ROBERT W. CHAPMAN & COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN
401k plan membership statisitcs for ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN
| Measure | Date | Value |
|---|
| 2021: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-12-01 | 35 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-12-01 | 28 |
| Number of retired or separated participants receiving benefits | 2021-12-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2021-12-01 | 2 |
| Total of all active and inactive participants | 2021-12-01 | 32 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-12-01 | 1 |
| Total participants | 2021-12-01 | 33 |
| Number of participants with account balances | 2021-12-01 | 33 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-12-01 | 0 |
| 2020: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-12-01 | 37 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-12-01 | 29 |
| Number of retired or separated participants receiving benefits | 2020-12-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2020-12-01 | 3 |
| Total of all active and inactive participants | 2020-12-01 | 33 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-12-01 | 1 |
| Total participants | 2020-12-01 | 34 |
| Number of participants with account balances | 2020-12-01 | 34 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-12-01 | 1 |
| 2019: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-12-01 | 38 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-12-01 | 32 |
| Number of retired or separated participants receiving benefits | 2019-12-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2019-12-01 | 1 |
| Total of all active and inactive participants | 2019-12-01 | 35 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-12-01 | 3 |
| Total participants | 2019-12-01 | 38 |
| Number of participants with account balances | 2019-12-01 | 38 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-12-01 | 0 |
| 2018: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-12-01 | 39 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-12-01 | 32 |
| Number of retired or separated participants receiving benefits | 2018-12-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-12-01 | 3 |
| Total of all active and inactive participants | 2018-12-01 | 35 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-12-01 | 3 |
| Total participants | 2018-12-01 | 38 |
| Number of participants with account balances | 2018-12-01 | 38 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-12-01 | 0 |
| 2017: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-12-01 | 33 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-12-01 | 30 |
| Number of retired or separated participants receiving benefits | 2017-12-01 | 3 |
| Number of other retired or separated participants entitled to future benefits | 2017-12-01 | 4 |
| Total of all active and inactive participants | 2017-12-01 | 37 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-12-01 | 1 |
| Total participants | 2017-12-01 | 38 |
| Number of participants with account balances | 2017-12-01 | 38 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-12-01 | 0 |
| 2016: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-12-01 | 35 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-12-01 | 26 |
| Number of retired or separated participants receiving benefits | 2016-12-01 | 4 |
| Number of other retired or separated participants entitled to future benefits | 2016-12-01 | 3 |
| Total of all active and inactive participants | 2016-12-01 | 33 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-12-01 | 0 |
| Total participants | 2016-12-01 | 33 |
| Number of participants with account balances | 2016-12-01 | 33 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-12-01 | 0 |
| 2015: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-12-01 | 37 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-12-01 | 27 |
| Number of retired or separated participants receiving benefits | 2015-12-01 | 3 |
| Number of other retired or separated participants entitled to future benefits | 2015-12-01 | 5 |
| Total of all active and inactive participants | 2015-12-01 | 35 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-12-01 | 0 |
| Total participants | 2015-12-01 | 35 |
| Number of participants with account balances | 2015-12-01 | 35 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-12-01 | 0 |
| 2014: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-12-01 | 35 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-12-01 | 28 |
| Number of retired or separated participants receiving benefits | 2014-12-01 | 4 |
| Number of other retired or separated participants entitled to future benefits | 2014-12-01 | 2 |
| Total of all active and inactive participants | 2014-12-01 | 34 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-12-01 | 1 |
| Total participants | 2014-12-01 | 35 |
| Number of participants with account balances | 2014-12-01 | 35 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-12-01 | 1 |
| 2013: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-12-01 | 35 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-12-01 | 29 |
| Number of retired or separated participants receiving benefits | 2013-12-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2013-12-01 | 3 |
| Total of all active and inactive participants | 2013-12-01 | 34 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-12-01 | 0 |
| Total participants | 2013-12-01 | 34 |
| Number of participants with account balances | 2013-12-01 | 34 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-12-01 | 0 |
| 2012: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-12-01 | 37 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-12-01 | 28 |
| Number of retired or separated participants receiving benefits | 2012-12-01 | 3 |
| Number of other retired or separated participants entitled to future benefits | 2012-12-01 | 4 |
| Total of all active and inactive participants | 2012-12-01 | 35 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-12-01 | 0 |
| Total participants | 2012-12-01 | 35 |
| Number of participants with account balances | 2012-12-01 | 35 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-12-01 | 0 |
| 2011: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-12-01 | 36 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-12-01 | 28 |
| Number of retired or separated participants receiving benefits | 2011-12-01 | 3 |
| Number of other retired or separated participants entitled to future benefits | 2011-12-01 | 5 |
| Total of all active and inactive participants | 2011-12-01 | 36 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-12-01 | 0 |
| Total participants | 2011-12-01 | 36 |
| Number of participants with account balances | 2011-12-01 | 36 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-12-01 | 0 |
| 2009: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-12-01 | 37 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-12-01 | 31 |
| Number of retired or separated participants receiving benefits | 2009-12-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2009-12-01 | 4 |
| Total of all active and inactive participants | 2009-12-01 | 37 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-12-01 | 0 |
| Total participants | 2009-12-01 | 37 |
| Number of participants with account balances | 2009-12-01 | 37 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-12-01 | 0 |
| Measure | Date | Value |
|---|
| 2022 : ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data |
|---|
| Total plan liabilities at end of year | 2022-11-30 | $0 |
| Total plan liabilities at beginning of year | 2022-11-30 | $0 |
| Total income from all sources | 2022-11-30 | $5,113,474 |
| Expenses. Total of all expenses incurred | 2022-11-30 | $1,841,535 |
| Benefits paid (including direct rollovers) | 2022-11-30 | $1,841,085 |
| Total plan assets at end of year | 2022-11-30 | $14,459,562 |
| Total plan assets at beginning of year | 2022-11-30 | $11,187,623 |
| Value of fidelity bond covering the plan | 2022-11-30 | $1,500,000 |
| Other income received | 2022-11-30 | $4,413,474 |
| Net income (gross income less expenses) | 2022-11-30 | $3,271,939 |
| Net plan assets at end of year (total assets less liabilities) | 2022-11-30 | $14,459,562 |
| Net plan assets at beginning of year (total assets less liabilities) | 2022-11-30 | $11,187,623 |
| Assets. Value of employer securities | 2022-11-30 | $12,434,444 |
| Total contributions received or receivable from employer(s) | 2022-11-30 | $700,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2022-11-30 | $450 |
| 2021 : ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data |
|---|
| Total plan liabilities at end of year | 2021-11-30 | $0 |
| Total plan liabilities at beginning of year | 2021-11-30 | $0 |
| Total income from all sources | 2021-11-30 | $3,527,236 |
| Expenses. Total of all expenses incurred | 2021-11-30 | $2,476,793 |
| Benefits paid (including direct rollovers) | 2021-11-30 | $2,476,364 |
| Total plan assets at end of year | 2021-11-30 | $11,187,623 |
| Total plan assets at beginning of year | 2021-11-30 | $10,137,180 |
| Value of fidelity bond covering the plan | 2021-11-30 | $1,500,000 |
| Expenses. Other expenses not covered elsewhere | 2021-11-30 | $429 |
| Other income received | 2021-11-30 | $3,127,236 |
| Net income (gross income less expenses) | 2021-11-30 | $1,050,443 |
| Net plan assets at end of year (total assets less liabilities) | 2021-11-30 | $11,187,623 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-11-30 | $10,137,180 |
| Assets. Value of employer securities | 2021-11-30 | $9,523,447 |
| Total contributions received or receivable from employer(s) | 2021-11-30 | $400,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-11-30 | $0 |
| 2020 : ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data |
|---|
| Total plan liabilities at end of year | 2020-11-30 | $0 |
| Total plan liabilities at beginning of year | 2020-11-30 | $0 |
| Total income from all sources | 2020-11-30 | $2,152,086 |
| Expenses. Total of all expenses incurred | 2020-11-30 | $189,840 |
| Benefits paid (including direct rollovers) | 2020-11-30 | $189,840 |
| Total plan assets at end of year | 2020-11-30 | $10,137,180 |
| Total plan assets at beginning of year | 2020-11-30 | $8,174,934 |
| Value of fidelity bond covering the plan | 2020-11-30 | $1,000,000 |
| Other income received | 2020-11-30 | $1,752,086 |
| Net income (gross income less expenses) | 2020-11-30 | $1,962,246 |
| Net plan assets at end of year (total assets less liabilities) | 2020-11-30 | $10,137,180 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-11-30 | $8,174,934 |
| Assets. Value of employer securities | 2020-11-30 | $6,794,861 |
| Total contributions received or receivable from employer(s) | 2020-11-30 | $400,000 |
| 2019 : ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data |
|---|
| Total plan liabilities at beginning of year | 2019-11-30 | $0 |
| Total income from all sources | 2019-11-30 | $1,550,448 |
| Expenses. Total of all expenses incurred | 2019-11-30 | $672,368 |
| Benefits paid (including direct rollovers) | 2019-11-30 | $669,692 |
| Total plan assets at end of year | 2019-11-30 | $8,174,934 |
| Total plan assets at beginning of year | 2019-11-30 | $7,296,854 |
| Value of fidelity bond covering the plan | 2019-11-30 | $1,000,000 |
| Expenses. Other expenses not covered elsewhere | 2019-11-30 | $2,676 |
| Other income received | 2019-11-30 | $1,150,448 |
| Net income (gross income less expenses) | 2019-11-30 | $878,080 |
| Net plan assets at end of year (total assets less liabilities) | 2019-11-30 | $8,174,934 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-11-30 | $7,296,854 |
| Assets. Value of employer securities | 2019-11-30 | $7,045,678 |
| Total contributions received or receivable from employer(s) | 2019-11-30 | $400,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-11-30 | $0 |
| 2018 : ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-11-30 | $0 |
| 2017 : ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data |
|---|
| Total plan liabilities at end of year | 2017-11-30 | $0 |
| Total plan liabilities at beginning of year | 2017-11-30 | $0 |
| Total income from all sources | 2017-11-30 | $1,730,379 |
| Expenses. Total of all expenses incurred | 2017-11-30 | $142,720 |
| Benefits paid (including direct rollovers) | 2017-11-30 | $142,720 |
| Total plan assets at end of year | 2017-11-30 | $7,313,245 |
| Total plan assets at beginning of year | 2017-11-30 | $5,725,586 |
| Value of fidelity bond covering the plan | 2017-11-30 | $1,000,000 |
| Other income received | 2017-11-30 | $1,405,379 |
| Net income (gross income less expenses) | 2017-11-30 | $1,587,659 |
| Net plan assets at end of year (total assets less liabilities) | 2017-11-30 | $7,313,245 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-11-30 | $5,725,586 |
| Assets. Value of employer securities | 2017-11-30 | $4,947,936 |
| Total contributions received or receivable from employer(s) | 2017-11-30 | $325,000 |
| 2016 : ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data |
|---|
| Total plan liabilities at end of year | 2016-11-30 | $0 |
| Total plan liabilities at beginning of year | 2016-11-30 | $0 |
| Total income from all sources | 2016-11-30 | $325,150 |
| Expenses. Total of all expenses incurred | 2016-11-30 | $114,428 |
| Benefits paid (including direct rollovers) | 2016-11-30 | $114,427 |
| Total plan assets at end of year | 2016-11-30 | $5,725,586 |
| Total plan assets at beginning of year | 2016-11-30 | $5,514,864 |
| Value of fidelity bond covering the plan | 2016-11-30 | $1,000,000 |
| Other income received | 2016-11-30 | $150 |
| Net income (gross income less expenses) | 2016-11-30 | $210,722 |
| Net plan assets at end of year (total assets less liabilities) | 2016-11-30 | $5,725,586 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-11-30 | $5,514,864 |
| Assets. Value of employer securities | 2016-11-30 | $4,742,722 |
| Total contributions received or receivable from employer(s) | 2016-11-30 | $325,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-11-30 | $1 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-11-30 | $0 |
| 2015 : ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data |
|---|
| Total plan liabilities at end of year | 2015-11-30 | $0 |
| Total plan liabilities at beginning of year | 2015-11-30 | $0 |
| Total income from all sources | 2015-11-30 | $989,536 |
| Expenses. Total of all expenses incurred | 2015-11-30 | $134,288 |
| Benefits paid (including direct rollovers) | 2015-11-30 | $134,288 |
| Total plan assets at end of year | 2015-11-30 | $5,514,864 |
| Total plan assets at beginning of year | 2015-11-30 | $4,659,616 |
| Value of fidelity bond covering the plan | 2015-11-30 | $1,000,000 |
| Other income received | 2015-11-30 | $714,536 |
| Net income (gross income less expenses) | 2015-11-30 | $855,248 |
| Net plan assets at end of year (total assets less liabilities) | 2015-11-30 | $5,514,864 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-11-30 | $4,659,616 |
| Assets. Value of employer securities | 2015-11-30 | $4,742,722 |
| Total contributions received or receivable from employer(s) | 2015-11-30 | $275,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-11-30 | $0 |
| 2014 : ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data |
|---|
| Total plan liabilities at end of year | 2014-11-30 | $0 |
| Total plan liabilities at beginning of year | 2014-11-30 | $0 |
| Total income from all sources | 2014-11-30 | $884,133 |
| Expenses. Total of all expenses incurred | 2014-11-30 | $397,605 |
| Benefits paid (including direct rollovers) | 2014-11-30 | $397,605 |
| Total plan assets at end of year | 2014-11-30 | $4,659,616 |
| Total plan assets at beginning of year | 2014-11-30 | $4,173,088 |
| Value of fidelity bond covering the plan | 2014-11-30 | $1,000,000 |
| Other income received | 2014-11-30 | $684,133 |
| Net income (gross income less expenses) | 2014-11-30 | $486,528 |
| Net plan assets at end of year (total assets less liabilities) | 2014-11-30 | $4,659,616 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-11-30 | $4,173,088 |
| Assets. Value of employer securities | 2014-11-30 | $4,028,273 |
| Total contributions received or receivable from employer(s) | 2014-11-30 | $200,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-11-30 | $0 |
| 2013 : ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data |
|---|
| Total plan liabilities at end of year | 2013-11-30 | $0 |
| Total plan liabilities at beginning of year | 2013-11-30 | $0 |
| Total income from all sources | 2013-11-30 | $656,182 |
| Expenses. Total of all expenses incurred | 2013-11-30 | $1,195,951 |
| Benefits paid (including direct rollovers) | 2013-11-30 | $1,195,951 |
| Total plan assets at end of year | 2013-11-30 | $4,173,088 |
| Total plan assets at beginning of year | 2013-11-30 | $4,712,857 |
| Value of fidelity bond covering the plan | 2013-11-30 | $1,000,000 |
| Other income received | 2013-11-30 | $456,182 |
| Net income (gross income less expenses) | 2013-11-30 | $-539,769 |
