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SOC LLC HAWTHORNE 401(K) PLAN 401k Plan overview

Plan NameSOC LLC HAWTHORNE 401(K) PLAN
Plan identification number 005

SOC LLC HAWTHORNE 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOC LLC has sponsored the creation of one or more 401k plans.

Company Name:SOC LLC
Employer identification number (EIN):541978879
NAIC Classification:561900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOC LLC HAWTHORNE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052020-01-01
0052019-01-01
0052018-01-01
0052017-01-01JANE CRONIN JANE CRONIN2018-10-05
0052016-01-01KRISTIN OLSEN
0052015-01-01KRISTIN OLSEN
0052014-01-01KRISTIN OLSEN KRISTIN OLSEN2015-10-15
0052013-01-01KRISTIN OLSEN
0052012-01-01ANNE HOBAN
0052011-01-01CHARLES BALL
0052009-01-01CHARLES BALL
0052008-01-01

Plan Statistics for SOC LLC HAWTHORNE 401(K) PLAN

401k plan membership statisitcs for SOC LLC HAWTHORNE 401(K) PLAN

Measure Date Value
2020: SOC LLC HAWTHORNE 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01650
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-014
2019: SOC LLC HAWTHORNE 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01671
Total number of active participants reported on line 7a of the Form 55002019-01-01572
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0173
Total of all active and inactive participants2019-01-01645
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-015
Total participants2019-01-01650
Number of participants with account balances2019-01-01403
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: SOC LLC HAWTHORNE 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01693
Total number of active participants reported on line 7a of the Form 55002018-01-01600
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0168
Total of all active and inactive participants2018-01-01668
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-01671
Number of participants with account balances2018-01-01406
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: SOC LLC HAWTHORNE 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01710
Total number of active participants reported on line 7a of the Form 55002017-01-01587
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0169
Total of all active and inactive participants2017-01-01656
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-01659
Number of participants with account balances2017-01-01422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: SOC LLC HAWTHORNE 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01641
Total number of active participants reported on line 7a of the Form 55002016-01-01558
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0163
Total of all active and inactive participants2016-01-01621
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-01624
Number of participants with account balances2016-01-01386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: SOC LLC HAWTHORNE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01570
Total number of active participants reported on line 7a of the Form 55002015-01-01525
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0162
Total of all active and inactive participants2015-01-01587
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01588
Number of participants with account balances2015-01-01392
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: SOC LLC HAWTHORNE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01582
Total number of active participants reported on line 7a of the Form 55002014-01-01456
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0165
Total of all active and inactive participants2014-01-01521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01523
Number of participants with account balances2014-01-01392
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SOC LLC HAWTHORNE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01507
Total number of active participants reported on line 7a of the Form 55002013-01-01473
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0173
Total of all active and inactive participants2013-01-01546
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01547
Number of participants with account balances2013-01-01434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: SOC LLC HAWTHORNE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01518
Total number of active participants reported on line 7a of the Form 55002012-01-01427
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0179
Total of all active and inactive participants2012-01-01506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01507
Number of participants with account balances2012-01-01466
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-019
2011: SOC LLC HAWTHORNE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01479
Total number of active participants reported on line 7a of the Form 55002011-01-01416
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0163
Total of all active and inactive participants2011-01-01479
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01480
Number of participants with account balances2011-01-01429
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2009: SOC LLC HAWTHORNE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01412
Total number of active participants reported on line 7a of the Form 55002009-01-01342
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0151
Total of all active and inactive participants2009-01-01393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01393
Number of participants with account balances2009-01-01344
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on SOC LLC HAWTHORNE 401(K) PLAN

