401k Plan data: DEAN & COMPANY 401(K) PROFIT SHARING PLAN plan

DEAN & COMPANY 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	DEAN & COMPANY 401(K) PROFIT SHARING PLAN
Plan identification number	002

DEAN & COMPANY 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DEAN & COMPANY STRATEGY CONSULTANTS, INC. has sponsored the creation of one or more 401k plans.

Company Name: DEAN & COMPANY STRATEGY CONSULTANTS, INC.

Employer identification number (EIN): 541661315

NAIC Classification: 541600

Additional information about DEAN & COMPANY STRATEGY CONSULTANTS, INC.

Jurisdiction of Incorporation: Virginia Secretary of State

Incorporation Date: 1993-02-25

Company Identification Number: 0405837

Legal Registered Office Address: 4701 COX ROAD, SUITE 285

GLEN ALLEN
United States of America (USA)
23060

More information about DEAN & COMPANY STRATEGY CONSULTANTS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DEAN & COMPANY 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2013-01-01 NEIL BLAKE
002 2012-01-01 JEFFREY TOTTEN
002 2011-01-01 JEFFREY TOTTEN
002 2010-01-01 JEFFREY TOTTEN
002 2009-01-01 JEFFREY TOTTEN
002 2009-01-01 JEFFREY TOTTEN

Plan id#	Filing Submission Date	Name of Administrator
002	2013-01-01	NEIL BLAKE
002	2012-01-01	JEFFREY TOTTEN
002	2011-01-01	JEFFREY TOTTEN
002	2010-01-01	JEFFREY TOTTEN
002	2009-01-01	JEFFREY TOTTEN
002	2009-01-01	JEFFREY TOTTEN

Plan Statistics for DEAN & COMPANY 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for DEAN & COMPANY 401(K) PROFIT SHARING PLAN

Measure Date Value
2013: DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 265
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 163
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 105
Total of all active and inactive participants 2013-01-01 268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 268
Number of participants with account balances 2013-01-01 243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 7
2012: DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 257
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 155
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 110
Total of all active and inactive participants 2012-01-01 265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 265
Number of participants with account balances 2012-01-01 236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 15
2011: DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 250
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 158
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 99
Total of all active and inactive participants 2011-01-01 257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 257
Number of participants with account balances 2011-01-01 233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 15
2010: DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 239
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 157
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 93
Total of all active and inactive participants 2010-01-01 250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 250
Number of participants with account balances 2010-01-01 226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 16
2009: DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 217
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 153
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 86
Total of all active and inactive participants 2009-01-01 239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 239
Number of participants with account balances 2009-01-01 212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 20

Measure	Date	Value
2013: DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	265
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	163
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	105
Total of all active and inactive participants	2013-01-01	268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	268
Number of participants with account balances	2013-01-01	243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	7
2012: DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	257
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	155
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	110
Total of all active and inactive participants	2012-01-01	265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	265
Number of participants with account balances	2012-01-01	236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	15
2011: DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	250
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	158
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	99
Total of all active and inactive participants	2011-01-01	257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	257
Number of participants with account balances	2011-01-01	233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	15
2010: DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	239
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	157
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	93
Total of all active and inactive participants	2010-01-01	250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	250
Number of participants with account balances	2010-01-01	226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	16
2009: DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	217
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	153
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	86
Total of all active and inactive participants	2009-01-01	239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	239
Number of participants with account balances	2009-01-01	212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	20

Financial Data on DEAN & COMPANY 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2013 : DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$96,384
Total unrealized appreciation/depreciation of assets	2013-12-31	$96,384
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$5,964,381
Total loss/gain on sale of assets	2013-12-31	$82,030
Total of all expenses incurred	2013-12-31	$1,941,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,935,699
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,226,076
Value of total assets at end of year	2013-12-31	$22,945,052
Value of total assets at beginning of year	2013-12-31	$18,922,651
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$6,281
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$7,647
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,053,349
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,035,615
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$19,500
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$15,080
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,581,159
Participant contributions at end of year	2013-12-31	$220,428
Participant contributions at beginning of year	2013-12-31	$45,922
Participant contributions at end of year	2013-12-31	$247,282
Participant contributions at beginning of year	2013-12-31	$316,483
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$105,000
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$12,802
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$6,281
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$1,050
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$4,022,401
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$22,945,052
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$18,922,651
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$20,021,856
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$16,415,046
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$7,513
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$96,804
Value of interest in common/collective trusts at beginning of year	2013-12-31	$60,746
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$1,075,104
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1,252,307
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1,252,307
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$134
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,498,034
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$861
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$632,115
Employer contributions (assets) at end of year	2013-12-31	$151,741
Employer contributions (assets) at beginning of year	2013-12-31	$174,765
Income. Dividends from preferred stock	2013-12-31	$1,000
Income. Dividends from common stock	2013-12-31	$16,734
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,935,699
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$1,006,287
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$642,302
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$903,353
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$821,323
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DAVIDSON, DOYLE & HILTON, LLP
Accountancy firm EIN	2013-12-31	541953476
2012 : DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$83,402
Total unrealized appreciation/depreciation of assets	2012-12-31	$83,402
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$4,675,178
Total loss/gain on sale of assets	2012-12-31	$63,066
Total of all expenses incurred	2012-12-31	$1,381,744
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,378,871
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,480,313
Value of total assets at end of year	2012-12-31	$18,922,651
Value of total assets at beginning of year	2012-12-31	$15,629,217
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,873
Total interest from all sources	2012-12-31	$2,439
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$471,533
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$462,160
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$15,080
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,635,830
Participant contributions at end of year	2012-12-31	$45,922
Participant contributions at beginning of year	2012-12-31	$8,324
Participant contributions at end of year	2012-12-31	$316,483
Participant contributions at beginning of year	2012-12-31	$328,881
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$113,109
Administrative expenses (other) incurred	2012-12-31	$2,873
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,293,434
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$18,922,651
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$15,629,217
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$16,415,046
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$13,549,284
Interest on participant loans	2012-12-31	$2,281
Value of interest in common/collective trusts at end of year	2012-12-31	$60,746
Value of interest in common/collective trusts at beginning of year	2012-12-31	$64,369
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,252,307
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$1,199,416
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$1,199,416
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$158
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,573,466
Net investment gain or loss from common/collective trusts	2012-12-31	$959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$731,374
Employer contributions (assets) at end of year	2012-12-31	$174,765
Employer contributions (assets) at beginning of year	2012-12-31	$174,911
Income. Dividends from preferred stock	2012-12-31	$500
Income. Dividends from common stock	2012-12-31	$8,873
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,378,871
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$642,302
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$304,032
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$372,854
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$309,788
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DAVIDSON, DOYLE & HILTON, LLP
Accountancy firm EIN	2012-12-31	541953476
2011 : DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$1,817,307
Total of all expenses incurred	2011-12-31	$1,108,585
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,087,745
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,444,802
Value of total assets at end of year	2011-12-31	$15,629,217
Value of total assets at beginning of year	2011-12-31	$14,920,495
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$20,840
Total interest from all sources	2011-12-31	$1,664
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$529,707
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$527,594
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,654,676
Participant contributions at end of year	2011-12-31	$8,324
Participant contributions at beginning of year	2011-12-31	$36,157
Participant contributions at end of year	2011-12-31	$328,881
Participant contributions at beginning of year	2011-12-31	$300,273
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$49,995
Administrative expenses (other) incurred	2011-12-31	$20,840
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$708,722
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$15,629,217
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$14,920,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$13,549,284
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$13,628,725
Interest on participant loans	2011-12-31	$1,209
Value of interest in common/collective trusts at end of year	2011-12-31	$64,369
Value of interest in common/collective trusts at beginning of year	2011-12-31	$63,715
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,199,416
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$756,500
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$756,500
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$455
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,160,819
Net investment gain or loss from common/collective trusts	2011-12-31	$1,953
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$740,131
Employer contributions (assets) at end of year	2011-12-31	$174,911
Employer contributions (assets) at beginning of year	2011-12-31	$135,125
Income. Dividends from common stock	2011-12-31	$2,113
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,087,745
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$304,032
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DAVIDSON, DOYLE AND HILTON
Accountancy firm EIN	2011-12-31	541953476
2010 : DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,779,603
Total of all expenses incurred	2010-12-31	$676,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$653,678
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,906,134
Value of total assets at end of year	2010-12-31	$14,920,495
Value of total assets at beginning of year	2010-12-31	$11,817,323
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$22,753
Total interest from all sources	2010-12-31	$2,303
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$245,409
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$245,409
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,502,952
Participant contributions at end of year	2010-12-31	$36,157
Participant contributions at beginning of year	2010-12-31	$16,313
Participant contributions at end of year	2010-12-31	$300,273
Participant contributions at beginning of year	2010-12-31	$284,972
Administrative expenses (other) incurred	2010-12-31	$22,753
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,103,172
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$14,920,495
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$11,817,323
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$13,628,725
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$10,052,933
Interest on participant loans	2010-12-31	$2,104
Value of interest in common/collective trusts at end of year	2010-12-31	$63,715
Value of interest in common/collective trusts at beginning of year	2010-12-31	$64,865
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$756,500
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,290,147
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,290,147
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$199
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,622,874
Net investment gain or loss from common/collective trusts	2010-12-31	$2,883
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$403,182
Employer contributions (assets) at end of year	2010-12-31	$135,125
Employer contributions (assets) at beginning of year	2010-12-31	$108,093
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$653,678
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KOSITZKA, WICKS AND COMPANY
Accountancy firm EIN	2010-12-31	541342298
2009 : DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for DEAN & COMPANY 401(K) PROFIT SHARING PLAN

2013: DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: DEAN & COMPANY 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	DEAN & COMPANY STRATEGY CONSULTANTS, INC.
Employer identification number (EIN):	541661315
NAIC Classification:	541600

Jurisdiction of Incorporation:	Virginia Secretary of State
Incorporation Date:	1993-02-25
Company Identification Number:	0405837
Legal Registered Office Address:	4701 COX ROAD, SUITE 285 GLEN ALLEN United States of America (USA) 23060