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Plan Name | SUNRISE SENIOR LIVING, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | SUNRISE SENIOR LIVING MANAGEMENT, INC. |
Employer identification number (EIN): | 541172771 |
NAIC Classification: | 623000 |
NAIC Description: | Nursing and Residential Care Facilities |
Additional information about SUNRISE SENIOR LIVING MANAGEMENT, INC.
Jurisdiction of Incorporation: | Virginia Secretary of State |
Incorporation Date: | 1994-12-31 |
Company Identification Number: | F120069 |
Legal Registered Office Address: |
4701 COX RD STE 301 GLEN ALLEN United States of America (USA) 23060-6802 |
More information about SUNRISE SENIOR LIVING MANAGEMENT, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2012-01-01 | JACQUELINE PROFFITT | JACQUELINE PROFFITT | 2013-10-15 | |
001 | 2011-01-01 | JACQUELINE PROFFITT | JACQUELINE PROFFITT | 2012-10-15 | |
001 | 2009-01-01 | JACQUELINE PROFFITT |
Measure | Date | Value |
---|---|---|
2012: SUNRISE SENIOR LIVING, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 21,416 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 18,734 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 1,261 |
Total of all active and inactive participants | 2012-01-01 | 19,995 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 7 |
Total participants | 2012-01-01 | 20,002 |
Number of participants with account balances | 2012-01-01 | 11,063 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 1,570 |
2011: SUNRISE SENIOR LIVING, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 21,612 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 20,439 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 967 |
Total of all active and inactive participants | 2011-01-01 | 21,406 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 10 |
Total participants | 2011-01-01 | 21,416 |
Number of participants with account balances | 2011-01-01 | 8,894 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 226 |
2009: SUNRISE SENIOR LIVING, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 30,076 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 23,985 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 1,446 |
Total of all active and inactive participants | 2009-01-01 | 25,431 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 5 |
Total participants | 2009-01-01 | 25,436 |
Number of participants with account balances | 2009-01-01 | 5,740 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 321 |
Measure | Date | Value |
---|---|---|
2012 : SUNRISE SENIOR LIVING, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $199,919 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $227,281 |
Total income from all sources (including contributions) | 2012-12-31 | $29,029,479 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $12,986,272 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $12,019,845 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $3,855 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $18,659,790 |
Value of total assets at end of year | 2012-12-31 | $100,449,550 |
Value of total assets at beginning of year | 2012-12-31 | $84,433,705 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $962,572 |
Total interest from all sources | 2012-12-31 | $119,707 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $13,870,635 |
Participant contributions at end of year | 2012-12-31 | $2,746,565 |
Participant contributions at beginning of year | 2012-12-31 | $2,555,823 |
Participant contributions at end of year | 2012-12-31 | $2,617 |
Participant contributions at beginning of year | 2012-12-31 | $469,846 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $209,917 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $156,315 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $568,209 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $199,919 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $227,281 |
Other income not declared elsewhere | 2012-12-31 | $38,595 |
Administrative expenses (other) incurred | 2012-12-31 | $962,572 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $16,043,207 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $100,249,631 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $84,206,424 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $0 |
Interest on participant loans | 2012-12-31 | $119,707 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $93,283,421 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $77,520,776 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $10,211,387 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $4,220,946 |
Employer contributions (assets) at end of year | 2012-12-31 | $4,207,030 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $3,730,945 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $12,019,845 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | BAKER TILLY VIRCHOW KRAUSE |
Accountancy firm EIN | 2012-12-31 | 390859910 |
2011 : SUNRISE SENIOR LIVING, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $227,281 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $136,471 |
Total income from all sources (including contributions) | 2011-12-31 | $18,505,553 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $15,603,652 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $14,949,959 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $16,512,484 |
Value of total assets at end of year | 2011-12-31 | $84,433,705 |
Value of total assets at beginning of year | 2011-12-31 | $81,440,994 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $653,693 |
Total interest from all sources | 2011-12-31 | $505,055 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $189,559 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $189,559 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $11,978,552 |
Participant contributions at end of year | 2011-12-31 | $2,555,823 |
Participant contributions at beginning of year | 2011-12-31 | $2,307,267 |
Participant contributions at end of year | 2011-12-31 | $469,846 |
Participant contributions at beginning of year | 2011-12-31 | $370,077 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $156,315 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $655,098 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $227,281 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $136,471 |
Other income not declared elsewhere | 2011-12-31 | $4,150 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $2,901,901 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $84,206,424 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $81,304,523 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $66,660,542 |
Interest on participant loans | 2011-12-31 | $107,972 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $77,520,776 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $9,086,429 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $397,083 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $2,695,636 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $-1,401,331 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $3,878,834 |
Employer contributions (assets) at end of year | 2011-12-31 | $3,730,945 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $3,016,679 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $14,949,959 |
Contract administrator fees | 2011-12-31 | $653,693 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | BAKER TILLY VIRCHOW KRAUSE |
Accountancy firm EIN | 2011-12-31 | 390859910 |
2010 : SUNRISE SENIOR LIVING, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $126,050 |
Total income from all sources (including contributions) | 2010-12-31 | $21,816,867 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $14,975,688 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $14,618,771 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $1,075 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $14,447,720 |
Value of total assets at end of year | 2010-12-31 | $81,440,994 |
Value of total assets at beginning of year | 2010-12-31 | $74,725,865 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $355,842 |
Total interest from all sources | 2010-12-31 | $113,529 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $1,062,849 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $1,062,849 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $10,714,277 |
Participant contributions at end of year | 2010-12-31 | $2,307,267 |
Participant contributions at beginning of year | 2010-12-31 | $2,156,873 |
Participant contributions at end of year | 2010-12-31 | $370,077 |
Participant contributions at beginning of year | 2010-12-31 | $380,002 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $188,969 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $277,196 |
Administrative expenses (other) incurred | 2010-12-31 | $355,842 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $6,841,179 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $81,440,994 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $74,599,815 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $66,660,542 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $60,634,177 |
Interest on participant loans | 2010-12-31 | $113,529 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $9,086,429 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $8,157,194 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $5,810,131 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $382,638 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $3,544,474 |
Employer contributions (assets) at end of year | 2010-12-31 | $3,016,679 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $3,120,423 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $14,618,771 |
Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $126,050 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2010-12-31 | 390859910 |
2012: SUNRISE SENIOR LIVING, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2012 form 5500 responses | ||
---|---|---|
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: SUNRISE SENIOR LIVING, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: SUNRISE SENIOR LIVING, INC. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |