DAVID ALLEN COMPANY INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan DAVID ALLEN COMPANY INC 401K PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2023 : DAVID ALLEN COMPANY INC 401K PROFIT SHARING PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $2,411,929 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $930,304 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $875,530 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $1,026,450 |
| Value of total assets at end of year | 2023-12-31 | $9,960,175 |
| Value of total assets at beginning of year | 2023-12-31 | $8,478,550 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $54,774 |
| Total interest from all sources | 2023-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $290,341 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $290,341 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $760,776 |
| Participant contributions at end of year | 2023-12-31 | $0 |
| Participant contributions at beginning of year | 2023-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $126,920 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2023-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2023-12-31 | $0 |
| Other income not declared elsewhere | 2023-12-31 | $4,368 |
| Total non interest bearing cash at end of year | 2023-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2023-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $1,481,625 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $9,960,175 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $8,478,550 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $9,270,577 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $8,085,131 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $206,038 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $50,231 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $479,008 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $338,081 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $1,070,180 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $20,590 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $138,754 |
| Employer contributions (assets) at end of year | 2023-12-31 | $4,552 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $5,107 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $875,530 |
| Contract administrator fees | 2023-12-31 | $54,774 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | WILLIAMS OVERMAN PIERCE, LLP |
| Accountancy firm EIN | 2023-12-31 | 561031342 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $2,411,929 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $930,304 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $875,530 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $1,026,450 |
| Value of total assets at end of year | 2023-01-01 | $9,960,175 |
| Value of total assets at beginning of year | 2023-01-01 | $8,478,550 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $54,774 |
| Total interest from all sources | 2023-01-01 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $290,341 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $290,341 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $760,776 |
| Participant contributions at end of year | 2023-01-01 | $0 |
| Participant contributions at beginning of year | 2023-01-01 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $126,920 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2023-01-01 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2023-01-01 | $0 |
| Other income not declared elsewhere | 2023-01-01 | $4,368 |
| Total non interest bearing cash at end of year | 2023-01-01 | $0 |
| Total non interest bearing cash at beginning of year | 2023-01-01 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $1,481,625 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $9,960,175 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $8,478,550 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $9,270,577 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $8,085,131 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $206,038 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $50,231 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $479,008 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $338,081 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $1,070,180 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $20,590 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $138,754 |
| Employer contributions (assets) at end of year | 2023-01-01 | $4,552 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $5,107 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $875,530 |
| Contract administrator fees | 2023-01-01 | $54,774 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | WILLIAMS OVERMAN PIERCE, LLP |
| Accountancy firm EIN | 2023-01-01 | 561031342 |
| 2022 : DAVID ALLEN COMPANY INC 401K PROFIT SHARING PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $3,967 |
| Total income from all sources (including contributions) | 2022-12-31 | $-832,135 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $827,581 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $784,256 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $897,275 |
| Value of total assets at end of year | 2022-12-31 | $8,478,550 |
| Value of total assets at beginning of year | 2022-12-31 | $10,142,233 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $43,325 |
| Total interest from all sources | 2022-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $350,707 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $350,707 |
| Administrative expenses professional fees incurred | 2022-12-31 | $43,325 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $756,421 |
| Participant contributions at end of year | 2022-12-31 | $0 |
| Participant contributions at beginning of year | 2022-12-31 | $28,535 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $3,967 |
| Other income not declared elsewhere | 2022-12-31 | $2,887 |
| Total non interest bearing cash at end of year | 2022-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2022-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-1,659,716 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $8,478,550 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $10,138,266 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $8,085,131 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $9,748,418 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $50,231 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $214,069 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $338,081 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $143,501 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-2,062,822 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $-20,182 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $140,854 |
| Employer contributions (assets) at end of year | 2022-12-31 | $5,107 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $7,710 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $784,256 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | WILLIAMS OVERMAN PIERCE, LLP |
| Accountancy firm EIN | 2022-12-31 | 561031342 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $3,967 |
| Total income from all sources (including contributions) | 2022-01-01 | $-832,135 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $827,581 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $784,256 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $897,275 |
| Value of total assets at end of year | 2022-01-01 | $8,478,550 |
| Value of total assets at beginning of year | 2022-01-01 | $10,142,233 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $43,325 |
| Total interest from all sources | 2022-01-01 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $350,707 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $350,707 |
| Administrative expenses professional fees incurred | 2022-01-01 | $43,325 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $756,421 |
| Participant contributions at end of year | 2022-01-01 | $0 |
| Participant contributions at beginning of year | 2022-01-01 | $28,535 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-01-01 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-01-01 | $3,967 |
| Other income not declared elsewhere | 2022-01-01 | $2,887 |
| Total non interest bearing cash at end of year | 2022-01-01 | $0 |
| Total non interest bearing cash at beginning of year | 2022-01-01 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-1,659,716 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $8,478,550 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $10,138,266 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $8,085,131 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $9,748,418 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $50,231 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $214,069 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $338,081 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $143,501 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-2,062,822 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $-20,182 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $140,854 |
| Employer contributions (assets) at end of year | 2022-01-01 | $5,107 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $7,710 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $784,256 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | WILLIAMS OVERMAN PIERCE, LLP |
| Accountancy firm EIN | 2022-01-01 | 561031342 |
| 2021 : DAVID ALLEN COMPANY INC 401K PROFIT SHARING PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $3,967 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $1,158 |
| Total income from all sources (including contributions) | 2021-12-31 | $2,071,294 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $664,182 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $625,643 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $941,465 |
| Value of total assets at end of year | 2021-12-31 | $10,142,233 |
| Value of total assets at beginning of year | 2021-12-31 | $8,732,312 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $38,539 |
| Total interest from all sources | 2021-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $482,042 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $482,042 |
| Administrative expenses professional fees incurred | 2021-12-31 | $38,539 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $799,624 |
| Participant contributions at end of year | 2021-12-31 | $28,535 |
| Participant contributions at beginning of year | 2021-12-31 | $3,531 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $3,967 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $1,158 |
| Other income not declared elsewhere | 2021-12-31 | $1,962 |
| Total non interest bearing cash at end of year | 2021-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2021-12-31 | $70,091 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $1,407,112 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $10,138,266 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $8,731,154 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $9,748,418 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $8,304,004 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $214,069 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $39,778 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $143,501 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $308,866 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $626,071 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $19,754 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $141,841 |
| Employer contributions (assets) at end of year | 2021-12-31 | $7,710 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $6,042 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $625,643 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Disclaimer |
| Accountancy firm name | 2021-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2021-12-31 | 410746749 |
| 2020 : DAVID ALLEN COMPANY INC 401K PROFIT SHARING PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $1,158 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $8,237 |
| Total income from all sources (including contributions) | 2020-12-31 | $2,175,398 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $250,081 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $228,687 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $988,027 |
| Value of total assets at end of year | 2020-12-31 | $8,732,312 |
| Value of total assets at beginning of year | 2020-12-31 | $6,814,074 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $21,394 |
| Total interest from all sources | 2020-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $279,333 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $279,333 |
| Administrative expenses professional fees incurred | 2020-12-31 | $21,394 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $689,962 |
| Participant contributions at end of year | 2020-12-31 | $3,531 |
| Participant contributions at beginning of year | 2020-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $164,589 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $1,158 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $8,237 |
| Other income not declared elsewhere | 2020-12-31 | $2,992 |
| Total non interest bearing cash at end of year | 2020-12-31 | $70,091 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $1,925,317 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $8,731,154 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $6,805,837 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $8,304,004 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $6,621,178 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $39,778 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $33,101 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $308,866 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $159,795 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $900,152 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $4,894 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $133,476 |
| Employer contributions (assets) at end of year | 2020-12-31 | $6,042 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $228,687 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2020-12-31 | 410746749 |
| 2019 : DAVID ALLEN COMPANY INC 401K PROFIT SHARING PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $8,237 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $2,066,672 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $1,283,935 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,248,471 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $883,166 |
| Value of total assets at end of year | 2019-12-31 | $6,814,074 |
| Value of total assets at beginning of year | 2019-12-31 | $6,023,100 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $35,464 |
| Total interest from all sources | 2019-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $213,883 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $213,883 |
| Administrative expenses professional fees incurred | 2019-12-31 | $35,464 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $655,798 |
| Participant contributions at end of year | 2019-12-31 | $0 |
| Participant contributions at beginning of year | 2019-12-31 | $64,334 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $95,360 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $8,237 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $0 |
| Other income not declared elsewhere | 2019-12-31 | $7,004 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $782,737 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $6,805,837 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $6,023,100 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $6,621,178 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $5,753,922 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $33,101 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $198,759 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $198,759 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $159,795 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $958,082 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $4,537 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $132,008 |
| Employer contributions (assets) at end of year | 2019-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $6,085 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,248,471 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2019-12-31 | 410746749 |
| 2018 : DAVID ALLEN COMPANY INC 401K PROFIT SHARING PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $590,793 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $614,670 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $575,427 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $889,025 |
| Value of total assets at end of year | 2018-12-31 | $6,023,100 |
| Value of total assets at beginning of year | 2018-12-31 | $6,046,977 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $39,243 |
| Total interest from all sources | 2018-12-31 | $3,892 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $306,198 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $306,198 |
| Administrative expenses professional fees incurred | 2018-12-31 | $22,826 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $613,766 |
| Participant contributions at end of year | 2018-12-31 | $64,334 |
| Participant contributions at beginning of year | 2018-12-31 | $6,835 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $161,232 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-23,877 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $6,023,100 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $6,046,977 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $16,417 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $5,753,922 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $5,669,338 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $198,759 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $369,483 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $369,483 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $3,892 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-608,322 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $114,027 |
| Employer contributions (assets) at end of year | 2018-12-31 | $6,085 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $1,321 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $575,427 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | CLIFTON LARSON ALLEN LLP |
| Accountancy firm EIN | 2018-12-31 | 410746749 |
| 2017 : DAVID ALLEN COMPANY INC 401K PROFIT SHARING PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $1,815,807 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $651,762 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $630,453 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $966,513 |
| Value of total assets at end of year | 2017-12-31 | $6,046,977 |
| Value of total assets at beginning of year | 2017-12-31 | $4,882,932 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $21,309 |
| Total interest from all sources | 2017-12-31 | $2,525 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $170,199 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $170,199 |
| Administrative expenses professional fees incurred | 2017-12-31 | $13,035 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $547,391 |
| Participant contributions at end of year | 2017-12-31 | $6,835 |
| Participant contributions at beginning of year | 2017-12-31 | $45,284 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $313,766 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $1,164,045 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $6,046,977 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $4,882,932 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $8,274 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $5,669,338 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $4,372,881 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $369,483 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $459,277 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $459,277 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $2,525 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $676,570 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $105,356 |
| Employer contributions (assets) at end of year | 2017-12-31 | $1,321 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $5,490 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $630,453 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | CLIFTON LARSON ALLEN LLP |
| Accountancy firm EIN | 2017-12-31 | 410746749 |
| 2016 : DAVID ALLEN COMPANY INC 401K PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $900,572 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $384,362 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $371,901 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $569,474 |
| Value of total assets at end of year | 2016-12-31 | $4,882,932 |
| Value of total assets at beginning of year | 2016-12-31 | $4,366,722 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $12,461 |
| Total interest from all sources | 2016-12-31 | $1,172 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $147,537 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $147,537 |
| Administrative expenses professional fees incurred | 2016-12-31 | $12,461 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $468,435 |
| Participant contributions at end of year | 2016-12-31 | $45,284 |
| Participant contributions at beginning of year | 2016-12-31 | $14,282 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $12,017 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $516,210 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $4,882,932 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $4,366,722 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $4,372,881 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $4,297,678 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $459,277 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $1,172 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $182,389 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $89,022 |
| Employer contributions (assets) at end of year | 2016-12-31 | $5,490 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $54,762 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $371,901 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | CLIFTON LARSON ALLEN LLP |
| Accountancy firm EIN | 2016-12-31 | 410746749 |
| 2015 : DAVID ALLEN COMPANY INC 401K PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2015-12-31 | $1,561 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-153,271 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-151,710 |
| Total transfer of assets from this plan | 2015-12-31 | $2,174,697 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $562,179 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $855,734 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $845,610 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $451,330 |
| Value of total assets at end of year | 2015-12-31 | $4,366,722 |
| Value of total assets at beginning of year | 2015-12-31 | $6,834,974 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $10,124 |
| Total interest from all sources | 2015-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $195,964 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $195,964 |
| Assets. Real estate other than employer real property at end of year | 2015-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2015-12-31 | $1,350,000 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $378,184 |
| Participant contributions at end of year | 2015-12-31 | $14,282 |
| Participant contributions at beginning of year | 2015-12-31 | $14,440 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
| Other income not declared elsewhere | 2015-12-31 | $66,595 |
| Administrative expenses (other) incurred | 2015-12-31 | $10,049 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-293,555 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $4,366,722 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $6,834,974 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $4,297,678 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $4,241,288 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $1,112,608 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $1,112,608 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $73,146 |
| Employer contributions (assets) at end of year | 2015-12-31 | $54,762 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $116,638 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $845,610 |
| Contract administrator fees | 2015-12-31 | $75 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2015-12-31 | 410746749 |
| 2014 : DAVID ALLEN COMPANY INC 401K PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2014-12-31 | $-40,000 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $-40,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $683,267 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $407,494 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $376,512 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $462,420 |
| Value of total assets at end of year | 2014-12-31 | $6,834,974 |
| Value of total assets at beginning of year | 2014-12-31 | $6,559,201 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $30,982 |
| Total income from rents | 2014-12-31 | $50,400 |
| Total interest from all sources | 2014-12-31 | $2,199 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Assets. Real estate other than employer real property at end of year | 2014-12-31 | $1,350,000 |
| Assets. Real estate other than employer real property at beginning of year | 2014-12-31 | $1,390,000 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $345,782 |
| Participant contributions at end of year | 2014-12-31 | $14,440 |
| Participant contributions at beginning of year | 2014-12-31 | $0 |
| Administrative expenses (other) incurred | 2014-12-31 | $30,982 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $275,773 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $6,834,974 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $6,559,201 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $4,241,288 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $3,990,293 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $1,112,608 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $1,117,373 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $1,117,373 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $2,199 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $208,248 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $116,638 |
| Employer contributions (assets) at end of year | 2014-12-31 | $116,638 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $61,535 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $376,512 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | ADAMS, MARTIN & ASSOCIATES PA |
| Accountancy firm EIN | 2014-12-31 | 561584314 |
| 2013 : DAVID ALLEN COMPANY INC 401K PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2013-12-31 | $45,000 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $45,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $1,198,911 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $1,069,855 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,044,852 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $401,369 |
| Value of total assets at end of year | 2013-12-31 | $6,559,201 |
| Value of total assets at beginning of year | 2013-12-31 | $6,430,145 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $25,003 |
| Total income from rents | 2013-12-31 | $45,600 |
| Total interest from all sources | 2013-12-31 | $2,312 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Assets. Real estate other than employer real property at end of year | 2013-12-31 | $1,390,000 |
| Assets. Real estate other than employer real property at beginning of year | 2013-12-31 | $1,345,000 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $339,834 |
| Participant contributions at end of year | 2013-12-31 | $0 |
| Participant contributions at beginning of year | 2013-12-31 | $110 |
| Administrative expenses (other) incurred | 2013-12-31 | $25,003 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $129,056 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $6,559,201 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $6,430,145 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $3,990,293 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $3,674,817 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $1,117,373 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $1,350,861 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $1,350,861 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $2,312 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $704,630 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $61,535 |
