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COLE AUTOMOTIVE GROUP LLC 401K PLAN 401k Plan overview

Plan NameCOLE AUTOMOTIVE GROUP LLC 401K PLAN
Plan identification number 001

COLE AUTOMOTIVE GROUP LLC 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COLE AUTOMOTIVE GROUP LLC has sponsored the creation of one or more 401k plans.

Company Name:COLE AUTOMOTIVE GROUP LLC
Employer identification number (EIN):550776824
NAIC Classification:441110
NAIC Description:New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COLE AUTOMOTIVE GROUP LLC 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012014-01-01PAM PETERS
0012013-01-01KAYLA PAULIN
0012012-01-01JENNY HANS
0012011-01-01NICK SUTHEIMER
0012010-01-01MIKE BAHDE2011-06-08

Plan Statistics for COLE AUTOMOTIVE GROUP LLC 401K PLAN

401k plan membership statisitcs for COLE AUTOMOTIVE GROUP LLC 401K PLAN

Measure Date Value
2014: COLE AUTOMOTIVE GROUP LLC 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01166
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-010
Number of participants with account balances2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: COLE AUTOMOTIVE GROUP LLC 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01165
Total number of active participants reported on line 7a of the Form 55002013-01-01146
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-015
Total of all active and inactive participants2013-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01152
Number of participants with account balances2013-01-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: COLE AUTOMOTIVE GROUP LLC 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01144
Total number of active participants reported on line 7a of the Form 55002012-01-01139
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0115
Total of all active and inactive participants2012-01-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01157
Number of participants with account balances2012-01-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0114
2011: COLE AUTOMOTIVE GROUP LLC 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01129
Total number of active participants reported on line 7a of the Form 55002011-01-01114
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-017
Total of all active and inactive participants2011-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01125
Number of participants with account balances2011-01-0164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015

Financial Data on COLE AUTOMOTIVE GROUP LLC 401K PLAN

Measure Date Value
2014 : COLE AUTOMOTIVE GROUP LLC 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-02-05$0
Total transfer of assets from this plan2014-02-05$914,368
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-02-05$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-02-05$0
Total income from all sources (including contributions)2014-02-05$-18,696
Total loss/gain on sale of assets2014-02-05$0
Total of all expenses incurred2014-02-05$5,442
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-02-05$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-02-05$3,843
Value of total assets at end of year2014-02-05$0
Value of total assets at beginning of year2014-02-05$938,506
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-02-05$5,442
Total interest from all sources2014-02-05$995
Total dividends received (eg from common stock, registered investment company shares)2014-02-05$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-02-05Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2014-02-05$0
Was this plan covered by a fidelity bond2014-02-05Yes
Value of fidelity bond cover2014-02-05$250,000
If this is an individual account plan, was there a blackout period2014-02-05Yes
Were there any nonexempt tranactions with any party-in-interest2014-02-05No
Contributions received from participants2014-02-05$3,075
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-02-05No
Value of net income/loss2014-02-05$-24,138
Value of net assets at end of year (total assets less liabilities)2014-02-05$0
Value of net assets at beginning of year (total assets less liabilities)2014-02-05$938,506
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-02-05No
Were any loans by the plan or fixed income obligations due to the plan in default2014-02-05No
Were any leases to which the plan was party in default or uncollectible2014-02-05No
Value of interest in pooled separate accounts at end of year2014-02-05$0
Value of interest in pooled separate accounts at beginning of year2014-02-05$589,477
Interest earned on other investments2014-02-05$995
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-02-05$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-02-05$349,029
Net investment gain/loss from pooled separate accounts2014-02-05$-23,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-02-05No
Was there a failure to transmit to the plan any participant contributions2014-02-05No
Has the plan failed to provide any benefit when due under the plan2014-02-05No
Contributions received in cash from employer2014-02-05$768
Contract administrator fees2014-02-05$5,442
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-02-05Yes
Did the plan have assets held for investment2014-02-05No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-02-05No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-02-05Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-02-05Yes
Opinion of an independent qualified public accountant for this plan2014-02-05Disclaimer
Accountancy firm name2014-02-05BROWN, EDWARDS & COMPANY
Accountancy firm EIN2014-02-05540504608
2013 : COLE AUTOMOTIVE GROUP LLC 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$294,256
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$94,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$85,209
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$177,878
Value of total assets at end of year2013-12-31$938,506
Value of total assets at beginning of year2013-12-31$738,691
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$9,232
Total interest from all sources2013-12-31$10,257
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$250,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$143,553
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$199,815
Value of net assets at end of year (total assets less liabilities)2013-12-31$938,506
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$738,691
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$589,477
Value of interest in pooled separate accounts at beginning of year2013-12-31$418,115
Interest earned on other investments2013-12-31$10,257
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$349,029
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$320,576
Net investment gain/loss from pooled separate accounts2013-12-31$106,121
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$34,325
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$85,209
Contract administrator fees2013-12-31$9,232
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BROWN, EDWARDS & COMPANY
Accountancy firm EIN2013-12-31540504608
2012 : COLE AUTOMOTIVE GROUP LLC 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$208,714
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$171,770
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$160,080
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$142,381
Value of total assets at end of year2012-12-31$738,691
Value of total assets at beginning of year2012-12-31$701,747
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$11,690
Total interest from all sources2012-12-31$10,336
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$115,092
Other income not declared elsewhere2012-12-31$622
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$36,944
Value of net assets at end of year (total assets less liabilities)2012-12-31$738,691
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$701,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$418,115
Value of interest in pooled separate accounts at beginning of year2012-12-31$369,680
Interest earned on other investments2012-12-31$10,336
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$320,576
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$332,067
Net investment gain/loss from pooled separate accounts2012-12-31$55,375
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$27,289
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$160,080
Contract administrator fees2012-12-31$11,690
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BROWN, EDWARDS & COMPANY
Accountancy firm EIN2012-12-31540504608
2011 : COLE AUTOMOTIVE GROUP LLC 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$122,451
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$66,781
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$64,456
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$123,970
Value of total assets at end of year2011-12-31$701,747
Value of total assets at beginning of year2011-12-31$646,077
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,325
Total interest from all sources2011-12-31$10,208
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$250,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$100,438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$55,670
Value of net assets at end of year (total assets less liabilities)2011-12-31$701,747
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$646,077
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$369,680
Value of interest in pooled separate accounts at beginning of year2011-12-31$339,544
Interest earned on other investments2011-12-31$10,208
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$332,067
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$306,533
Net investment gain/loss from pooled separate accounts2011-12-31$-11,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$23,532
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$64,456
Contract administrator fees2011-12-31$2,325
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BROWN, EDWARDS & COMPANY
Accountancy firm EIN2011-12-31540504608

Form 5500 Responses for COLE AUTOMOTIVE GROUP LLC 401K PLAN

2014: COLE AUTOMOTIVE GROUP LLC 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingYes
2014-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: COLE AUTOMOTIVE GROUP LLC 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: COLE AUTOMOTIVE GROUP LLC 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: COLE AUTOMOTIVE GROUP LLC 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

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