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Plan Name | UNIVERSAL COMPANIES, INC. 401(K) PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | UNIVERSAL COMPANIES, INC. |
Employer identification number (EIN): | 541924075 |
NAIC Classification: | 424990 |
NAIC Description: | Other Miscellaneous Nondurable Goods Merchant Wholesalers |
Additional information about UNIVERSAL COMPANIES, INC.
Jurisdiction of Incorporation: | Virginia Secretary of State |
Incorporation Date: | 1998-11-25 |
Company Identification Number: | 0512026 |
Legal Registered Office Address: |
18260 OAK PARK DR 18260 OAK PARK DR ABINGDON United States of America (USA) 24210 |
More information about UNIVERSAL COMPANIES, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2022-01-01 | ||||
001 | 2022-01-01 | ||||
001 | 2021-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2019-01-01 | ||||
001 | 2018-01-01 | ||||
001 | 2017-01-01 | BARRETT COOKE | 2018-07-31 | BARRETT COOKE | 2018-07-31 |
001 | 2016-01-01 | BMS CONSULTING INC | 2017-10-16 | ||
001 | 2016-01-01 | ||||
001 | 2015-01-01 | BMS CONSULTING INC | 2016-10-17 | ||
001 | 2014-01-01 | BMS CONSULTING, INC POA | 2015-10-15 | ||
001 | 2013-01-01 | DAVID B DAVIS | 2014-10-14 | ||
001 | 2010-01-01 | CATHY ANDERSEN | 2011-10-14 |
Measure | Date | Value |
---|---|---|
2022: UNIVERSAL COMPANIES, INC. 401(K) PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 165 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 188 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 22 |
Total of all active and inactive participants | 2022-01-01 | 210 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 1 |
Total participants | 2022-01-01 | 211 |
Number of participants with account balances | 2022-01-01 | 182 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 2 |
2021: UNIVERSAL COMPANIES, INC. 401(K) PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 134 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 138 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 26 |
Total of all active and inactive participants | 2021-01-01 | 164 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 1 |
Total participants | 2021-01-01 | 165 |
Number of participants with account balances | 2021-01-01 | 145 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 2 |
2020: UNIVERSAL COMPANIES, INC. 401(K) PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 159 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 101 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 41 |
Total of all active and inactive participants | 2020-01-01 | 142 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 142 |
Number of participants with account balances | 2020-01-01 | 122 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 7 |
2019: UNIVERSAL COMPANIES, INC. 401(K) PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 158 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 126 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 31 |
Total of all active and inactive participants | 2019-01-01 | 157 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 1 |
Total participants | 2019-01-01 | 158 |
Number of participants with account balances | 2019-01-01 | 150 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 9 |
2018: UNIVERSAL COMPANIES, INC. 401(K) PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 143 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 141 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 15 |
Total of all active and inactive participants | 2018-01-01 | 156 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 2 |
Total participants | 2018-01-01 | 158 |
Number of participants with account balances | 2018-01-01 | 144 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 3 |
Measure | Date | Value |
---|---|---|
2022 : UNIVERSAL COMPANIES, INC. 401(K) PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-282,164 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $286,332 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $246,497 |
Value of total corrective distributions | 2022-12-31 | $11,219 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $344,751 |
Value of total assets at end of year | 2022-12-31 | $3,441,344 |
Value of total assets at beginning of year | 2022-12-31 | $4,009,840 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $28,616 |
Total interest from all sources | 2022-12-31 | $1,542 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $70,137 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $70,137 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $350,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $312,301 |
Participant contributions at end of year | 2022-12-31 | $36,328 |
Participant contributions at beginning of year | 2022-12-31 | $34,961 |
Participant contributions at end of year | 2022-12-31 | $626 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $429 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $1,238 |
Other income not declared elsewhere | 2022-12-31 | $687 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-568,496 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $3,441,344 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $4,009,840 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $7,871 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $3,313,733 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $3,875,433 |
Interest on participant loans | 2022-12-31 | $1,542 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $91,283 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $99,446 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-693,169 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-6,112 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $32,021 |
Employer contributions (assets) at end of year | 2022-12-31 | $43 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $245,259 |
Contract administrator fees | 2022-12-31 | $20,745 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | HICOK, BROWN AND COMPANY |
Accountancy firm EIN | 2022-12-31 | 061662488 |
2021 : UNIVERSAL COMPANIES, INC. 401(K) PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $730,548 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $256,157 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $204,360 |
Value of total corrective distributions | 2021-12-31 | $17,388 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $308,840 |
Value of total assets at end of year | 2021-12-31 | $4,009,840 |
Value of total assets at beginning of year | 2021-12-31 | $3,535,449 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $34,409 |
Total interest from all sources | 2021-12-31 | $1,893 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $71,927 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $71,927 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $350,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $285,090 |
Participant contributions at end of year | 2021-12-31 | $34,961 |
Participant contributions at beginning of year | 2021-12-31 | $58,717 |
Other income not declared elsewhere | 2021-12-31 | $180 |
Administrative expenses (other) incurred | 2021-12-31 | $10,363 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $474,391 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $4,009,840 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $3,535,449 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $6,748 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $3,875,433 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $3,362,973 |
Interest on participant loans | 2021-12-31 | $1,893 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $99,446 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $113,759 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $348,251 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $-543 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $23,750 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $204,360 |
Contract administrator fees | 2021-12-31 | $17,298 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | HICOK, BROWN, AND CO. CPA |
Accountancy firm EIN | 2021-12-31 | 611662488 |
2020 : UNIVERSAL COMPANIES, INC. 401(K) PLAN 2020 401k financial data | ||
