401k Plan data: J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST plan

J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 401k Plan overview

Plan Name	J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST
Plan identification number	001

J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

J.T. DAVENPORT & SONS, INC. has sponsored the creation of one or more 401k plans.

Company Name: J.T. DAVENPORT & SONS, INC.

Employer identification number (EIN): 560514693

NAIC Classification: 424400

Form 5500 Filing Information

Submission information for form 5500 for 401k plan J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 JOE WEGENER JOE WEGENER 2017-02-15
001 2014-01-01 JOE WEGENER JOE WEGENER 2017-02-06
001 2013-01-01 JOE WEGENER JOE WEGENER 2014-10-14
001 2012-01-01 JOE WEGENER
001 2011-01-01 THEODORE HAVENS
001 2009-01-01 THEODORE HAVENS THEODORE HAVENS 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	JOE WEGENER	JOE WEGENER	2017-02-15
001	2014-01-01	JOE WEGENER	JOE WEGENER	2017-02-06
001	2013-01-01	JOE WEGENER	JOE WEGENER	2014-10-14
001	2012-01-01	JOE WEGENER
001	2011-01-01	THEODORE HAVENS
001	2009-01-01	THEODORE HAVENS	THEODORE HAVENS	2010-10-14

Plan Statistics for J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST

401k plan membership statisitcs for J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST

Measure Date Value
2014: J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 169
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
2013: J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 427
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 151
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 18
Total of all active and inactive participants 2013-01-01 169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 169
Number of participants with account balances 2013-01-01 151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 456
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 412
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 15
Total of all active and inactive participants 2012-01-01 427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 427
Number of participants with account balances 2012-01-01 171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 318
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 445
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 11
Total of all active and inactive participants 2011-01-01 456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 456
Number of participants with account balances 2011-01-01 176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 584
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 595
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 11
Total of all active and inactive participants 2009-01-01 606
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 606
Number of participants with account balances 2009-01-01 169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3

Measure	Date	Value
2014: J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	169
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
2013: J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	427
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	151
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	18
Total of all active and inactive participants	2013-01-01	169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	169
Number of participants with account balances	2013-01-01	151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	456
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	412
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	15
Total of all active and inactive participants	2012-01-01	427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	427
Number of participants with account balances	2012-01-01	171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	318
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	445
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	11
Total of all active and inactive participants	2011-01-01	456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	456
Number of participants with account balances	2011-01-01	176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	584
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	595
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	11
Total of all active and inactive participants	2009-01-01	606
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	606
Number of participants with account balances	2009-01-01	169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3