Measure Date Value
2020 : SOC LLC HAWTHORNE 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total transfer of assets from this plan2020-06-30$25,293,825
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$525,597
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$2,575,979
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$2,560,729
Expenses. Certain deemed distributions of participant loans2020-06-30$-15,589
Value of total corrective distributions2020-06-30$17
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$1,079,944
Value of total assets at end of year2020-06-30$0
Value of total assets at beginning of year2020-06-30$27,344,207
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$30,822
Total interest from all sources2020-06-30$29,344
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$42,564
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$42,564
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$3,000,000
If this is an individual account plan, was there a blackout period2020-06-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-06-30$0
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$699,315
Participant contributions at beginning of year2020-06-30$1,014,338
Other income not declared elsewhere2020-06-30$32,553
Administrative expenses (other) incurred2020-06-30$30,822
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$-2,050,382
Value of net assets at end of year (total assets less liabilities)2020-06-30$0
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$27,344,207
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$13,234,042
Interest on participant loans2020-06-30$29,344
Value of interest in common/collective trusts at beginning of year2020-06-30$13,095,827
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$-371,447
Net investment gain or loss from common/collective trusts2020-06-30$-287,361
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$380,629
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$2,560,729
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-06-30Yes
Did the plan have assets held for investment2020-06-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30FISCHER CUNNANE
Accountancy firm EIN2020-06-30233060583
2019 : SOC LLC HAWTHORNE 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$6,372,438
Total income from all sources (including contributions)2019-12-31$6,372,438
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,948,978
Total of all expenses incurred2019-12-31$2,948,978
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,887,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,887,530
Expenses. Certain deemed distributions of participant loans2019-12-31$740
Expenses. Certain deemed distributions of participant loans2019-12-31$740
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,293,955
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,293,955
Value of total assets at end of year2019-12-31$27,344,207
Value of total assets at end of year2019-12-31$27,344,207
Value of total assets at beginning of year2019-12-31$23,920,747
Value of total assets at beginning of year2019-12-31$23,920,747
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$60,708
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$60,708
Total interest from all sources2019-12-31$57,867
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$238,450
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$238,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$238,450
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$238,450
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,487,477
Contributions received from participants2019-12-31$1,487,477
Participant contributions at end of year2019-12-31$1,014,338
Participant contributions at end of year2019-12-31$1,014,338
Participant contributions at beginning of year2019-12-31$1,058,412
Participant contributions at beginning of year2019-12-31$1,058,412
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$360
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$360
Other income not declared elsewhere2019-12-31$3,742
Other income not declared elsewhere2019-12-31$3,742
Administrative expenses (other) incurred2019-12-31$60,708
Administrative expenses (other) incurred2019-12-31$60,708
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,423,460
Value of net income/loss2019-12-31$3,423,460
Value of net assets at end of year (total assets less liabilities)2019-12-31$27,344,207
Value of net assets at end of year (total assets less liabilities)2019-12-31$27,344,207
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$23,920,747
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$23,920,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$13,234,042
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$13,234,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,347,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,347,007
Interest on participant loans2019-12-31$57,867
Interest on participant loans2019-12-31$57,867
Value of interest in common/collective trusts at end of year2019-12-31$13,095,827
Value of interest in common/collective trusts at end of year2019-12-31$13,095,827
Value of interest in common/collective trusts at beginning of year2019-12-31$12,515,328
Value of interest in common/collective trusts at beginning of year2019-12-31$12,515,328
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,453,467
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,453,467
Net investment gain or loss from common/collective trusts2019-12-31$1,324,957
Net investment gain or loss from common/collective trusts2019-12-31$1,324,957
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$806,118
Contributions received in cash from employer2019-12-31$806,118
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,887,530
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,887,530
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31FISCHER CUNNANE
Accountancy firm name2019-12-31FISCHER CUNNANE
Accountancy firm EIN2019-12-31233060583
Accountancy firm EIN2019-12-31233060583
2018 : SOC LLC HAWTHORNE 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,283,671
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,899,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,840,521
Expenses. Certain deemed distributions of participant loans2018-12-31$-5,868
