ASSOCIATION OF AMERICAN RAILROADS has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ASSOCIATION OF AMERICAN RAILROADS INCENTIVE THRIFT PLAN
| Measure | Date | Value |
|---|
| 2023 : ASSOCIATION OF AMERICAN RAILROADS INCENTIVE THRIFT PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $24,377,743 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $18,432,100 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $18,162,151 |
| Value of total corrective distributions | 2023-12-31 | $4,523 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $7,929,701 |
| Value of total assets at end of year | 2023-12-31 | $129,003,891 |
| Value of total assets at beginning of year | 2023-12-31 | $123,058,248 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $265,426 |
| Total interest from all sources | 2023-12-31 | $615,919 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $1,824,445 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $1,824,445 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $5,665,929 |
| Participant contributions at end of year | 2023-12-31 | $963,641 |
| Participant contributions at beginning of year | 2023-12-31 | $813,526 |
| Assets. Other investments not covered elsewhere at end of year | 2023-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-12-31 | $136,398 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $420,121 |
| Other income not declared elsewhere | 2023-12-31 | $84,000 |
| Administrative expenses (other) incurred | 2023-12-31 | $143 |
| Total non interest bearing cash at end of year | 2023-12-31 | $15,000 |
| Total non interest bearing cash at beginning of year | 2023-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $5,945,643 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $129,003,891 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $123,058,248 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $70,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $63,204,765 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $54,284,068 |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $39,324,839 |
| Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $34,505,669 |
| Interest on participant loans | 2023-12-31 | $50,435 |
| Interest earned on other investments | 2023-12-31 | $565,484 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-12-31 | $10,555 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $25,432,264 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $33,318,587 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $7,272,540 |
| Net investment gain/loss from pooled separate accounts | 2023-12-31 | $6,651,138 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $1,843,651 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $18,162,151 |
| Contract administrator fees | 2023-12-31 | $195,283 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2023-12-31 | Yes |
| Assets. Corporate common stocks other than exployer securities at end of year | 2023-12-31 | $52,827 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2023-12-31 | $0 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | UHY LLP |
| Accountancy firm EIN | 2023-12-31 | 200694403 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $24,377,743 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $18,432,100 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $18,162,151 |
| Value of total corrective distributions | 2023-01-01 | $4,523 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $7,929,701 |
| Value of total assets at end of year | 2023-01-01 | $129,003,891 |
| Value of total assets at beginning of year | 2023-01-01 | $123,058,248 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $265,426 |
| Total interest from all sources | 2023-01-01 | $615,919 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $1,824,445 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $1,824,445 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $5,665,929 |
| Participant contributions at end of year | 2023-01-01 | $963,641 |
| Participant contributions at beginning of year | 2023-01-01 | $813,526 |
| Assets. Other investments not covered elsewhere at end of year | 2023-01-01 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-01-01 | $136,398 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $420,121 |
| Other income not declared elsewhere | 2023-01-01 | $84,000 |
| Administrative expenses (other) incurred | 2023-01-01 | $143 |
| Total non interest bearing cash at end of year | 2023-01-01 | $15,000 |
| Total non interest bearing cash at beginning of year | 2023-01-01 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $5,945,643 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $129,003,891 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $123,058,248 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $70,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $63,204,765 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $54,284,068 |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $39,324,839 |
| Value of interest in pooled separate accounts at beginning of year | 2023-01-01 | $34,505,669 |
| Interest on participant loans | 2023-01-01 | $50,435 |
| Interest earned on other investments | 2023-01-01 | $565,484 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-01-01 | $10,555 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $25,432,264 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $33,318,587 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $7,272,540 |
| Net investment gain/loss from pooled separate accounts | 2023-01-01 | $6,651,138 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $1,843,651 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $18,162,151 |
| Contract administrator fees | 2023-01-01 | $195,283 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2023-01-01 | Yes |
| Assets. Corporate common stocks other than exployer securities at end of year | 2023-01-01 | $52,827 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2023-01-01 | $0 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | UHY LLP |
| Accountancy firm EIN | 2023-01-01 | 200694403 |
| 2022 : ASSOCIATION OF AMERICAN RAILROADS INCENTIVE THRIFT PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-12,408,380 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $12,235,241 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $11,938,360 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $8,361,507 |
| Value of total assets at end of year | 2022-12-31 | $123,058,248 |
| Value of total assets at beginning of year | 2022-12-31 | $147,701,869 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $296,881 |
| Total interest from all sources | 2022-12-31 | $602,486 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $909,237 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $909,237 |
| Administrative expenses professional fees incurred | 2022-12-31 | $20,000 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $5,485,332 |
| Participant contributions at end of year | 2022-12-31 | $813,526 |
| Participant contributions at beginning of year | 2022-12-31 | $1,135,316 |
| Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $136,398 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $173,895 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,035,181 |
| Other income not declared elsewhere | 2022-12-31 | $36,604 |
| Administrative expenses (other) incurred | 2022-12-31 | $93 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-24,643,621 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $123,058,248 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $147,701,869 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $70,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $54,284,068 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $61,005,075 |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $34,505,669 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $52,042,514 |
| Interest on participant loans | 2022-12-31 | $45,647 |
| Interest earned on other investments | 2022-12-31 | $556,839 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $33,318,587 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $33,345,069 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-10,976,305 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-11,341,909 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $1,840,994 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $11,938,360 |
| Contract administrator fees | 2022-12-31 | $206,788 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | UHY LLP |
| Accountancy firm EIN | 2022-12-31 | 200694403 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-12,408,380 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $12,235,241 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $11,938,360 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $8,361,507 |
| Value of total assets at end of year | 2022-01-01 | $123,058,248 |
| Value of total assets at beginning of year | 2022-01-01 | $147,701,869 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $296,881 |
| Total interest from all sources | 2022-01-01 | $602,486 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $909,237 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $909,237 |
| Administrative expenses professional fees incurred | 2022-01-01 | $20,000 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $5,485,332 |
| Participant contributions at end of year | 2022-01-01 | $813,526 |
| Participant contributions at beginning of year | 2022-01-01 | $1,135,316 |
| Assets. Other investments not covered elsewhere at end of year | 2022-01-01 | $136,398 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-01-01 | $173,895 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $1,035,181 |
| Other income not declared elsewhere | 2022-01-01 | $36,604 |
| Administrative expenses (other) incurred | 2022-01-01 | $93 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-24,643,621 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $123,058,248 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $147,701,869 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $70,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $54,284,068 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $61,005,075 |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $34,505,669 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $52,042,514 |
| Interest on participant loans | 2022-01-01 | $45,647 |
| Interest earned on other investments | 2022-01-01 | $556,839 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $33,318,587 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $33,345,069 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-10,976,305 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $-11,341,909 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $1,840,994 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $11,938,360 |
| Contract administrator fees | 2022-01-01 | $206,788 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | UHY LLP |
| Accountancy firm EIN | 2022-01-01 | 200694403 |
| 2021 : ASSOCIATION OF AMERICAN RAILROADS INCENTIVE THRIFT PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $23,528,868 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $9,037,415 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $8,667,016 |
| Value of total corrective distributions | 2021-12-31 | $39,266 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $7,776,475 |
| Value of total assets at end of year | 2021-12-31 | $147,701,869 |
| Value of total assets at beginning of year | 2021-12-31 | $133,210,416 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $331,133 |
| Total interest from all sources | 2021-12-31 | $617,926 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $979,926 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $979,926 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $5,528,874 |
| Participant contributions at end of year | 2021-12-31 | $1,135,316 |
| Participant contributions at beginning of year | 2021-12-31 | $925,531 |
| Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $173,895 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $154,252 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $408,066 |
| Other income not declared elsewhere | 2021-12-31 | $116,707 |
| Administrative expenses (other) incurred | 2021-12-31 | $331,133 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $14,491,453 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $147,701,869 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $133,210,416 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $61,005,075 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $52,608,934 |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $52,042,514 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $45,310,841 |
| Interest on participant loans | 2021-12-31 | $55,565 |
| Interest earned on other investments | 2021-12-31 | $562,361 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $33,345,069 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $34,210,858 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $4,701,364 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $9,336,470 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $1,839,535 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $8,667,016 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | UHY, LLP |
| Accountancy firm EIN | 2021-12-31 | 200694403 |
