401k Plan data: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN plan

WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	002

WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Stock bonus Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP. The employer maintaining this ESOP is an S Corporation Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

WHITNEY, BRADLEY AND BROWN, INC. has sponsored the creation of one or more 401k plans.

Company Name: WHITNEY, BRADLEY AND BROWN, INC.

Employer identification number (EIN): 541189985

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Additional information about WHITNEY, BRADLEY AND BROWN, INC.

Jurisdiction of Incorporation: Virginia Secretary of State

Incorporation Date: 1981-10-07

Company Identification Number: 0222703

Legal Registered Office Address: 11790 SUNRISE VALLEY DRVE

RESTON
United States of America (USA)
20191

More information about WHITNEY, BRADLEY AND BROWN, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-01-01
002 2014-01-01
002 2014-01-01
002 2013-01-01
002 2012-01-01 MICHELE RAMBO
002 2011-01-01 MICHELE RAMBO
002 2010-01-01 MICHELE RAMBO
002 2009-01-01 RANDY SHRAKE

Plan Statistics for WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2015: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 508
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 363
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 138
Number of retired or separated participants receiving benefits 2014-01-01 369
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 507
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 508
Number of participants with account balances 2014-01-01 508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 509
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 338
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 25
Total of all active and inactive participants 2013-01-01 363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 363
Number of participants with account balances 2013-01-01 46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 509
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 338
Number of retired or separated participants receiving benefits 2012-01-01 151
Number of other retired or separated participants entitled to future benefits 2012-01-01 19
Total of all active and inactive participants 2012-01-01 508
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 509
Number of participants with account balances 2012-01-01 508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 434
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 323
Number of retired or separated participants receiving benefits 2011-01-01 8
Number of other retired or separated participants entitled to future benefits 2011-01-01 153
Total of all active and inactive participants 2011-01-01 484
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 485
Number of participants with account balances 2011-01-01 466
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 40
2010: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 441
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 312
Number of retired or separated participants receiving benefits 2010-01-01 15
Number of other retired or separated participants entitled to future benefits 2010-01-01 98
Total of all active and inactive participants 2010-01-01 425
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 426
Number of participants with account balances 2010-01-01 413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 65
2009: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 395
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 335
Number of retired or separated participants receiving benefits 2009-01-01 65
Number of other retired or separated participants entitled to future benefits 2009-01-01 37
Total of all active and inactive participants 2009-01-01 437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 437
Number of participants with account balances 2009-01-01 421
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 40

Measure	Date	Value
2015: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	508
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	363
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	138
Number of retired or separated participants receiving benefits	2014-01-01	369
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	507
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	508
Number of participants with account balances	2014-01-01	508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	509
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	338
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	25
Total of all active and inactive participants	2013-01-01	363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	363
Number of participants with account balances	2013-01-01	46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	509
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	338
Number of retired or separated participants receiving benefits	2012-01-01	151
Number of other retired or separated participants entitled to future benefits	2012-01-01	19
Total of all active and inactive participants	2012-01-01	508
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	509
Number of participants with account balances	2012-01-01	508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	434
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	323
Number of retired or separated participants receiving benefits	2011-01-01	8
Number of other retired or separated participants entitled to future benefits	2011-01-01	153
Total of all active and inactive participants	2011-01-01	484
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	485
Number of participants with account balances	2011-01-01	466
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	40
2010: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	441
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	312
Number of retired or separated participants receiving benefits	2010-01-01	15
Number of other retired or separated participants entitled to future benefits	2010-01-01	98
Total of all active and inactive participants	2010-01-01	425
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	426
Number of participants with account balances	2010-01-01	413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	65
2009: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	395
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	335
Number of retired or separated participants receiving benefits	2009-01-01	65
Number of other retired or separated participants entitled to future benefits	2009-01-01	37
Total of all active and inactive participants	2009-01-01	437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	437
Number of participants with account balances	2009-01-01	421
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	40