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,195,710
Value of total assets at end of year2018-12-31$23,920,747
Value of total assets at beginning of year2018-12-31$24,537,015
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$65,286
Total interest from all sources2018-12-31$53,864
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$186,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$186,524
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,397,837
Participant contributions at end of year2018-12-31$1,058,412
Participant contributions at beginning of year2018-12-31$1,130,402
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$23,603
Other income not declared elsewhere2018-12-31$5,026
Administrative expenses (other) incurred2018-12-31$65,286
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-616,268
Value of net assets at end of year (total assets less liabilities)2018-12-31$23,920,747
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$24,537,015
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$10,347,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$11,922,544
Interest on participant loans2018-12-31$53,864
Value of interest in common/collective trusts at end of year2018-12-31$12,515,328
Value of interest in common/collective trusts at beginning of year2018-12-31$11,484,069
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,042,283
Net investment gain or loss from common/collective trusts2018-12-31$-115,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$774,270
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,840,521
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31FISCHER CUNNANE & ASSOCIATES, LTD
Accountancy firm EIN2018-12-31233060583
2017 : SOC LLC HAWTHORNE 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,765,719
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,558,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,504,361
Expenses. Certain deemed distributions of participant loans2017-12-31$10,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,968,723
Value of total assets at end of year2017-12-31$24,537,015
Value of total assets at beginning of year2017-12-31$21,329,968
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$43,380
Total interest from all sources2017-12-31$54,070
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$158,649
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$158,649
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,265,728
Participant contributions at end of year2017-12-31$1,130,402
Participant contributions at beginning of year2017-12-31$1,338,475
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$9,399
Other income not declared elsewhere2017-12-31$-88
Administrative expenses (other) incurred2017-12-31$43,380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,207,047
Value of net assets at end of year (total assets less liabilities)2017-12-31$24,537,015
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$21,329,968
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$11,922,544
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$9,389,739
Interest on participant loans2017-12-31$54,070
Value of interest in common/collective trusts at end of year2017-12-31$11,484,069
Value of interest in common/collective trusts at beginning of year2017-12-31$10,601,754
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,731,710
Net investment gain or loss from common/collective trusts2017-12-31$852,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$693,596
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,504,361
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31FISCHER CUNNANE & ASSOCIATES, LTD
Accountancy firm EIN2017-12-31233060583
2016 : SOC LLC HAWTHORNE 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,120,228
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,809,187
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,740,630
Expenses. Certain deemed distributions of participant loans2016-12-31$9,786
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,810,800
Value of total assets at end of year2016-12-31$21,329,968
Value of total assets at beginning of year2016-12-31$21,018,927
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$58,771
Total interest from all sources2016-12-31$58,350
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$137,467
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$137,467
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,141,420
Participant contributions at end of year2016-12-31$1,338,475
Participant contributions at beginning of year2016-12-31$1,247,186
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$34,838
Other income not declared elsewhere2016-12-31$8,832
Administrative expenses (other) incurred2016-12-31$58,771
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$311,041
Value of net assets at end of year (total assets less liabilities)2016-12-31$21,329,968
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$21,018,927
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$9,389,739
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$9,180,318
Interest on participant loans2016-12-31$58,350
Value of interest in common/collective trusts at end of year2016-12-31$10,601,754
Value of interest in common/collective trusts at beginning of year2016-12-31$10,591,423
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$585,694
Net investment gain or loss from common/collective trusts2016-12-31$519,085
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$634,542
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,740,630
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31FISCHER CUNNANE & ASSOCIATES, LTD
Accountancy firm EIN2016-12-31233060583
2015 : SOC LLC HAWTHORNE 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,585,095
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,573,325
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,513,605
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,638,688
Value of total assets at end of year2015-12-31$21,018,927
Value of total assets at beginning of year2015-12-31$21,007,157
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$59,720
Total interest from all sources2015-12-31$51,567
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$141,109
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$141,109