| 2020 : ASSOCIATION OF AMERICAN RAILROADS INCENTIVE THRIFT PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $24,323,523 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $7,447,842 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $7,156,144 |
| Value of total corrective distributions | 2020-12-31 | $46,419 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $8,576,795 |
| Value of total assets at end of year | 2020-12-31 | $133,210,416 |
| Value of total assets at beginning of year | 2020-12-31 | $116,334,735 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $245,279 |
| Total interest from all sources | 2020-12-31 | $693,503 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $745,660 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $745,660 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $5,492,176 |
| Participant contributions at end of year | 2020-12-31 | $925,531 |
| Participant contributions at beginning of year | 2020-12-31 | $989,399 |
| Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $154,252 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $141,826 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $1,289,025 |
| Other income not declared elsewhere | 2020-12-31 | $108,565 |
| Administrative expenses (other) incurred | 2020-12-31 | $245,279 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $16,875,681 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $133,210,416 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $116,334,735 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $52,608,934 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $46,959,958 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $45,310,841 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $39,298,724 |
| Interest on participant loans | 2020-12-31 | $52,594 |
| Interest earned on other investments | 2020-12-31 | $640,909 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $34,210,858 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $28,944,828 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $6,078,885 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $8,120,115 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $1,795,594 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $7,156,144 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | UHY, LLP |
| Accountancy firm EIN | 2020-12-31 | 200694403 |
| 2019 : ASSOCIATION OF AMERICAN RAILROADS INCENTIVE THRIFT PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $26,052,477 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $10,246,765 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $9,942,547 |
| Value of total corrective distributions | 2019-12-31 | $45,363 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $6,835,671 |
| Value of total assets at end of year | 2019-12-31 | $116,334,735 |
| Value of total assets at beginning of year | 2019-12-31 | $100,529,023 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $258,855 |
| Total interest from all sources | 2019-12-31 | $658,694 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $896,950 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $896,950 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $4,916,318 |
| Participant contributions at end of year | 2019-12-31 | $989,399 |
| Participant contributions at beginning of year | 2019-12-31 | $888,614 |
| Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $141,826 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $167,709 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $294,773 |
| Other income not declared elsewhere | 2019-12-31 | $125,655 |
| Administrative expenses (other) incurred | 2019-12-31 | $258,855 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $15,805,712 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $116,334,735 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $100,529,023 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $46,959,958 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $39,419,307 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $39,298,724 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $35,027,604 |
| Interest on participant loans | 2019-12-31 | $46,479 |
| Interest earned on other investments | 2019-12-31 | $612,215 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $28,944,828 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $25,025,789 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $8,136,330 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $9,399,177 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $1,624,580 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $9,942,547 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | UHY, LLP |
| Accountancy firm EIN | 2019-12-31 | 200694403 |
| 2018 : ASSOCIATION OF AMERICAN RAILROADS INCENTIVE THRIFT PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $3,020,294 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $6,040,952 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $5,879,742 |
| Value of total corrective distributions | 2018-12-31 | $40,187 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $7,226,924 |
| Value of total assets at end of year | 2018-12-31 | $100,529,023 |
| Value of total assets at beginning of year | 2018-12-31 | $103,549,681 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $121,023 |
| Total interest from all sources | 2018-12-31 | $536,090 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $631,874 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $631,874 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $4,376,618 |
| Participant contributions at end of year | 2018-12-31 | $888,614 |
| Participant contributions at beginning of year | 2018-12-31 | $1,168,927 |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $167,709 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $290,390 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,410,319 |
| Other income not declared elsewhere | 2018-12-31 | $60,516 |
| Administrative expenses (other) incurred | 2018-12-31 | $121,023 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-3,020,658 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $100,529,023 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $103,549,681 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2018-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2018-12-31 | $3,011 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $39,419,307 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $33,011,176 |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $35,027,604 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $44,807,119 |
| Interest on participant loans | 2018-12-31 | $66,008 |