| Net plan assets at end of year (total assets less liabilities) | 2013-11-30 | $4,173,088 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-11-30 | $4,712,857 |
| Assets. Value of employer securities | 2013-11-30 | $3,344,227 |
| Total contributions received or receivable from employer(s) | 2013-11-30 | $200,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-11-30 | $0 |
| 2012 : ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data |
|---|
| Total plan liabilities at end of year | 2012-11-30 | $0 |
| Total plan liabilities at beginning of year | 2012-11-30 | $0 |
| Total income from all sources | 2012-11-30 | $842,319 |
| Expenses. Total of all expenses incurred | 2012-11-30 | $139,086 |
| Benefits paid (including direct rollovers) | 2012-11-30 | $139,086 |
| Total plan assets at end of year | 2012-11-30 | $4,712,857 |
| Total plan assets at beginning of year | 2012-11-30 | $4,009,624 |
| Value of fidelity bond covering the plan | 2012-11-30 | $1,000,000 |
| Other income received | 2012-11-30 | $567,319 |
| Net income (gross income less expenses) | 2012-11-30 | $703,233 |
| Net plan assets at end of year (total assets less liabilities) | 2012-11-30 | $4,712,857 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-11-30 | $4,009,624 |
| Assets. Value of employer securities | 2012-11-30 | $2,888,196 |
| Total contributions received or receivable from employer(s) | 2012-11-30 | $275,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-11-30 | $0 |
| 2011 : ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data |
|---|
| Total plan liabilities at end of year | 2011-11-30 | $0 |
| Total plan liabilities at beginning of year | 2011-11-30 | $0 |
| Total income from all sources | 2011-11-30 | $153,931 |
| Expenses. Total of all expenses incurred | 2011-11-30 | $154,435 |
| Benefits paid (including direct rollovers) | 2011-11-30 | $154,435 |
| Total plan assets at end of year | 2011-11-30 | $4,009,624 |
| Total plan assets at beginning of year | 2011-11-30 | $4,010,128 |
| Value of fidelity bond covering the plan | 2011-11-30 | $1,000,000 |
| Other income received | 2011-11-30 | $-121,069 |
| Net income (gross income less expenses) | 2011-11-30 | $-504 |
| Net plan assets at end of year (total assets less liabilities) | 2011-11-30 | $4,009,624 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-11-30 | $4,010,128 |
| Assets. Value of employer securities | 2011-11-30 | $3,321,425 |
| Total contributions received or receivable from employer(s) | 2011-11-30 | $275,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-11-30 | $0 |
| 2010 : ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-11-30 | $0 |
| 2021: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses |
|---|
| 2021-12-01 | Type of plan entity | Single employer plan |
| 2021-12-01 | Submission has been amended | No |
| 2021-12-01 | This submission is the final filing | No |
| 2021-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2021-12-01 | Plan is a collectively bargained plan | No |
| 2021-12-01 | Plan funding arrangement – Trust | Yes |
| 2021-12-01 | Plan benefit arrangement - Trust | Yes |
| 2020: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses |
|---|
| 2020-12-01 | Type of plan entity | Single employer plan |
| 2020-12-01 | Submission has been amended | No |
| 2020-12-01 | This submission is the final filing | No |
| 2020-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-12-01 | Plan is a collectively bargained plan | No |
| 2020-12-01 | Plan funding arrangement – Trust | Yes |
| 2020-12-01 | Plan benefit arrangement - Trust | Yes |
| 2019: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses |
|---|
| 2019-12-01 | Type of plan entity | Single employer plan |
| 2019-12-01 | Submission has been amended | No |
| 2019-12-01 | This submission is the final filing | No |
| 2019-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-12-01 | Plan is a collectively bargained plan | No |
| 2019-12-01 | Plan funding arrangement – Trust | Yes |
| 2019-12-01 | Plan benefit arrangement - Trust | Yes |
| 2018: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses |
|---|
| 2018-12-01 | Type of plan entity | Single employer plan |
| 2018-12-01 | Submission has been amended | No |
| 2018-12-01 | This submission is the final filing | No |