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,062,714
Participant contributions at end of year2015-12-31$1,247,186
Participant contributions at beginning of year2015-12-31$1,185,059
Other income not declared elsewhere2015-12-31$-5
Administrative expenses (other) incurred2015-12-31$59,720
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$2,081
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$11,770
Value of net assets at end of year (total assets less liabilities)2015-12-31$21,018,927
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$21,007,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$9,180,318
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$9,521,640
Income. Interest from loans (other than to participants)2015-12-31$51,567
Value of interest in common/collective trusts at end of year2015-12-31$10,591,423
Value of interest in common/collective trusts at beginning of year2015-12-31$10,298,377
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-397,447
Net investment gain or loss from common/collective trusts2015-12-31$151,183
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$575,974
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,513,605
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FISCHER CUNNANE & ASSOCIATES, LTD
Accountancy firm EIN2015-12-31233060583
2014 : SOC LLC HAWTHORNE 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,786,300
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,576,412
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,529,297
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,698,904
Value of total assets at end of year2014-12-31$21,007,157
Value of total assets at beginning of year2014-12-31$19,797,269
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$47,115
Total interest from all sources2014-12-31$46,295
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$442,265
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$442,265
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,013,616
Participant contributions at end of year2014-12-31$1,185,059
Participant contributions at beginning of year2014-12-31$1,027,594
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$142,895
Other income not declared elsewhere2014-12-31$-93
Administrative expenses (other) incurred2014-12-31$47,115
Total non interest bearing cash at end of year2014-12-31$2,081
Total non interest bearing cash at beginning of year2014-12-31$738
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,209,888
Value of net assets at end of year (total assets less liabilities)2014-12-31$21,007,157
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$19,797,269
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,521,640
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,436,434
Interest on participant loans2014-12-31$46,295
Value of interest in common/collective trusts at end of year2014-12-31$10,298,377
Value of interest in common/collective trusts at beginning of year2014-12-31$10,332,503
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$205,808
Net investment gain or loss from common/collective trusts2014-12-31$393,121
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$542,393
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,529,297
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FISCHER CUNNANE & ASSOCIATES
Accountancy firm EIN2014-12-31233060583
2013 : SOC LLC HAWTHORNE 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,149,807
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,077,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,030,037
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,480,298
Value of total assets at end of year2013-12-31$19,797,269
Value of total assets at beginning of year2013-12-31$17,724,870
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$47,371
Total interest from all sources2013-12-31$46,409
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$150,464
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$150,464
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$963,446
Participant contributions at end of year2013-12-31$1,027,594
Participant contributions at beginning of year2013-12-31$1,175,962
Administrative expenses (other) incurred2013-12-31$47,371
Total non interest bearing cash at end of year2013-12-31$738
Total non interest bearing cash at beginning of year2013-12-31$8,141
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,072,399
Value of net assets at end of year (total assets less liabilities)2013-12-31$19,797,269
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$17,724,870
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,436,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$9,436,128
Interest on participant loans2013-12-31$46,409
Interest earned on other investments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$10,332,503
Value of interest in common/collective trusts at beginning of year2013-12-31$7,104,639
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,087,929
Net investment gain or loss from common/collective trusts2013-12-31$384,707
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$516,852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,030,037
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FISCHER CUNNANE & ASSOCIATES. LTD.
Accountancy firm EIN2013-12-31233060583
2012 : SOC LLC HAWTHORNE 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,050,634
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,629,142
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,597,226
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,662,990
Value of total assets at end of year2012-12-31$17,724,870
Value of total assets at beginning of year2012-12-31$16,303,378
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$31,916
Total interest from all sources2012-12-31$45,373
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$182,436
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$182,436
Administrative expenses professional fees incurred2012-12-31$5,500
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,044,260
Participant contributions at end of year2012-12-31$1,175,962
Participant contributions at beginning of year2012-12-31$1,139,933
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$48,563
Total non interest bearing cash at end of year2012-12-31$8,141