| Interest earned on other investments | 2018-12-31 | $470,082 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $25,025,789 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $24,269,058 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-3,908,260 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-1,526,850 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $1,439,987 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $5,879,742 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | UHY, LLP |
| Accountancy firm EIN | 2018-12-31 | 200694403 |
| 2017 : ASSOCIATION OF AMERICAN RAILROADS INCENTIVE THRIFT PLAN 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $-159 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $-159 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $18,909,786 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $5,071,692 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $4,919,721 |
| Value of total corrective distributions | 2017-12-31 | $75,638 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $6,153,754 |
| Value of total assets at end of year | 2017-12-31 | $103,549,681 |
| Value of total assets at beginning of year | 2017-12-31 | $89,711,587 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $76,333 |
| Total interest from all sources | 2017-12-31 | $471,768 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $397,008 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $397,008 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $4,366,528 |
| Participant contributions at end of year | 2017-12-31 | $1,168,927 |
| Participant contributions at beginning of year | 2017-12-31 | $1,134,092 |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $290,390 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $243,311 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $383,608 |
| Other income not declared elsewhere | 2017-12-31 | $114,803 |
| Administrative expenses (other) incurred | 2017-12-31 | $76,333 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $13,838,094 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $103,549,681 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $89,711,587 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2017-12-31 | $3,011 |
| Assets. partnership/joint venture interests at beginning of year | 2017-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $33,011,176 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $27,333,398 |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $44,807,119 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $36,745,661 |
| Interest on participant loans | 2017-12-31 | $64,065 |
| Interest earned on other investments | 2017-12-31 | $407,703 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $24,269,058 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $24,255,125 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $4,829,986 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $6,942,626 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $1,403,618 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $4,919,721 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | UHY, LLP |
| Accountancy firm EIN | 2017-12-31 | 200694403 |
| 2016 : ASSOCIATION OF AMERICAN RAILROADS INCENTIVE THRIFT PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $10,779,172 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $6,317,797 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $6,069,002 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $1 |
| Value of total corrective distributions | 2016-12-31 | $174,025 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $5,911,533 |
| Value of total assets at end of year | 2016-12-31 | $89,711,587 |
| Value of total assets at beginning of year | 2016-12-31 | $85,250,212 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $74,769 |
| Total interest from all sources | 2016-12-31 | $480,994 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $360,909 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $360,909 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $4,125,487 |
| Participant contributions at end of year | 2016-12-31 | $1,134,092 |
| Participant contributions at beginning of year | 2016-12-31 | $930,562 |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $243,311 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $268,805 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $462,299 |
| Other income not declared elsewhere | 2016-12-31 | $38,657 |
| Administrative expenses (other) incurred | 2016-12-31 | $74,769 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $4,461,375 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $89,711,587 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $85,250,212 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $27,333,398 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $25,033,452 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $36,745,661 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $36,003,002 |
| Interest on participant loans | 2016-12-31 | $45,237 |
| Interest earned on other investments | 2016-12-31 | $435,757 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $24,255,125 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $23,014,391 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,965,028 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $2,022,051 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $1,323,747 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $6,069,002 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | UHY, LLP |
| Accountancy firm EIN | 2016-12-31 | 200694403 |
| 2015 : ASSOCIATION OF AMERICAN RAILROADS INCENTIVE THRIFT PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-102 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-102 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $6,800,510 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $6,095,159 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $6,000,362 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $17,958 |
| Value of total corrective distributions | 2015-12-31 | $3,714 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $5,881,361 |
| Value of total assets at end of year | 2015-12-31 | $85,250,212 |
| Value of total assets at beginning of year | 2015-12-31 | $84,544,861 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $73,125 |
| Total interest from all sources | 2015-12-31 | $436,331 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $334,917 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $334,917 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $3,968,678 |
| Participant contributions at end of year | 2015-12-31 | $930,562 |
| Participant contributions at beginning of year | 2015-12-31 | $1,039,561 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $268,805 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $284,571 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $644,205 |
