401k Plan data: THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN plan

THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN
Plan identification number	003

THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HENKEL-HARRIS COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: HENKEL-HARRIS COMPANY, INC.

Employer identification number (EIN): 540466055

NAIC Classification: 337000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2013-01-01
003 2012-01-01 WILLIAM F. EDMONSON, V.P.
003 2011-01-01 WILLIAM F. EDMONSON, V.P.
003 2010-01-01 WILLIAM F. EDMONSON, V.P.
003 2009-01-01 WILLIAM F. EDMONSON, V.P.

Plan Statistics for THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN

Measure Date Value
2013: THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 140
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 120
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 69
Number of other retired or separated participants entitled to future benefits 2012-01-01 71
Total of all active and inactive participants 2012-01-01 140
Total participants 2012-01-01 140
Number of participants with account balances 2012-01-01 69
2011: THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 173
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 122
Number of other retired or separated participants entitled to future benefits 2011-01-01 28
Total of all active and inactive participants 2011-01-01 150
Total participants 2011-01-01 150
Number of participants with account balances 2011-01-01 150
2010: THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 199
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 138
Number of other retired or separated participants entitled to future benefits 2010-01-01 35
Total of all active and inactive participants 2010-01-01 173
Total participants 2010-01-01 173
Number of participants with account balances 2010-01-01 173
2009: THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 198
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 162
Number of other retired or separated participants entitled to future benefits 2009-01-01 37
Total of all active and inactive participants 2009-01-01 199
Total participants 2009-01-01 199
Number of participants with account balances 2009-01-01 197

Measure	Date	Value
2013: THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	140
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	120
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	69
Number of other retired or separated participants entitled to future benefits	2012-01-01	71
Total of all active and inactive participants	2012-01-01	140
Total participants	2012-01-01	140
Number of participants with account balances	2012-01-01	69
2011: THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	173
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	122
Number of other retired or separated participants entitled to future benefits	2011-01-01	28
Total of all active and inactive participants	2011-01-01	150
Total participants	2011-01-01	150
Number of participants with account balances	2011-01-01	150
2010: THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	199
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	138
Number of other retired or separated participants entitled to future benefits	2010-01-01	35
Total of all active and inactive participants	2010-01-01	173
Total participants	2010-01-01	173
Number of participants with account balances	2010-01-01	173
2009: THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	198
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	162
Number of other retired or separated participants entitled to future benefits	2009-01-01	37
Total of all active and inactive participants	2009-01-01	199
Total participants	2009-01-01	199
Number of participants with account balances	2009-01-01	197

Financial Data on THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2013 : THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$378,577
Total of all expenses incurred	2013-12-31	$6,349,782
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$6,340,342
Value of total corrective distributions	2013-12-31	$6,028
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,872
Value of total assets at end of year	2013-12-31	$0
Value of total assets at beginning of year	2013-12-31	$5,971,205
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,412
Total interest from all sources	2013-12-31	$1,813
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$0
Amount contributed by the employer to the plan for this plan year	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$3,872
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$88,079
Administrative expenses (other) incurred	2013-12-31	$3,412
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-5,971,205
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$5,971,205
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,883,126
Interest on participant loans	2013-12-31	$1,813
Net investment gain/loss from pooled separate accounts	2013-12-31	$372,892
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$6,340,342
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	HOTTEL & WILLIS, P.C.
Accountancy firm EIN	2013-12-31	541135771
2012 : THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$852,051
Total of all expenses incurred	2012-12-31	$1,545,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,532,902
Value of total corrective distributions	2012-12-31	$4,696
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$75,438
Value of total assets at end of year	2012-12-31	$5,971,205
Value of total assets at beginning of year	2012-12-31	$6,665,116
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$8,364
Total interest from all sources	2012-12-31	$6,517
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$75,438
Participant contributions at end of year	2012-12-31	$88,079
Participant contributions at beginning of year	2012-12-31	$146,627
Administrative expenses (other) incurred	2012-12-31	$8,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-693,911
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,971,205
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$6,665,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,883,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$6,518,489
Interest on participant loans	2012-12-31	$6,517
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$22
Net investment gain/loss from pooled separate accounts	2012-12-31	$770,074
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,532,902
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HOTTEL & WILLIS, PC
Accountancy firm EIN	2012-12-31	541135771
2011 : THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$-20,965
Total of all expenses incurred	2011-12-31	$1,156,391
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,142,891
Value of total corrective distributions	2011-12-31	$5,246
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$82,690
Value of total assets at end of year	2011-12-31	$6,665,116
Value of total assets at beginning of year	2011-12-31	$7,842,472
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$8,254
Total interest from all sources	2011-12-31	$9,372
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$82,690
Participant contributions at end of year	2011-12-31	$146,627
Participant contributions at beginning of year	2011-12-31	$167,752
Administrative expenses (other) incurred	2011-12-31	$8,254
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,177,356
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$6,665,116
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,842,472
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$6,518,489
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$7,674,720
Interest on participant loans	2011-12-31	$9,372
Net investment gain/loss from pooled separate accounts	2011-12-31	$-113,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,142,891
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	HOTTEL & WILLIS, PC
Accountancy firm EIN	2011-12-31	541135771
2010 : THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total transfer of assets to this plan	2010-12-31	$39
Total income from all sources (including contributions)	2010-12-31	$944,830
Total of all expenses incurred	2010-12-31	$1,743,046
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,701,243
Value of total corrective distributions	2010-12-31	$33,250
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$87,341
Value of total assets at end of year	2010-12-31	$7,842,472
Value of total assets at beginning of year	2010-12-31	$8,640,649
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$8,553
Total interest from all sources	2010-12-31	$7,900
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$87,341
Participant contributions at end of year	2010-12-31	$167,752
Participant contributions at beginning of year	2010-12-31	$118,619
Administrative expenses (other) incurred	2010-12-31	$8,553
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-798,216
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,842,472
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$8,640,649
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$7,674,720
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$8,522,030
Interest on participant loans	2010-12-31	$7,900
Net investment gain/loss from pooled separate accounts	2010-12-31	$849,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,701,243
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	HOTTEL & WILLIS, PC
Accountancy firm EIN	2010-12-31	541135771

Form 5500 Responses for THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN

2013: THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	This submission is the final filing	Yes
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2010: THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2009: THE HENKEL-HARRIS COMPANY, INCORPORATED 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	HENKEL-HARRIS COMPANY, INC.
Employer identification number (EIN):	540466055
NAIC Classification:	337000

Plan id#	Filing Submission Date	Name of Administrator
003	2013-01-01
003	2012-01-01	WILLIAM F. EDMONSON, V.P.
003	2011-01-01	WILLIAM F. EDMONSON, V.P.
003	2010-01-01	WILLIAM F. EDMONSON, V.P.
003	2009-01-01	WILLIAM F. EDMONSON, V.P.