| 2018-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-12-01 | Plan is a collectively bargained plan | No |
| 2018-12-01 | Plan funding arrangement – Trust | Yes |
| 2018-12-01 | Plan benefit arrangement - Trust | Yes |
| 2017: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses |
|---|
| 2017-12-01 | Type of plan entity | Single employer plan |
| 2017-12-01 | Submission has been amended | No |
| 2017-12-01 | This submission is the final filing | No |
| 2017-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-12-01 | Plan is a collectively bargained plan | No |
| 2017-12-01 | Plan funding arrangement – Trust | Yes |
| 2017-12-01 | Plan benefit arrangement - Trust | Yes |
| 2016: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses |
|---|
| 2016-12-01 | Type of plan entity | Single employer plan |
| 2016-12-01 | Submission has been amended | No |
| 2016-12-01 | This submission is the final filing | No |
| 2016-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-12-01 | Plan is a collectively bargained plan | No |
| 2016-12-01 | Plan funding arrangement – Trust | Yes |
| 2016-12-01 | Plan benefit arrangement - Trust | Yes |
| 2015: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses |
|---|
| 2015-12-01 | Type of plan entity | Single employer plan |
| 2015-12-01 | Submission has been amended | No |
| 2015-12-01 | This submission is the final filing | No |
| 2015-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-12-01 | Plan is a collectively bargained plan | No |
| 2015-12-01 | Plan funding arrangement – Trust | Yes |
| 2015-12-01 | Plan benefit arrangement - Trust | Yes |
| 2014: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses |
|---|
| 2014-12-01 | Type of plan entity | Single employer plan |
| 2014-12-01 | Submission has been amended | No |
| 2014-12-01 | This submission is the final filing | No |
| 2014-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-12-01 | Plan is a collectively bargained plan | No |
| 2014-12-01 | Plan funding arrangement – Trust | Yes |
| 2014-12-01 | Plan benefit arrangement - Trust | Yes |
| 2013: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses |
|---|
| 2013-12-01 | Type of plan entity | Single employer plan |
| 2013-12-01 | Submission has been amended | No |
| 2013-12-01 | This submission is the final filing | No |
| 2013-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-12-01 | Plan is a collectively bargained plan | No |
| 2013-12-01 | Plan funding arrangement – Trust | Yes |
| 2013-12-01 | Plan benefit arrangement - Trust | Yes |
| 2012: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses |
|---|
| 2012-12-01 | Type of plan entity | Single employer plan |
| 2012-12-01 | Submission has been amended | No |
| 2012-12-01 | This submission is the final filing | No |
| 2012-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-12-01 | Plan is a collectively bargained plan | No |
| 2012-12-01 | Plan funding arrangement – Trust | Yes |
| 2012-12-01 | Plan benefit arrangement - Trust | Yes |
| 2011: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses |
|---|
| 2011-12-01 | Type of plan entity | Single employer plan |
| 2011-12-01 | Submission has been amended | No |
| 2011-12-01 | This submission is the final filing | No |
| 2011-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-12-01 | Plan is a collectively bargained plan | No |
| 2011-12-01 | Plan funding arrangement – Trust | Yes |
| 2011-12-01 | Plan benefit arrangement - Trust | Yes |
| 2009: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses |
|---|
| 2009-12-01 | Type of plan entity | Single employer plan |
| 2009-12-01 | Submission has been amended | No |
| 2009-12-01 | This submission is the final filing | No |
| 2009-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-12-01 | Plan is a collectively bargained plan | No |
| 2009-12-01 | Plan funding arrangement – Trust | Yes |
| 2009-12-01 | Plan benefit arrangement - Trust | Yes |
| 2008: ROBERT W. CHAPMAN & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2008 form 5500 responses |
|---|
| 2008-12-01 | Type of plan entity | Single employer plan |
| 2008-12-01 | Submission has been amended | No |
| 2008-12-01 | This submission is the final filing | No |
| 2008-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2008-12-01 | Plan is a collectively bargained plan | No |