| Other income not declared elsewhere | 2015-12-31 | $55,194 |
| Administrative expenses (other) incurred | 2015-12-31 | $73,125 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $705,351 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $85,250,212 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $84,544,861 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Assets. partnership/joint venture interests at beginning of year | 2015-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $25,033,452 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $16,983,481 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $36,003,002 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $44,804,929 |
| Interest on participant loans | 2015-12-31 | $45,110 |
| Interest earned on other investments | 2015-12-31 | $391,221 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $23,014,391 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $21,432,319 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-404,944 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $497,753 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $1,268,478 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $6,000,362 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | UHY , LLP |
| Accountancy firm EIN | 2015-12-31 | 200694403 |
| 2014 : ASSOCIATION OF AMERICAN RAILROADS INCENTIVE THRIFT PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $1,462 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $1,462 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $8,952,605 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $4,159,424 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $4,056,120 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $3,925 |
| Value of total corrective distributions | 2014-12-31 | $30,111 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $5,143,075 |
| Value of total assets at end of year | 2014-12-31 | $84,544,861 |
| Value of total assets at beginning of year | 2014-12-31 | $79,751,680 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $69,268 |
| Total interest from all sources | 2014-12-31 | $470,705 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $228,972 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $228,972 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $3,633,331 |
| Participant contributions at end of year | 2014-12-31 | $1,039,561 |
| Participant contributions at beginning of year | 2014-12-31 | $1,088,381 |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $284,571 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $276,184 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $420,950 |
| Other income not declared elsewhere | 2014-12-31 | $74,258 |
| Administrative expenses (other) incurred | 2014-12-31 | $69,268 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $4,793,181 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $84,544,861 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $79,751,680 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Assets. partnership/joint venture interests at beginning of year | 2014-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $16,983,481 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $8,365,740 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $44,804,929 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $48,521,574 |
| Interest on participant loans | 2014-12-31 | $51,545 |
| Interest earned on other investments | 2014-12-31 | $419,160 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $21,432,319 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $21,499,801 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $212,549 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $2,821,584 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $1,088,794 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $4,056,120 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | UHY , LLP |
| Accountancy firm EIN | 2014-12-31 | 200694403 |
| 2013 : ASSOCIATION OF AMERICAN RAILROADS INCENTIVE THRIFT PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $17,098,484 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $3,695,529 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $3,627,262 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $5,366,291 |
| Value of total assets at end of year | 2013-12-31 | $79,751,680 |
| Value of total assets at beginning of year | 2013-12-31 | $66,348,725 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $68,267 |
| Total interest from all sources | 2013-12-31 | $482,072 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $96,194 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $96,194 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $3,534,672 |
| Participant contributions at end of year | 2013-12-31 | $1,088,381 |
| Participant contributions at beginning of year | 2013-12-31 | $1,244,216 |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $276,184 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $295,997 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $759,889 |
| Other income not declared elsewhere | 2013-12-31 | $65,996 |
| Administrative expenses (other) incurred | 2013-12-31 | $68,267 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $13,402,955 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $79,751,680 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $66,348,725 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $8,365,740 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $7,514,982 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $48,521,574 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $37,719,003 |
| Interest on participant loans | 2013-12-31 | $54,421 |
| Interest earned on other investments | 2013-12-31 | $427,651 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $21,499,801 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $19,574,527 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $11,087,931 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $1,071,730 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $3,627,262 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | UHY, LLP |
| Accountancy firm EIN | 2013-12-31 | 200694403 |
| 2012 : ASSOCIATION OF AMERICAN RAILROADS INCENTIVE THRIFT PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $11,011,313 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $5,416,990 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $5,386,203 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $29,193 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $4,695,661 |
