NOVETTA, INC. has sponsored the creation of one or more 401k plans.
Additional information about NOVETTA, INC.
Submission information for form 5500 for 401k plan WHITE OAK TECHNOLOGIES 401(K) PLAN
| Measure | Date | Value |
|---|
| 2013 : WHITE OAK TECHNOLOGIES 401(K) PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-01-02 | $0 |
| Total transfer of assets from this plan | 2013-01-02 | $20,067,002 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-01-02 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-01-02 | $0 |
| Total income from all sources (including contributions) | 2013-01-02 | $0 |
| Total loss/gain on sale of assets | 2013-01-02 | $0 |
| Total of all expenses incurred | 2013-01-02 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-01-02 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-01-02 | $0 |
| Value of total assets at end of year | 2013-01-02 | $0 |
| Value of total assets at beginning of year | 2013-01-02 | $20,067,002 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-01-02 | $0 |
| Total interest from all sources | 2013-01-02 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-01-02 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-01-02 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-01-02 | $0 |
| Was this plan covered by a fidelity bond | 2013-01-02 | Yes |
| Value of fidelity bond cover | 2013-01-02 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-01-02 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-01-02 | No |
| Contributions received from participants | 2013-01-02 | $0 |
| Participant contributions at end of year | 2013-01-02 | $0 |
| Participant contributions at beginning of year | 2013-01-02 | $258,057 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-01-02 | $0 |
| Administrative expenses (other) incurred | 2013-01-02 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-01-02 | No |
| Value of net income/loss | 2013-01-02 | $0 |
| Value of net assets at end of year (total assets less liabilities) | 2013-01-02 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-01-02 | $20,067,002 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-01-02 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-01-02 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-01-02 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-01-02 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-01-02 | $15,902,706 |
| Interest on participant loans | 2013-01-02 | $0 |
| Value of interest in common/collective trusts at end of year | 2013-01-02 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2013-01-02 | $177,105 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-01-02 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-01-02 | $2,219,967 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-01-02 | $2,219,967 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-01-02 | $0 |
| Net investment gain or loss from common/collective trusts | 2013-01-02 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-01-02 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-01-02 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-01-02 | No |
| Contributions received in cash from employer | 2013-01-02 | $0 |
| Employer contributions (assets) at end of year | 2013-01-02 | $0 |
| Employer contributions (assets) at beginning of year | 2013-01-02 | $1,509,167 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-01-02 | $0 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-01-02 | No |
| Did the plan have assets held for investment | 2013-01-02 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-01-02 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-01-02 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-01-02 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-01-02 | Disclaimer |
| Accountancy firm name | 2013-01-02 | BDO USA, LLP |
| Accountancy firm EIN | 2013-01-02 | 135381590 |
| 2012 : WHITE OAK TECHNOLOGIES 401(K) PLAN 2012 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $6,672,583 |
| Total of all expenses incurred | 2012-12-31 | $1,409,870 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,402,646 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $5,497 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $4,576,767 |
| Value of total assets at end of year | 2012-12-31 | $20,061,465 |
| Value of total assets at beginning of year | 2012-12-31 | $14,798,752 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,727 |
| Total interest from all sources | 2012-12-31 | $8,222 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $418,250 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $418,250 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $1,456,816 |
| Participant contributions at end of year | 2012-12-31 | $252,520 |
| Participant contributions at beginning of year | 2012-12-31 | $200,876 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $173,077 |
| Administrative expenses (other) incurred | 2012-12-31 | $1,727 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $5,262,713 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $20,061,465 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $14,798,752 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $15,902,706 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $12,670,214 |
| Interest on participant loans | 2012-12-31 | $8,012 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $177,105 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $2,219,967 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $1,927,662 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $1,927,662 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $210 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,663,583 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $5,761 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $2,946,874 |
| Employer contributions (assets) at end of year | 2012-12-31 | $1,509,167 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,402,646 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | ARGY, WILTSE & ROBINSON, P.C. |
| Accountancy firm EIN | 2012-12-31 | 541586993 |
| 2011 : WHITE OAK TECHNOLOGIES 401(K) PLAN 2011 401k financial data |
|---|
| Total income from all sources (including contributions) | 2011-12-31 | $2,514,833 |
| Total of all expenses incurred | 2011-12-31 | $299,321 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $298,104 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,931,193 |
| Value of total assets at end of year | 2011-12-31 | $14,798,752 |
| Value of total assets at beginning of year | 2011-12-31 | $12,583,240 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,217 |
| Total interest from all sources | 2011-12-31 | $5,700 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $342,307 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $342,307 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $1,381,431 |
| Participant contributions at end of year | 2011-12-31 | $200,876 |
| Participant contributions at beginning of year | 2011-12-31 | $106,827 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $24,024 |
| Administrative expenses (other) incurred | 2011-12-31 | $1,217 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $2,215,512 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $14,798,752 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $12,583,240 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $12,670,214 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $10,922,744 |
| Interest on participant loans | 2011-12-31 | $5,519 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $1,927,662 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $1,553,669 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $1,553,669 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $181 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-764,367 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $1,525,738 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $298,104 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | ARGY, WILTSE & ROBINSON, P.C. |
| Accountancy firm EIN | 2011-12-31 | 541586993 |
| 2010 : WHITE OAK TECHNOLOGIES 401(K) PLAN 2010 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $4,055,600 |
| Total of all expenses incurred | 2010-12-31 | $538,102 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $536,942 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,474,076 |
| Value of total assets at end of year | 2010-12-31 | $12,583,240 |
| Value of total assets at beginning of year | 2010-12-31 | $9,065,742 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,160 |
| Total interest from all sources | 2010-12-31 | $6,091 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $145,989 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $145,989 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $1,100,256 |
| Participant contributions at end of year | 2010-12-31 | $106,827 |
| Participant contributions at beginning of year | 2010-12-31 | $78,693 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $39,625 |
| Administrative expenses (other) incurred | 2010-12-31 | $1,160 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $3,517,498 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $12,583,240 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $9,065,742 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $10,922,744 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $7,662,924 |
| Interest on participant loans | 2010-12-31 | $5,804 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $1,553,669 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $1,324,125 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $1,324,125 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $287 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,429,444 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $1,334,195 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $536,942 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | ARGY, WILTSE & ROBINSON, P.C. |
| Accountancy firm EIN | 2010-12-31 | 541586993 |
| 2009 : WHITE OAK TECHNOLOGIES 401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
