F&W MANAGEMENT CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan F&W MANAGEMENT CORPORATION RETIREMENT INVESTMENT PLAN
| Measure | Date | Value |
|---|
| 2013 : F&W MANAGEMENT CORPORATION RETIREMENT INVESTMENT PLAN 2013 401k financial data |
|---|
| Total transfer of assets from this plan | 2013-10-23 | $2,693,889 |
| Total income from all sources (including contributions) | 2013-10-23 | $405,596 |
| Total of all expenses incurred | 2013-10-23 | $1,013,238 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-10-23 | $998,994 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-10-23 | $202,383 |
| Value of total assets at end of year | 2013-10-23 | $0 |
| Value of total assets at beginning of year | 2013-10-23 | $3,301,531 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-10-23 | $14,244 |
| Total interest from all sources | 2013-10-23 | $3,621 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-10-23 | $7,635 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-10-23 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-10-23 | $7,635 |
| Was this plan covered by a fidelity bond | 2013-10-23 | Yes |
| Value of fidelity bond cover | 2013-10-23 | $2,500,000 |
| If this is an individual account plan, was there a blackout period | 2013-10-23 | No |
| Funding deficiency by the employer to the plan for this plan year | 2013-10-23 | $0 |
| Minimum employer required contribution for this plan year | 2013-10-23 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2013-10-23 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-10-23 | No |
| Contributions received from participants | 2013-10-23 | $116,796 |
| Participant contributions at beginning of year | 2013-10-23 | $149,279 |
| Other income not declared elsewhere | 2013-10-23 | $4,825 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-10-23 | No |
| Value of net income/loss | 2013-10-23 | $-607,642 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-10-23 | $3,301,531 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-10-23 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-10-23 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-10-23 | No |
| Investment advisory and management fees | 2013-10-23 | $14,244 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-10-23 | $1,107,351 |
| Interest on participant loans | 2013-10-23 | $3,621 |
| Value of interest in common/collective trusts at end of year | 2013-10-23 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2013-10-23 | $2,044,901 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-10-23 | $150,296 |
| Net investment gain or loss from common/collective trusts | 2013-10-23 | $36,836 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-10-23 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-10-23 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-10-23 | No |
| Contributions received in cash from employer | 2013-10-23 | $85,587 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-10-23 | $998,994 |
| Did the plan have assets held for investment | 2013-10-23 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-10-23 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-10-23 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-10-23 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-10-23 | Disclaimer |
| Accountancy firm name | 2013-10-23 | FOTI,FLYNN,LOWEN & CO. |
| Accountancy firm EIN | 2013-10-23 | 208087076 |
| 2012 : F&W MANAGEMENT CORPORATION RETIREMENT INVESTMENT PLAN 2012 401k financial data |
|---|
| Total income from all sources (including contributions) | 2012-12-31 | $482,782 |
| Total of all expenses incurred | 2012-12-31 | $219,511 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $204,089 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $285,543 |
| Value of total assets at end of year | 2012-12-31 | $3,301,531 |
| Value of total assets at beginning of year | 2012-12-31 | $3,038,260 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $15,422 |
| Total interest from all sources | 2012-12-31 | $7,256 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $13,185 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $13,185 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $2,500,000 |
| Funding deficiency by the employer to the plan for this plan year | 2012-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2012-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $173,820 |
| Participant contributions at end of year | 2012-12-31 | $149,279 |
| Participant contributions at beginning of year | 2012-12-31 | $165,383 |
| Other income not declared elsewhere | 2012-12-31 | $3,811 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $263,271 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $3,301,531 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $3,038,260 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $15,422 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $1,107,351 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $637,420 |
| Interest on participant loans | 2012-12-31 | $7,256 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $2,044,901 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $2,235,457 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $123,636 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $49,351 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $111,723 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $204,089 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | FOTI,FLYNN,LOWEN & CO. |
| Accountancy firm EIN | 2012-12-31 | 208087076 |
| 2011 : F&W MANAGEMENT CORPORATION RETIREMENT INVESTMENT PLAN 2011 401k financial data |
|---|
| Total income from all sources (including contributions) | 2011-12-31 | $337,580 |
| Total of all expenses incurred | 2011-12-31 | $172,003 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $156,537 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $305,409 |
| Value of total assets at end of year | 2011-12-31 | $3,038,260 |
| Value of total assets at beginning of year | 2011-12-31 | $2,872,683 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $15,466 |
| Total interest from all sources | 2011-12-31 | $6,691 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $7,660 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $7,660 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,500,000 |
| Funding deficiency by the employer to the plan for this plan year | 2011-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2011-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $188,970 |
| Participant contributions at end of year | 2011-12-31 | $165,383 |
| Participant contributions at beginning of year | 2011-12-31 | $148,936 |
| Other income not declared elsewhere | 2011-12-31 | $3,974 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $165,577 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $3,038,260 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,872,683 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $15,466 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $637,420 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $639,386 |
| Interest on participant loans | 2011-12-31 | $6,691 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $2,235,457 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $2,084,361 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-29,921 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $43,767 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $116,439 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $156,537 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | FOTI,FLYNN,LOWEN & CO. |
| Accountancy firm EIN | 2011-12-31 | 208087076 |
| 2010 : F&W MANAGEMENT CORPORATION RETIREMENT INVESTMENT PLAN 2010 401k financial data |
|---|
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $87,377 |
| Total income from all sources (including contributions) | 2010-12-31 | $501,907 |
| Total of all expenses incurred | 2010-12-31 | $108,934 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $95,428 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $329,060 |
| Value of total assets at end of year | 2010-12-31 | $2,872,683 |
| Value of total assets at beginning of year | 2010-12-31 | $2,567,087 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $13,506 |
| Total interest from all sources | 2010-12-31 | $5,490 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,500,000 |
| Funding deficiency by the employer to the plan for this plan year | 2010-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2010-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $204,266 |
| Participant contributions at end of year | 2010-12-31 | $148,936 |
| Participant contributions at beginning of year | 2010-12-31 | $110,417 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $392,973 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,872,683 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,479,710 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $13,506 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $639,386 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $752,754 |
| Interest on participant loans | 2010-12-31 | $5,490 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $2,084,361 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $1,703,916 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $116,858 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $50,499 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $124,794 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $95,428 |
| Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $87,377 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | FOTI,FLYNN,LOWEN & CO. |
| Accountancy firm EIN | 2010-12-31 | 208087076 |
| 2009 : F&W MANAGEMENT CORPORATION RETIREMENT INVESTMENT PLAN 2009 401k financial data |
|---|
| Funding deficiency by the employer to the plan for this plan year | 2009-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2009-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2009-12-31 | $0 |