| Value of total assets at end of year | 2012-12-31 | $66,348,725 |
| Value of total assets at beginning of year | 2012-12-31 | $60,754,402 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,594 |
| Total interest from all sources | 2012-12-31 | $536,672 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $126,006 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $126,006 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $3,482,327 |
| Participant contributions at end of year | 2012-12-31 | $1,244,216 |
| Participant contributions at beginning of year | 2012-12-31 | $1,153,642 |
| Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $295,997 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $355,673 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $222,170 |
| Other income not declared elsewhere | 2012-12-31 | $42,110 |
| Administrative expenses (other) incurred | 2012-12-31 | $1,594 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $5,594,323 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $66,348,725 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $60,754,402 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $7,514,982 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $6,012,618 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $37,719,003 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $33,952,254 |
| Interest on participant loans | 2012-12-31 | $54,184 |
| Interest earned on other investments | 2012-12-31 | $482,488 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $19,574,527 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $19,280,215 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $876,433 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $4,734,431 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $991,164 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $5,386,203 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | UHY, LLP |
| Accountancy firm EIN | 2012-12-31 | 200694403 |
| 2011 : ASSOCIATION OF AMERICAN RAILROADS INCENTIVE THRIFT PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $4,196,946 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $2,907,330 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,840,175 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $17 |
| Value of total corrective distributions | 2011-12-31 | $2,735 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $4,363,631 |
| Value of total assets at end of year | 2011-12-31 | $60,754,402 |
| Value of total assets at beginning of year | 2011-12-31 | $59,464,786 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $64,403 |
| Total interest from all sources | 2011-12-31 | $568,169 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $119,165 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $119,165 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $3,259,394 |
| Participant contributions at end of year | 2011-12-31 | $1,153,642 |
| Participant contributions at beginning of year | 2011-12-31 | $1,100,557 |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $355,673 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $359,911 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $194,748 |
| Other income not declared elsewhere | 2011-12-31 | $48,514 |
| Administrative expenses (other) incurred | 2011-12-31 | $64,403 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $1,289,616 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $60,754,402 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $59,464,786 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $6,012,618 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $691,355 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $33,952,254 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $38,942,053 |
| Interest on participant loans | 2011-12-31 | $58,856 |
| Interest earned on other investments | 2011-12-31 | $509,313 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $19,280,215 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $18,370,910 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-891,492 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-11,041 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $909,489 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,840,175 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | UHY, LLP |
| Accountancy firm EIN | 2011-12-31 | 200694403 |
| 2010 : ASSOCIATION OF AMERICAN RAILROADS INCENTIVE THRIFT PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $9,729,388 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $4,981,240 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $4,972,138 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $4,084,059 |
| Value of total assets at end of year | 2010-12-31 | $59,464,786 |
| Value of total assets at beginning of year | 2010-12-31 | $54,716,638 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $9,102 |
| Total interest from all sources | 2010-12-31 | $609,980 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $53,007 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $53,007 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $3,087,858 |
| Participant contributions at end of year | 2010-12-31 | $1,100,557 |
| Participant contributions at beginning of year | 2010-12-31 | $1,089,450 |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $359,911 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $313,128 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $119,617 |
| Other income not declared elsewhere | 2010-12-31 | $54,283 |
| Administrative expenses (other) incurred | 2010-12-31 | $9,102 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $4,748,148 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $59,464,786 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $54,716,638 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $691,355 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $639,148 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $38,942,053 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $34,310,504 |
| Interest on participant loans | 2010-12-31 | $65,419 |
| Interest earned on other investments | 2010-12-31 | $544,561 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $18,370,910 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $18,364,408 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $35,747 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $4,892,312 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $876,584 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $4,972,138 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | UHY, LLP |
| Accountancy firm EIN | 2010-12-31 | 200694403 |
| 2009 : ASSOCIATION OF AMERICAN RAILROADS INCENTIVE THRIFT PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
