31$3,468
Value of interest in common/collective trusts at end of year2021-12-31$1,987,606
Value of interest in common/collective trusts at beginning of year2021-12-31$2,346,341
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$486,325
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$29,462
Employer contributions (assets) at end of year2021-12-31$21
Employer contributions (assets) at beginning of year2021-12-31$21
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$829,157
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31E. COHEN AND COMPANY, CPAS
Accountancy firm EIN2021-12-31511754364
2020 : QUALITY TECHNOLOGY, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$17,117
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$18,092
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$719,246
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$430,806
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$424,778
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$280,291
Value of total assets at end of year2020-12-31$3,282,436
Value of total assets at beginning of year2020-12-31$2,994,971
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$6,028
Total interest from all sources2020-12-31$3,033
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$297,688
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$240,994
Participant contributions at end of year2020-12-31$42,828
Participant contributions at beginning of year2020-12-31$54,110
Participant contributions at end of year2020-12-31$141
Participant contributions at beginning of year2020-12-31$140
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$17,117
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$18,092
Administrative expenses (other) incurred2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$18,139
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$288,440
Value of net assets at end of year (total assets less liabilities)2020-12-31$3,265,319
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,976,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$6,028
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$874,966
Value of interest in pooled separate accounts at beginning of year2020-12-31$2,855,950
Interest on participant loans2020-12-31$3,033
Value of interest in master investment trust accounts at end of year2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$2,346,341
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$84,750
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$435,922
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$39,297
Employer contributions (assets) at end of year2020-12-31$21
Employer contributions (assets) at beginning of year2020-12-31$21
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$424,778
Contract administrator fees2020-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31E. COHEN AND COMPANY, CPAS
Accountancy firm EIN2020-12-31511754364
2019 : QUALITY TECHNOLOGY, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$18,092
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$18,092
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$216
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$216
Total income from all sources (including contributions)2019-12-31$866,264
Total income from all sources (including contributions)2019-12-31$866,264
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$224,956
Total of all expenses incurred2019-12-31$224,956
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$205,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$205,687
Expenses. Certain deemed distributions of participant loans2019-12-31$14,119
Expenses. Certain deemed distributions of participant loans2019-12-31$14,119
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$362,368
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$362,368
Value of total assets at end of year2019-12-31$2,994,971
Value of total assets at end of year2019-12-31$2,994,971
Value of total assets at beginning of year2019-12-31$2,335,787
Value of total assets at beginning of year2019-12-31$2,335,787
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,150
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,150
Total interest from all sources2019-12-31$3,684
Total interest from all sources2019-12-31$3,684
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$233,579
Value of fidelity bond cover2019-12-31$233,579
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$277,893
Contributions received from participants2019-12-31$277,893
Participant contributions at end of year2019-12-31$54,110
Participant contributions at end of year2019-12-31$54,110
Participant contributions at beginning of year2019-12-31$27,251
Participant contributions at beginning of year2019-12-31$27,251
Participant contributions at end of year2019-12-31$140
Participant contributions at end of year2019-12-31$140
Participant contributions at beginning of year2019-12-31$91
Participant contributions at beginning of year2019-12-31$91
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$18,092
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$18,092
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$216
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$216
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$641,308
Value of net income/loss2019-12-31$641,308
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,976,879
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,976,879
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,335,571
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$5,150
Investment advisory and management fees2019-12-31$5,150
Value of interest in pooled separate accounts at end of year2019-12-31$2,855,950
Value of interest in pooled separate accounts at end of year2019-12-31$2,855,950
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,059,300
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,059,300
Interest on participant loans2019-12-31$3,684
Interest on participant loans2019-12-31$3,684
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$84,750
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$84,750
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$249,124
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$249,124
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$500,212
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$500,212
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$84,475
Contributions received in cash from employer2019-12-31$84,475
Employer contributions (assets) at end of year2019-12-31$21
Employer contributions (assets) at end of year2019-12-31$21
Employer contributions (assets) at beginning of year2019-12-31$21
Employer contributions (assets) at beginning of year2019-12-31$21
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$205,687
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$205,687
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31E. COHEN AND COMPANY, CPAS
Accountancy firm name2019-12-31E. COHEN AND COMPANY, CPAS
Accountancy firm EIN2019-12-31511754364
Accountancy firm EIN2019-12-31511754364
2018 : QUALITY TECHNOLOGY, INC. 401(K) PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$216
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$131
Total income from all sources (including contributions)2018-12-31$283,740
Total of all expenses incurred2018-12-31$444,735
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$434,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$473,276
Value of total assets at end of year2018-12-31$2,335,787
Value of total assets at beginning of year2018-12-31$2,496,697
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$10,050
Total interest from all sources2018-12-31$2,475
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$240,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$271,755
Participant contributions at end of year2018-12-31$27,251
Participant contributions at beginning of year2018-12-31$59,620
Participant contributions at end of year2018-12-31$91
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$158,949
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$216
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$131
Other income not declared elsewhere2018-12-31$992
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-160,995
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,335,571
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,496,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$10,050
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,059,300
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,332,586
Interest on participant loans2018-12-31$2,475
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$249,124
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$99,056
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-193,003
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$42,572
Employer contributions (assets) at end of year2018-12-31$21
Employer contributions (assets) at beginning of year2018-12-31$5,435
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$434,685
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31E. COHEN AND COMPANY, CPAS
Accountancy firm EIN2018-12-31511754364
2017 : QUALITY TECHNOLOGY, INC. 401(K) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$131
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,231
Total income from all sources (including contributions)2017-12-31$862,081
Total of all expenses incurred2017-12-31$1,038,958
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,029,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$445,629
Value of total assets at end of year2017-12-31$2,496,697
Value of total assets at beginning of year2017-12-31$2,674,674
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$9,700
Total interest from all sources2017-12-31$2,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$270,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$351,214
Participant contributions at end of year2017-12-31$59,620
Participant contributions at beginning of year2017-12-31$52,027
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$131
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$1,231
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-176,877
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,496,566
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,673,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$9,700
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,332,586
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,513,916
Interest on participant loans2017-12-31$2,714
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$99,056
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$102,721
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$413,738
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$94,415
Employer contributions (assets) at end of year2017-12-31$5,435
Employer contributions (assets) at beginning of year2017-12-31$6,010
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,029,258
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31E. COHEN AND COMPANY, CPAS
Accountancy firm EIN2017-12-31511754364
2016 : QUALITY TECHNOLOGY, INC. 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,231
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$831,998
Total of all expenses incurred2016-12-31$187,670
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$178,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$656,793
Value of total assets at end of year2016-12-31$2,674,674
Value of total assets at beginning of year2016-12-31$2,029,115
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$9,612
Total interest from all sources2016-12-31$1,214
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$270,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$459,448
Participant contributions at end of year2016-12-31$52,027
Participant contributions at beginning of year2016-12-31$10,564
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$310
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$51,428
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$1,231
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$644,328
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,673,443
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,029,115
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$9,612
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,513,916
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,943,465
Interest on participant loans2016-12-31$1,214
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$102,721
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$62,054
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$173,991
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$145,917
Employer contributions (assets) at end of year2016-12-31$6,010
Employer contributions (assets) at beginning of year2016-12-31$12,722
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$178,058
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31E. COHEN AND COMPANY, CPAS
Accountancy firm EIN2016-12-31511754364
2015 : QUALITY TECHNOLOGY, INC. 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$548,537
Total of all expenses incurred2015-12-31$389,525
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$380,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$553,030
Value of total assets at end of year2015-12-31$2,029,115
Value of total assets at beginning of year2015-12-31$1,870,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$9,525
Total interest from all sources2015-12-31$375
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31No
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$429,997
Participant contributions at end of year2015-12-31$10,564
Participant contributions at beginning of year2015-12-31$7,439
Participant contributions at end of year2015-12-31$310
Participant contributions at beginning of year2015-12-31$182
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$8,493
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$159,012
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,029,115
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,870,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$9,525
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,943,465
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,651,175
Interest on participant loans2015-12-31$375
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$62,054
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$197,401
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-4,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$114,540
Employer contributions (assets) at end of year2015-12-31$12,722
Employer contributions (assets) at beginning of year2015-12-31$13,906
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$380,000
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31E. COHEN AND COMPANY, CPAS
Accountancy firm EIN2015-12-31511754364

Form 5500 Responses for QUALITY TECHNOLOGY, INC. 401(K) PLAN

2021: QUALITY TECHNOLOGY, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: QUALITY TECHNOLOGY, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: QUALITY TECHNOLOGY, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: QUALITY TECHNOLOGY, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: QUALITY TECHNOLOGY, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: QUALITY TECHNOLOGY, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: QUALITY TECHNOLOGY, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2009: QUALITY TECHNOLOGY, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered87
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerTPA
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812467
Policy instance 1
Insurance contract or identification number812467
Number of Individuals Covered172
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,409
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1050
Additional information about fees paid to insurance brokerTPA FEE
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number888999
Policy instance 1
Insurance contract or identification number888999
Number of Individuals Covered160
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,300
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1300
Additional information about fees paid to insurance brokerTPA FEE
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number888999
Policy instance 1
Insurance contract or identification number888999
Number of Individuals Covered162
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,296
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Amount paid for insurance broker fees1296
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number888999
Policy instance 1
Insurance contract or identification number888999
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number888999
Policy instance 1
Insurance contract or identification number888999
Number of Individuals Covered175
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes

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