Financial Data on J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST

Measure	Date	Value
2014 : J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-07-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-07-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-07-31	$0
Total income from all sources (including contributions)	2014-07-31	$107,449
Total loss/gain on sale of assets	2014-07-31	$0
Total of all expenses incurred	2014-07-31	$6,921,098
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-07-31	$6,912,219
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-07-31	$0
Value of total assets at end of year	2014-07-31	$0
Value of total assets at beginning of year	2014-07-31	$6,813,649
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-07-31	$8,879
Total interest from all sources	2014-07-31	$2,518
Total dividends received (eg from common stock, registered investment company shares)	2014-07-31	$13,397
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-07-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-07-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-07-31	$13,397
Was this plan covered by a fidelity bond	2014-07-31	Yes
Value of fidelity bond cover	2014-07-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-07-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-07-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-07-31	No
Participant contributions at end of year	2014-07-31	$0
Participant contributions at beginning of year	2014-07-31	$199,558
Administrative expenses (other) incurred	2014-07-31	$8,879
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-07-31	No
Value of net income/loss	2014-07-31	$-6,813,649
Value of net assets at end of year (total assets less liabilities)	2014-07-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-07-31	$6,813,649
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-07-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-07-31	No
Were any leases to which the plan was party in default or uncollectible	2014-07-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-07-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-07-31	$3,513,841
Interest on participant loans	2014-07-31	$2,518
Value of interest in common/collective trusts at end of year	2014-07-31	$0
Value of interest in common/collective trusts at beginning of year	2014-07-31	$3,100,250
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-07-31	$75,141
Net investment gain or loss from common/collective trusts	2014-07-31	$16,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-07-31	No
Was there a failure to transmit to the plan any participant contributions	2014-07-31	No
Has the plan failed to provide any benefit when due under the plan	2014-07-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-07-31	$6,912,219
Did the plan have assets held for investment	2014-07-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-07-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-07-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-07-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-07-31	Disclaimer
Accountancy firm name	2014-07-31	BURR PILGER MAYER INC
Accountancy firm EIN	2014-07-31	263839190
2013 : J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$-940
Total unrealized appreciation/depreciation of assets	2013-12-31	$-940
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$851,411
Total loss/gain on sale of assets	2013-12-31	$-254
Total of all expenses incurred	2013-12-31	$1,320,046
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,294,249
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$0
Value of total assets at end of year	2013-12-31	$6,813,649
Value of total assets at beginning of year	2013-12-31	$7,282,284
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$25,797
Total interest from all sources	2013-12-31	$10,868
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$143,885
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$143,885
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Participant contributions at end of year	2013-12-31	$199,558
Participant contributions at beginning of year	2013-12-31	$338,804
Other income not declared elsewhere	2013-12-31	$-97
Administrative expenses (other) incurred	2013-12-31	$25,797
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-468,635
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$6,813,649
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$7,282,284
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$3,513,841
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$3,666,121
Interest on participant loans	2013-12-31	$10,868
Value of interest in common/collective trusts at end of year	2013-12-31	$3,100,250
Value of interest in common/collective trusts at beginning of year	2013-12-31	$3,277,359
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$492,245
Net investment gain or loss from common/collective trusts	2013-12-31	$205,704
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,294,249
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$19,544
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$19,798
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BURR PILGER MAYER INC
Accountancy firm EIN	2013-12-31	263839190
2012 : J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,108,421
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$811,720
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$770,663
Value of total corrective distributions	2012-12-31	$49
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$477,571
Value of total assets at end of year	2012-12-31	$7,282,284
Value of total assets at beginning of year	2012-12-31	$6,985,583
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$41,008
Total interest from all sources	2012-12-31	$12,556
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$94,091
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$94,091
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$377,774
Participant contributions at end of year	2012-12-31	$338,804
Participant contributions at beginning of year	2012-12-31	$336,040
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$4,867
Other income not declared elsewhere	2012-12-31	$428
Administrative expenses (other) incurred	2012-12-31	$41,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$296,701
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$7,282,284
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$6,985,583
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$3,666,121
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,505,109
Interest on participant loans	2012-12-31	$12,556
Value of interest in common/collective trusts at end of year	2012-12-31	$3,277,359
Value of interest in common/collective trusts at beginning of year	2012-12-31	$3,144,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$443,304
Net investment gain or loss from common/collective trusts	2012-12-31	$80,471
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$94,930
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$770,663
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BURR PILGER MAYER, INC.
Accountancy firm EIN	2012-12-31	263839190
2011 : J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$395,296
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$509,989
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$468,577
Value of total corrective distributions	2011-12-31	$2,313
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$0
Value of total assets at end of year	2011-12-31	$6,985,583
Value of total assets at beginning of year	2011-12-31	$7,100,276
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$39,099
Total interest from all sources	2011-12-31	$478,662
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$39,066
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$39,066
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Participant contributions at end of year	2011-12-31	$336,040
Participant contributions at beginning of year	2011-12-31	$257,237
Other income not declared elsewhere	2011-12-31	$24,614
Administrative expenses (other) incurred	2011-12-31	$39,099
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-114,693
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$6,985,583
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,100,276
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,505,109
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$4,137,630
Interest on participant loans	2011-12-31	$12,559
Income. Interest from US Government securities	2011-12-31	$374,236
Value of interest in common/collective trusts at end of year	2011-12-31	$3,144,434
Value of interest in common/collective trusts at beginning of year	2011-12-31	$2,705,409
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$91,867
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-223,889
Net investment gain or loss from common/collective trusts	2011-12-31	$76,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$468,577
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DAVENPORT MARVIN JOYCE & CO LLP
Accountancy firm EIN	2011-12-31	560570567
2010 : J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,043,501
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$530,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$492,044
Value of total corrective distributions	2010-12-31	$5,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$439,033
Value of total assets at end of year	2010-12-31	$7,100,276
Value of total assets at beginning of year	2010-12-31	$6,587,635
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$33,455
Total interest from all sources	2010-12-31	$13,985
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$52,252
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$52,252
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$356,886
Participant contributions at end of year	2010-12-31	$257,237
Participant contributions at beginning of year	2010-12-31	$224,390
Other income not declared elsewhere	2010-12-31	$11,268
Administrative expenses (other) incurred	2010-12-31	$33,455
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$512,641
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,100,276
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$6,587,635
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$4,137,630
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,350,360
Interest on participant loans	2010-12-31	$13,985
Value of interest in common/collective trusts at end of year	2010-12-31	$2,705,409
Value of interest in common/collective trusts at beginning of year	2010-12-31	$3,012,885
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$429,142
Net investment gain or loss from common/collective trusts	2010-12-31	$97,821
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$82,147
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$492,044
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DAVENPORT MARVIN JOYCE
Accountancy firm EIN	2010-12-31	560570567
2009 : J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST

2014: J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: J. T. DAVENPORT & SONS, INC. 401(K) SALARY REDUCTION PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	J.T. DAVENPORT & SONS, INC.
Employer identification number (EIN):	560514693
NAIC Classification:	424400