Total non interest bearing cash at beginning of year2012-12-31$971
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,421,492
Value of net assets at end of year (total assets less liabilities)2012-12-31$17,724,870
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$16,303,378
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$9,436,128
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$8,166,209
Interest on participant loans2012-12-31$45,373
Value of interest in common/collective trusts at end of year2012-12-31$7,104,639
Value of interest in common/collective trusts at beginning of year2012-12-31$6,996,265
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$991,603
Net investment gain or loss from common/collective trusts2012-12-31$168,232
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$570,167
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,597,226
Contract administrator fees2012-12-31$26,416
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FISCHER CUNNANE & ASSOCIATES, LTD
Accountancy firm EIN2012-12-31233060583
2011 : SOC LLC HAWTHORNE 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,475,691
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,051,333
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,010,220
Value of total corrective distributions2011-12-31$265
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,576,670
Value of total assets at end of year2011-12-31$16,303,378
Value of total assets at beginning of year2011-12-31$15,879,020
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$40,848
Total interest from all sources2011-12-31$46,929
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$139,325
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$139,325
Administrative expenses professional fees incurred2011-12-31$10,330
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$984,010
Participant contributions at end of year2011-12-31$1,139,933
Participant contributions at beginning of year2011-12-31$1,038,103
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$60,059
Total non interest bearing cash at beginning of year2011-12-31$98
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$424,358
Value of net assets at end of year (total assets less liabilities)2011-12-31$16,303,378
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$15,879,020
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$8,166,208
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,709,933
Interest on participant loans2011-12-31$46,822
Value of interest in master investment trust accounts at end of year2011-12-31$6,996,265
Value of interest in master investment trust accounts at beginning of year2011-12-31$6,130,886
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$972
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$107
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-758,879
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$532,601
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,010,220
Contract administrator fees2011-12-31$30,518
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON LLP
Accountancy firm EIN2011-12-31366055558
2010 : SOC LLC HAWTHORNE 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,769,479
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,208,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,145,773
Expenses. Certain deemed distributions of participant loans2010-12-31$30,935
Value of total corrective distributions2010-12-31$1,010
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,364,177
Value of total assets at end of year2010-12-31$15,879,020
Value of total assets at beginning of year2010-12-31$15,318,308
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$31,049
Total interest from all sources2010-12-31$55,083
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$109,549
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$109,549
Administrative expenses professional fees incurred2010-12-31$13,188
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$884,161
Participant contributions at end of year2010-12-31$1,038,103
Participant contributions at beginning of year2010-12-31$1,229,965
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$16,824
Total non interest bearing cash at end of year2010-12-31$98
Total non interest bearing cash at beginning of year2010-12-31$34
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$560,712
Value of net assets at end of year (total assets less liabilities)2010-12-31$15,879,020
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$15,318,308
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,709,933
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$8,258,668
Interest on participant loans2010-12-31$55,083
Value of interest in master investment trust accounts at end of year2010-12-31$6,130,886
Value of interest in master investment trust accounts at beginning of year2010-12-31$5,829,641
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$987,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$463,192
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,145,773
Contract administrator fees2010-12-31$17,861
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GRANT THORNTON LLP
Accountancy firm EIN2010-12-31366055558
2009 : SOC LLC HAWTHORNE 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SOC LLC HAWTHORNE 401(K) PLAN

2020: SOC LLC HAWTHORNE 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SOC LLC HAWTHORNE 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SOC LLC HAWTHORNE 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SOC LLC HAWTHORNE 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SOC LLC HAWTHORNE 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SOC LLC HAWTHORNE 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SOC LLC HAWTHORNE 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SOC LLC HAWTHORNE 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SOC LLC HAWTHORNE 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SOC LLC HAWTHORNE 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SOC LLC HAWTHORNE 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes
2008: SOC LLC HAWTHORNE 401(K) PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedYes
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo

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