GOVERNING PLAN COMMITTEE has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NATIONAL RAILWAY CARRIERS AND UNITED TRANSPORTATION UNION HEALTH & WELFARE PLAN
401k plan membership statisitcs for NATIONAL RAILWAY CARRIERS AND UNITED TRANSPORTATION UNION HEALTH & WELFARE PLAN
| Measure | Date | Value |
|---|
| 2011 : NATIONAL RAILWAY CARRIERS AND UNITED TRANSPORTATION UNION HEALTH & WELFARE PLAN 2011 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $60,378,787 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $53,770,855 |
| Total income from all sources (including contributions) | 2011-12-31 | $693,838,357 |
| Total of all expenses incurred | 2011-12-31 | $596,386,261 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $562,429,121 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $693,728,302 |
| Value of total assets at end of year | 2011-12-31 | $249,001,030 |
| Value of total assets at beginning of year | 2011-12-31 | $144,941,002 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $33,957,140 |
| Total interest from all sources | 2011-12-31 | $110,055 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $673,447 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $100,674,644 |
| Participant contributions at end of year | 2011-12-31 | $8,675,846 |
| Participant contributions at beginning of year | 2011-12-31 | $7,786,778 |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $965,734 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $1,693,438 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $2,405,443 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $8,186,518 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $17,695,729 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $63,761 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $67,002 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $1,077,593 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $781,638 |
| Total non interest bearing cash at end of year | 2011-12-31 | $2,000,000 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $935,418 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $97,452,096 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $188,622,243 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $91,170,147 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $189,009 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $165,764,315 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $59,744,448 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $59,744,448 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $110,055 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $6,230,832 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $590,648,215 |
| Employer contributions (assets) at end of year | 2011-12-31 | $63,408,617 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $57,085,191 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $556,198,289 |
| Contract administrator fees | 2011-12-31 | $33,094,684 |
| Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $59,237,433 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $52,922,215 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | TMDG, LLC |
| Accountancy firm EIN | 2011-12-31 | 030583064 |
| 2010 : NATIONAL RAILWAY CARRIERS AND UNITED TRANSPORTATION UNION HEALTH & WELFARE PLAN 2010 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $53,770,855 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $56,700,517 |
| Total income from all sources (including contributions) | 2010-12-31 | $532,043,936 |
| Total of all expenses incurred | 2010-12-31 | $517,256,381 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $488,164,790 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $531,642,809 |
| Value of total assets at end of year | 2010-12-31 | $144,941,002 |
| Value of total assets at beginning of year | 2010-12-31 | $133,083,109 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $29,091,591 |
| Total interest from all sources | 2010-12-31 | $68,513 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $396,551 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $87,736,707 |
| Participant contributions at end of year | 2010-12-31 | $7,786,778 |
| Participant contributions at beginning of year | 2010-12-31 | $6,670,446 |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $1,693,438 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $2,230,152 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $3,578,291 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $17,695,729 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $68,299,798 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $67,002 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $150,566 |
| Other income not declared elsewhere | 2010-12-31 | $332,614 |
| Administrative expenses (other) incurred | 2010-12-31 | $144,572 |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $781,638 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $885,222 |
| Total non interest bearing cash at end of year | 2010-12-31 | $935,418 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $900,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $14,787,555 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $91,170,147 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $76,382,592 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $73,224 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $59,744,448 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $4,292,634 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $4,292,634 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $68,513 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $6,285,950 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $440,327,811 |
| Employer contributions (assets) at end of year | 2010-12-31 | $57,085,191 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $50,690,079 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $481,878,840 |
| Contract administrator fees | 2010-12-31 | $28,477,244 |
| Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $52,922,215 |
| Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $55,664,729 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | TMDG, LLC |
| Accountancy firm EIN | 2010-12-31 | 030583064 |