Financial Data on WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2015 : WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-10-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-10-01	$33,640
Total income from all sources (including contributions)	2015-10-01	$0
Total of all expenses incurred	2015-10-01	$1,183,677
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-10-01	$1,183,677
Value of total assets at end of year	2015-10-01	$0
Value of total assets at beginning of year	2015-10-01	$1,217,317
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-10-01	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-10-01	$0
Was this plan covered by a fidelity bond	2015-10-01	Yes
Value of fidelity bond cover	2015-10-01	$1,000,000
If this is an individual account plan, was there a blackout period	2015-10-01	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-10-01	$0
Were there any nonexempt tranactions with any party-in-interest	2015-10-01	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-10-01	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-10-01	$33,640
Other income not declared elsewhere	2015-10-01	$0
Liabilities. Value of operating payables at beginning of year	2015-10-01	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-10-01	No
Value of net income/loss	2015-10-01	$-1,183,677
Value of net assets at end of year (total assets less liabilities)	2015-10-01	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-10-01	$1,183,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-10-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-10-01	No
Were any leases to which the plan was party in default or uncollectible	2015-10-01	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-10-01	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-10-01	$1,217,317
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-10-01	$1,217,317
Expenses. Payments to insurance carriers foe the provision of benefits	2015-10-01	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-10-01	No
Was there a failure to transmit to the plan any participant contributions	2015-10-01	No
Has the plan failed to provide any benefit when due under the plan	2015-10-01	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-10-01	$1,183,677
Liabilities. Value of benefit claims payable at beginning of year	2015-10-01	$0
Did the plan have assets held for investment	2015-10-01	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-10-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-10-01	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-10-01	Yes
Opinion of an independent qualified public accountant for this plan	2015-10-01	Disclaimer
Accountancy firm name	2015-10-01	BDO
Accountancy firm EIN	2015-10-01	135381590
2014 : WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$37,107
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$2,816,988
Total income from all sources (including contributions)	2014-12-31	$863,361
Total of all expenses incurred	2014-12-31	$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$876,409
Value of total assets at end of year	2014-12-31	$1,217,317
Value of total assets at beginning of year	2014-12-31	$3,133,837
Total interest from all sources	2014-12-31	$-13,048
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$876,409
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$13,049
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$33,640
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$128,262
Other income not declared elsewhere	2014-12-31	$879,878
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$863,361
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$1,180,210
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$316,849
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Income. Interest from US Government securities	2014-12-31	$-13,048
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$1,217,317
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$3,120,788
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$3,120,788
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Employer contributions (assets) at beginning of year	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$3,467
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$2,688,726
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BDO
Accountancy firm EIN	2014-12-31	135381590
2013 : WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$2,816,988
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$125,463
Total income from all sources (including contributions)	2013-12-31	$4,610,102
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$23,302,504
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$23,300,754
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$4,557,572
Value of total assets at end of year	2013-12-31	$3,133,837
Value of total assets at beginning of year	2013-12-31	$19,134,714
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,750
Total interest from all sources	2013-12-31	$52,530
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$4,557,572
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$13,049
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$4,827
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$128,262
Administrative expenses (other) incurred	2013-12-31	$1,750
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-18,692,402
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$316,849
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$19,009,251
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$3,120,788
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$19,129,375
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$19,129,375
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$52,530
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$512
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$23,300,754
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$2,688,726
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$125,463
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BDO
Accountancy firm EIN	2013-12-31	135381590
2012 : WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$125,463
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$18,114,269
Total income from all sources (including contributions)	2012-12-31	$1,532,924
Total loss/gain on sale of assets	2012-12-31	$1,448,303
Total of all expenses incurred	2012-12-31	$34,413,258
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$34,413,254
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$0
Value of total assets at end of year	2012-12-31	$19,134,714
Value of total assets at beginning of year	2012-12-31	$70,003,854
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$4
Total interest from all sources	2012-12-31	$84,621
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$4,827
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$3
Administrative expenses (other) incurred	2012-12-31	$4
Total non interest bearing cash at end of year	2012-12-31	$0
Total non interest bearing cash at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-32,880,334
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$19,009,251
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$51,889,585
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$19,129,375
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$113,643
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$113,643
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$84,621
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$0
Assets. Invements in employer securities at beginning of year	2012-12-31	$69,889,696
Employer contributions (assets) at end of year	2012-12-31	$512
Employer contributions (assets) at beginning of year	2012-12-31	$512
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$34,413,254
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$125,463
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$71,337,998
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$69,889,695
Liabilities. Value of acquisition indebtedness at end of year	2012-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-12-31	$18,114,269
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BDO
Accountancy firm EIN	2012-12-31	135381590
2011 : WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-12-31	$4,075,066
Total unrealized appreciation/depreciation of assets	2011-12-31	$4,075,066
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$18,114,269
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$21,660,255
Expenses. Interest paid	2011-12-31	$1,456,671
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-12-31	$1,456,671
Total income from all sources (including contributions)	2011-12-31	$9,077,775
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$4,616,054
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,159,383
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$5,002,656
Value of total assets at end of year	2011-12-31	$70,003,854
Value of total assets at beginning of year	2011-12-31	$69,088,119
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$53
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$3,159,383
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$3
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$2,178
Total non interest bearing cash at end of year	2011-12-31	$0
Total non interest bearing cash at beginning of year	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$4,461,721
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$51,889,585
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$47,427,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$113,643
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$111,416
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$111,416
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$53
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$69,889,696
Assets. Invements in employer securities at beginning of year	2011-12-31	$68,974,013
Contributions received in cash from employer	2011-12-31	$5,002,656
Employer contributions (assets) at end of year	2011-12-31	$512
Employer contributions (assets) at beginning of year	2011-12-31	$512
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,159,383
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2011-12-31	$18,114,269
Liabilities. Value of acquisition indebtedness at beginning of year	2011-12-31	$21,660,255
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	KAISER, SCHERER & SCHELGEL, PLLC
Accountancy firm EIN	2011-12-31	521220482
2010 : WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$-13,007,223
Total unrealized appreciation/depreciation of assets	2010-12-31	$-13,007,223
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$21,660,255
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$25,200,487
Expenses. Interest paid	2010-12-31	$1,717,593
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2010-12-31	$1,717,593
Total income from all sources (including contributions)	2010-12-31	$-7,176,607
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,875,140
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,157,547
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$5,266,730
Value of total assets at end of year	2010-12-31	$69,088,119
Value of total assets at beginning of year	2010-12-31	$82,680,098
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$62
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$2,178
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$2
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$563,824
Total non interest bearing cash at end of year	2010-12-31	$0
Total non interest bearing cash at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-10,051,747
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$47,427,864
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$57,479,611
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$111,416
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$175,590
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$175,590
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$62
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$68,974,013
Assets. Invements in employer securities at beginning of year	2010-12-31	$82,504,506
Contributions received in cash from employer	2010-12-31	$5,266,730
Employer contributions (assets) at end of year	2010-12-31	$512
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,157,547
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2010-12-31	$21,660,255
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$25,200,487
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KAISER, SCHERER & SCHLEGEL, PLLC
Accountancy firm EIN	2010-12-31	521220482
2009 : WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2015: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: WHITNEY, BRADLEY & BROWN, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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WHITNEY, BRADLEY & BROWN, INC. 401(K) PLAN & TRUST [EIN = 273710225]

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Company Name:	WHITNEY, BRADLEY AND BROWN, INC.
Employer identification number (EIN):	541189985
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services

Jurisdiction of Incorporation:	Virginia Secretary of State
Incorporation Date:	1981-10-07
Company Identification Number:	0222703
Legal Registered Office Address:	11790 SUNRISE VALLEY DRVE RESTON United States of America (USA) 20191