| Employer contributions (assets) at end of year | 2013-12-31 | $61,535 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $59,357 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,044,852 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | ADAMS, MARTIN & ASSOCIATES PA |
| Accountancy firm EIN | 2013-12-31 | 561584314 |
| 2012 : DAVID ALLEN COMPANY INC 401K PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2012-12-31 | $-195,000 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $-195,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $666,598 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $339,287 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $317,088 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $399,731 |
| Value of total assets at end of year | 2012-12-31 | $6,430,145 |
| Value of total assets at beginning of year | 2012-12-31 | $6,102,834 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $22,199 |
| Total income from rents | 2012-12-31 | $49,320 |
| Total interest from all sources | 2012-12-31 | $3,597 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Assets. Real estate other than employer real property at end of year | 2012-12-31 | $1,345,000 |
| Assets. Real estate other than employer real property at beginning of year | 2012-12-31 | $1,540,000 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $328,267 |
| Participant contributions at end of year | 2012-12-31 | $110 |
| Participant contributions at beginning of year | 2012-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $0 |
| Administrative expenses (other) incurred | 2012-12-31 | $22,199 |
| Total non interest bearing cash at end of year | 2012-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $45,876 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $327,311 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $6,430,145 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $6,102,834 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $3,674,817 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $3,041,360 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $1,350,861 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $1,381,310 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $1,381,310 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $3,597 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $408,950 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $71,464 |
| Employer contributions (assets) at end of year | 2012-12-31 | $59,357 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $94,288 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $317,088 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | ADAMS, MARTIN & ASSOCIATES PA |
| Accountancy firm EIN | 2012-12-31 | 561584314 |
| 2011 : DAVID ALLEN COMPANY INC 401K PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $547,002 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $534,416 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $509,729 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $496,568 |
| Value of total assets at end of year | 2011-12-31 | $6,102,834 |
| Value of total assets at beginning of year | 2011-12-31 | $6,090,248 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $24,687 |
| Total income from rents | 2011-12-31 | $126,830 |
| Total interest from all sources | 2011-12-31 | $6,236 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Assets. Real estate other than employer real property at end of year | 2011-12-31 | $1,540,000 |
| Assets. Real estate other than employer real property at beginning of year | 2011-12-31 | $1,500,000 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $372,139 |
| Participant contributions at end of year | 2011-12-31 | $0 |
| Participant contributions at beginning of year | 2011-12-31 | $1,275 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $5,140 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $0 |
| Administrative expenses (other) incurred | 2011-12-31 | $24,687 |
| Total non interest bearing cash at end of year | 2011-12-31 | $45,876 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $12,586 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $6,102,834 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $6,090,248 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $3,041,360 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $3,022,910 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $1,381,310 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $1,446,478 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $1,446,478 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $6,236 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-82,632 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $119,289 |
| Employer contributions (assets) at end of year | 2011-12-31 | $94,288 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $119,585 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $509,729 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | ADAMS, MARTIN & ASSOCIATES PA |
| Accountancy firm EIN | 2011-12-31 | 561584314 |
| 2010 : DAVID ALLEN COMPANY INC 401K PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $736,701 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $664,494 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $641,083 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $377,756 |
| Value of total assets at end of year | 2010-12-31 | $6,090,248 |
| Value of total assets at beginning of year | 2010-12-31 | $6,018,041 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $23,411 |
| Total income from rents | 2010-12-31 | $102,840 |
| Total interest from all sources | 2010-12-31 | $12,235 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Assets. Real estate other than employer real property at end of year | 2010-12-31 | $1,500,000 |
| Assets. Real estate other than employer real property at beginning of year | 2010-12-31 | $1,500,000 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $243,890 |
| Participant contributions at end of year | 2010-12-31 | $1,275 |
| Participant contributions at beginning of year | 2010-12-31 | $25,068 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $1,521 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $321 |
| Other income not declared elsewhere | 2010-12-31 | $-2,416 |
| Administrative expenses (other) incurred | 2010-12-31 | $23,411 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $72,207 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $6,090,248 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $6,018,041 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $3,022,910 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $2,865,337 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $1,446,478 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $1,538,133 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $1,538,133 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $12,235 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $246,286 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $132,345 |
| Employer contributions (assets) at end of year | 2010-12-31 | $119,585 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $89,182 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $641,083 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | POTTER & COMPANY |
| Accountancy firm EIN | 2010-12-31 | 561220683 |