Unrealized appreciation/depreciation of real estate assets | 2020-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Expenses. Interest paid | 2020-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $688,782 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $269,608 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $215,494 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $0 |
Value of total corrective distributions | 2020-12-31 | $23,298 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $252,420 |
Value of total assets at end of year | 2020-12-31 | $3,535,449 |
Value of total assets at beginning of year | 2020-12-31 | $3,116,275 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $30,816 |
Total income from rents | 2020-12-31 | $0 |
Total interest from all sources | 2020-12-31 | $2,670 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $50,811 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $50,811 |
Administrative expenses professional fees incurred | 2020-12-31 | $0 |
Was this plan covered by a fidelity bond | 2020-12-31 | No |
Value of fidelity bond cover | 2020-12-31 | $0 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Amount of non-exempt transactions with any party-in-interest | 2020-12-31 | $0 |
Contributions received from participants | 2020-12-31 | $229,730 |
Participant contributions at end of year | 2020-12-31 | $58,717 |
Participant contributions at beginning of year | 2020-12-31 | $42,187 |
Participant contributions at end of year | 2020-12-31 | $0 |
Participant contributions at beginning of year | 2020-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $0 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $0 |
Other income not declared elsewhere | 2020-12-31 | $575 |
Administrative expenses (other) incurred | 2020-12-31 | $30,816 |
Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Income. Non cash contributions | 2020-12-31 | $0 |
Value of net income/loss | 2020-12-31 | $419,174 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $3,535,449 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $3,116,275 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2020-12-31 | $0 |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2020-12-31 | $0 |
Investment advisory and management fees | 2020-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $3,362,973 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $3,067,336 |
Interest on participant loans | 2020-12-31 | $2,670 |
Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
Interest earned on other investments | 2020-12-31 | $0 |
Income. Interest from US Government securities | 2020-12-31 | $0 |
Income. Interest from corporate debt instruments | 2020-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $113,759 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $6,752 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $376,903 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $5,403 |
Net gain/loss from 103.12 investment entities | 2020-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $22,690 |
Employer contributions (assets) at end of year | 2020-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
Income. Dividends from preferred stock | 2020-12-31 | $0 |
Income. Dividends from common stock | 2020-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $215,494 |
Contract administrator fees | 2020-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $0 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Aggregate proceeds on sale of assets | 2020-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2020-12-31 | $0 |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | HICOK, BROWN & COMPANY CPAS |
Accountancy firm EIN | 2020-12-31 | 061662488 |
2019 : UNIVERSAL COMPANIES, INC. 401(K) PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $797,534 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $265,066 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $224,952 |
Value of total corrective distributions | 2019-12-31 | $8,848 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $258,687 |
Value of total assets at end of year | 2019-12-31 | $3,116,275 |
Value of total assets at beginning of year | 2019-12-31 | $2,583,807 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $31,266 |
Total interest from all sources | 2019-12-31 | $2,350 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $67,353 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $67,353 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $300,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $230,174 |
Participant contributions at end of year | 2019-12-31 | $42,187 |
Participant contributions at beginning of year | 2019-12-31 | $26,660 |
Participant contributions at beginning of year | 2019-12-31 | $7,850 |
Other income not declared elsewhere | 2019-12-31 | $198 |
Administrative expenses (other) incurred | 2019-12-31 | $31,266 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $532,468 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $3,116,275 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $2,583,807 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $3,067,336 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $2,545,637 |
Interest on participant loans | 2019-12-31 | $2,350 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $6,752 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $3,143 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $468,828 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $118 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $28,513 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $517 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $224,952 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | HICOK, BROWN & COMPANY CPAS |
Accountancy firm EIN | 2019-12-31 | 061662488 |
2018 : UNIVERSAL COMPANIES, INC. 401(K) PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $123,814 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $131,280 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $86,808 |
Value of total corrective distributions | 2018-12-31 | $15,323 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $281,254 |
Value of total assets at end of year | 2018-12-31 | $2,583,807 |
Value of total assets at beginning of year | 2018-12-31 | $2,591,273 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $29,149 |
Total interest from all sources | 2018-12-31 | $1,571 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $59,370 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $59,370 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $300,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $254,463 |
Participant contributions at end of year | 2018-12-31 | $26,660 |
Participant contributions at beginning of year | 2018-12-31 | $39,573 |
Participant contributions at end of year | 2018-12-31 | $7,850 |
Participant contributions at beginning of year | 2018-12-31 | $9,874 |
Other income not declared elsewhere | 2018-12-31 | $1,441 |
Administrative expenses (other) incurred | 2018-12-31 | $29,149 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-7,466 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $2,583,807 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $2,591,273 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $2,545,637 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $2,536,958 |
Interest on participant loans | 2018-12-31 | $1,571 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $3,143 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $4,220 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-219,875 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $53 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $26,791 |
Employer contributions (assets) at end of year | 2018-12-31 | $517 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $648 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $86,808 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | HICOK, BROWN & COMPANY CPAS |
Accountancy firm EIN | 2018-12-31 | 061662488 |
2022: UNIVERSAL COMPANIES, INC. 401(K) PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | Yes |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: UNIVERSAL COMPANIES, INC. 401(K) PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: UNIVERSAL COMPANIES, INC. 401(K) PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | Yes |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: UNIVERSAL COMPANIES, INC. 401(K) PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: UNIVERSAL COMPANIES, INC. 401(K) PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |